Purchases and Sales Made in Q4 2023 in Capital Southwest Corp (CSWC)
This table provides information about the institutional ownership of Capital Southwest Corp (CSWC) during Q4 2023. The information is specifically focused on institutions that hold shares of CAPITAL SOUTHWEST CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 15, 2024
Q4 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
782KNew |
$16.3M - $18.9M
|
782K
$17.6M
|
|
|
Jan 10, 2024
Q4 2023
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
682KNew |
$14.2M - $16.5M
|
682K
$15.4M
|
|
|
Feb 08, 2024
Q4 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
363K+ 855.48% |
$7.55M - $8.76M
|
405K
$9.13M
|
|
|
Feb 14, 2024
Q4 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
181K+ 106.16% |
$3.77M - $4.37M
|
352K
$7.91M
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
173K+ 84.44% |
$3.61M - $4.18M
|
379K
$8.53M
|
|
|
Feb 14, 2024
Q4 2023
|
Hudson Bay Capital Management LP
Greenwich, CT |
BUY
|
- |
131KNew |
$2.72M - $3.15M
|
131K
$2.94M
|
|
|
Jan 23, 2024
Q4 2023
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
94.1KNew |
$1.96M - $2.27M
|
94.1K
$2.12M
|
|
|
Feb 14, 2024
Q4 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
93.7KNew |
$1.95M - $2.26M
|
93.7K
$2.11M
|
|
|
Feb 14, 2024
Q4 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
77.6K+ 365.48% |
$1.61M - $1.87M
|
98.8K
$2.22M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
71.3K+ 81.21% |
$1.48M - $1.72M
|
159K
$3.58M
|
|
|
Feb 05, 2024
Q4 2023
|
Van Eck Associates Corp
|
BUY
|
- |
70.1K+ 10.6% |
$1.46M - $1.69M
|
731K
$16.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
68.7KNew |
$1.43M - $1.66M
|
68.7K
$1.55M
|
|
|
Feb 09, 2024
Q4 2023
|
Argent Trust CO
Nashville, TN |
BUY
|
- |
68.6KNew |
$1.43M - $1.65M
|
68.6K
$1.54M
|
|
|
Jan 10, 2024
Q4 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
62.6K+ 33.89% |
$1.3M - $1.51M
|
247K
$5.57M
|
|
|
Feb 08, 2024
Q4 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
54.6KNew |
$1.14M - $1.32M
|
54.6K
$1.23M
|
|
|
Feb 13, 2024
Q4 2023
|
First Dallas Securities Inc.
|
BUY
|
- |
49.8KNew |
$1.04M - $1.2M
|
49.8K
$1.12M
|
|
|
Feb 07, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
49.7KNew |
$1.03M - $1.2M
|
49.7K
$1.12M
|
|
|
Feb 14, 2024
Q4 2023
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
42.4K+ 130.23% |
$883K - $1.02M
|
75K
$1.69M
|
|
|
Jan 30, 2024
Q4 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
39.2K+ 120.43% |
$816K - $946K
|
71.8K
$1.62M
|
|
|
Feb 14, 2024
Q4 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
38.3KNew |
$797K - $924K
|
38.3K
$862K
|
|
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
34.7K+ 231.33% |
$722K - $837K
|
49.7K
$1.12M
|
|
|
Feb 15, 2024
Q4 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
32.8K+ 11.89% |
$683K - $792K
|
309K
$6.96M
|
|
|
Feb 02, 2024
Q4 2023
|
Simplex Trading, LLC
|
BUY
|
- |
25.5K+ 1900.3% |
$531K - $615K
|
26.8K
$604K
|
|
|
Feb 13, 2024
Q4 2023
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
24.1K+ 71.71% |
$501K - $581K
|
57.6K
$1.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
21.6K+ 36.3% |
$450K - $522K
|
81.3K
$1.83M
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
19.3K+ 147.92% |
$401K - $465K
|
32.3K
$727K
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
19.2K+ 30.67% |
$400K - $464K
|
81.9K
$1.84M
|
|
|
Feb 14, 2024
Q4 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
17.6KNew |
$367K - $425K
|
17.6K
$397K
|
|
|
Feb 14, 2024
Q4 2023
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
16.6K+ 1276.92% |
$345K - $400K
|
17.9K
$403K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16.3K+ 12.62% |
$339K - $393K
|
145K
$3.27M
|
|
|
Feb 09, 2024
Q4 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
16KNew |
$333K - $386K
|
16K
$360K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
13.7K+ 15.17% |
$284K - $330K
|
104K
$2.34M
|
|
|
Feb 26, 2024
Q4 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
12.5KNew |
$261K - $303K
|
12.5K
$282K
|
|
|
Jan 17, 2024
Q4 2023
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
12.5K+ 5.45% |
$260K - $301K
|
242K
$5.45M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
11.4K+ 10.95% |
$236K - $274K
|
115K
$2.59M
|
|
|
Feb 13, 2024
Q4 2023
|
Black Rock Inc.
New York, NY |
BUY
|
- |
10.7K+ 5.92% |
$222K - $258K
|
191K
$4.3M
|
|
|
Feb 13, 2024
Q4 2023
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
BUY
|
- |
10.4KNew |
$217K - $252K
|
10.4K
$235K
|
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
9.9KNew |
$206K - $239K
|
9.9K
$223K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
9.87KNew |
$205K - $238K
|
9.87K
$222K
|
|
|
Feb 14, 2024
Q4 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
9.87KNew |
$205K - $238K
|
9.87K
$222K
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
9.47KNew |
$197K - $228K
|
9.47K
$213K
|
|
|
Feb 14, 2024
Q4 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
9.3K+ 448.84% |
$194K - $224K
|
11.4K
$256K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
9.07K+ 28.7% |
$189K - $219K
|
40.7K
$915K
|
|
|
Feb 02, 2024
Q4 2023
|
Precision Wealth Strategies, LLC
|
BUY
|
- |
8.62KNew |
$179K - $208K
|
8.62K
$194K
|
|
|
Feb 12, 2024
Q4 2023
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
8.56KNew |
$178K - $206K
|
8.56K
$193K
|
|
|
Jan 12, 2024
Q4 2023
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
8.47KNew |
$176K - $204K
|
8.47K
$191K
|
|
|
Jan 10, 2024
Q4 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
7.91K+ 1.51% |
$165K - $191K
|
532K
$12M
|
|
|
Feb 14, 2024
Q4 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
5.78K+ 53.3% |
$120K - $139K
|
16.6K
$374K
|
|
|
Feb 12, 2024
Q4 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
5.71K+ 33.63% |
$119K - $138K
|
22.7K
$511K
|
|
|
Jan 31, 2024
Q4 2023
|
Redmont Wealth Advisors LLC
Chicago, IL |
BUY
|
- |
4.41K+ 5.84% |
$91.8K - $106K
|
79.9K
$1.8M
|