Purchases and Sales Made in Q1 2022 in Herzfeld Caribbean Basin Fund Inc (CUBA)
This table provides information about the institutional ownership of Herzfeld Caribbean Basin Fund Inc (CUBA) during Q1 2022. The information is specifically focused on institutions that hold shares of HERZFELD CARIBBEAN BASIN FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
14K+ 69.26% |
$67.2K - $80.4K
|
34.2K
$83.5K
|
|
|
May 04, 2022
Q1 2022
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
3.8KNew |
$18.2K - $21.8K
|
3.8K
$9.27K
|
|
|
May 16, 2022
Q1 2022
|
Css LLC
Chicago, IL |
BUY
|
- |
1.74K+ 1.9% |
$8.36K - $9.99K
|
93.5K
$228K
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.24K+ 7.99% |
$5.96K - $7.13K
|
16.8K
$41K
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
484+ 4.83% |
$2.32K - $2.78K
|
10.5K
$25.6K
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
126+ 13.15% |
$605 - $723
|
1.08K
$2.64K
|
|
|
Nov 14, 2022
Q1 2022
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
34+ 3.3% |
$163 - $195
|
1.06K
$2.6K
|
|
|
Apr 21, 2022
Q1 2022
|
Cwm, LLC
|
BUY
|
- |
21+ 3.29% |
$101 - $121
|
660
$1.61K
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
14New |
$67.2 - $80.4
|
14
$34.2
|
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
13New |
$62.4 - $74.6
|
13
$31.7
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-12- 0.3% |
$57.6 - $68.9
|
4K
$9.76K
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-60Closed |
$288 - $344
|
0
$0
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-99- 2.49% |
$475 - $568
|
3.88K
$9.47K
|
|
|
Apr 21, 2022
Q1 2022
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-855- 4.31% |
$4.1K - $4.91K
|
19K
$46.3K
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.01K- 20.58% |
$4.83K - $5.77K
|
3.88K
$9.47K
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
SELL
|
- |
-1.46KClosed |
$6.98K - $8.35K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-2.74KClosed |
$13.1K - $15.7K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Lincoln National Corp
|
SELL
|
- |
-2.76K- 8.78% |
$13.2K - $15.8K
|
28.6K
$69.9K
|
|
|
May 13, 2022
Q1 2022
|
Twin Focus Capital Partners, LLC
Boston, MA |
SELL
|
- |
-6.36K- 29.27% |
$30.5K - $36.5K
|
15.4K
$37.5K
|
|
|
May 16, 2022
Q1 2022
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-11.9KClosed |
$57.2K - $68.5K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-12.1K- 13.02% |
$58.1K - $69.5K
|
80.8K
$197K
|
|
|
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-12.4K- 2.4% |
$59.7K - $71.4K
|
505K
$1.23M
|
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-27.2KClosed |
$131K - $156K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-30.3KClosed |
$145K - $174K
|
0
$0
|
|
|
Apr 12, 2022
Q1 2022
|
Matisse Capital
|
SELL
|
- |
-69.4KClosed |
$333K - $399K
|
0
$0
|