Purchases and Sales Made in Q3 2021 in Herzfeld Caribbean Basin Fund Inc (CUBA)
This table provides information about the institutional ownership of Herzfeld Caribbean Basin Fund Inc (CUBA) during Q3 2021. The information is specifically focused on institutions that hold shares of HERZFELD CARIBBEAN BASIN FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
38.5K+ 8.43% |
$204K - $237K
|
495K
$1.21M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
26.1KNew |
$138K - $161K
|
26.1K
$63.7K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
13.9KNew |
$73.3K - $85.3K
|
13.9K
$33.8K
|
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
BUY
|
- |
4.37K+ 17.6% |
$23.1K - $26.9K
|
29.2K
$71.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.32KNew |
$22.9K - $26.6K
|
4.32K
$10.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Css LLC
Chicago, IL |
BUY
|
- |
1.78K+ 2.47% |
$9.4K - $10.9K
|
73.8K
$180K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
380+ 3.86% |
$2.01K - $2.34K
|
10.2K
$24.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
62+ 1.65% |
$328 - $382
|
3.83K
$9.34K
|
|
|
Nov 04, 2021
Q3 2021
|
Larson Financial Group LLC
|
BUY
|
- |
1New |
$5.29 - $6.16
|
1
$2.44
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-825- 46.27% |
$4.36K - $5.08K
|
958
$2.34K
|
|
|
Nov 15, 2021
Q3 2021
|
Twin Focus Capital Partners, LLC
Boston, MA |
SELL
|
- |
-3.5K- 9.26% |
$18.5K - $21.6K
|
34.3K
$83.7K
|
|
|
Nov 10, 2021
Q3 2021
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-4.18K- 37.42% |
$22.1K - $25.8K
|
6.99K
$17.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-4.96K- 80.63% |
$26.2K - $30.5K
|
1.19K
$2.91K
|
|
|
Nov 15, 2021
Q3 2021
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-14.3K- 20.71% |
$75.7K - $88.1K
|
54.8K
$134K
|
|
|
Nov 12, 2021
Q3 2021
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-49.1K- 32.04% |
$260K - $302K
|
104K
$254K
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-52.4K- 52.3% |
$277K - $323K
|
47.8K
$117K
|
|
|
Nov 08, 2021
Q3 2021
|
Matisse Capital
|
SELL
|
- |
-102KClosed |
$541K - $630K
|
0
$0
|