Purchases and Sales Made in Q4 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 13, 2022
Q4 2021
|
Diversified Trust CO
|
SELL
|
- |
-812Closed |
$276K - $296K
|
0
$0
|
|
Oct 13, 2022
Q4 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-839- 21.78% |
$285K - $306K
|
3.01K
$1.31M
|
|
Feb 15, 2022
Q4 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-839- 21.78% |
$285K - $306K
|
3.01K
$1.31M
|
|
Feb 11, 2022
Q4 2021
|
Jones Financial Companies Lllp
|
SELL
|
- |
-846- 1.08% |
$288K - $309K
|
77.5K
$33.6M
|
|
Jan 31, 2022
Q4 2021
|
Smith Anglin Financial, LLC
|
SELL
|
- |
-978- 1.81% |
$333K - $357K
|
52.9K
$23M
|
|
Jan 19, 2022
Q4 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-983- 12.9% |
$334K - $359K
|
6.64K
$2.88M
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.03K- 1.84% |
$349K - $375K
|
54.7K
$23.7M
|
|
Jan 14, 2022
Q4 2021
|
Madden Securities Corp
|
SELL
|
- |
-1.04KClosed |
$353K - $378K
|
0
$0
|
|
Feb 09, 2022
Q4 2021
|
Ground Swell Capital, LLC
Folly Beach, SC |
SELL
|
- |
-1.06KClosed |
$361K - $387K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-1.07KClosed |
$362K - $389K
|
0
$0
|
|
Jan 28, 2022
Q4 2021
|
Hall Private Wealth Advisors
|
SELL
|
- |
-1.07KClosed |
$364K - $391K
|
0
$0
|
|
Jan 21, 2022
Q4 2021
|
Gfs Advisors, LLC
|
SELL
|
- |
-1.11K- 10.45% |
$378K - $406K
|
9.53K
$4.14M
|
|
Feb 14, 2022
Q4 2021
|
Sns Financial Group, LLC
|
SELL
|
- |
-1.14K- 8.16% |
$388K - $416K
|
12.8K
$5.57M
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-1.14K- 9.06% |
$389K - $417K
|
11.5K
$4.98M
|
|
Feb 11, 2022
Q4 2021
|
Cooper Financial Group
|
SELL
|
- |
-1.15KClosed |
$391K - $419K
|
0
$0
|
|
Feb 16, 2022
Q4 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-1.19K- 6.33% |
$404K - $433K
|
17.6K
$7.64M
|
|
Jan 19, 2022
Q4 2021
|
Acas, LLC
|
SELL
|
- |
-1.2KClosed |
$406K - $436K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Avalon Investment & Advisory
Houston, TX |
SELL
|
- |
-1.21KClosed |
$411K - $441K
|
0
$0
|
|
Feb 09, 2022
Q4 2021
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-1.29K- 12.99% |
$440K - $472K
|
8.66K
$3.76M
|
|
Jan 26, 2022
Q4 2021
|
Cliftonlarsonallen Wealth Advisors, LLC
|
SELL
|
- |
-1.3KClosed |
$443K - $476K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Point72 Hong Kong LTD
Hong Kong, K3 |
SELL
|
- |
-1.31K- 38.69% |
$444K - $476K
|
2.07K
$898K
|
|
Feb 11, 2022
Q4 2021
|
Coldstream Capital Management Inc
|
SELL
|
- |
-1.32KClosed |
$448K - $480K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Wood Trust Financial Corp
|
SELL
|
- |
-1.35KClosed |
$459K - $492K
|
0
$0
|
|
Feb 02, 2022
Q4 2021
|
Pvg Asset Management Corp
Golden, CO |
SELL
|
- |
-1.37KClosed |
$467K - $501K
|
0
$0
|
|
Jan 26, 2022
Q4 2021
|
Flc Capital Advisors
|
SELL
|
- |
-1.39KClosed |
$473K - $507K
|
0
$0
|
|
Feb 07, 2022
Q4 2021
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-1.41KClosed |
$478K - $513K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-1.42KClosed |
$481K - $516K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-1.46K- 31.67% |
$498K - $534K
|
3.16K
$1.37M
|
|
Feb 04, 2022
Q4 2021
|
Cowa, LLC
Tulsa, OK |
SELL
|
- |
-1.5K- 7.78% |
$510K - $547K
|
17.8K
$7.71M
|
|
Feb 10, 2022
Q4 2021
|
Td Asset Management Inc
|
SELL
|
- |
-1.5K- 68.18% |
$510K - $547K
|
700
$304K
|
|
Feb 14, 2022
Q4 2021
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-1.51K- 38.91% |
$515K - $552K
|
2.38K
$1.03M
|
|
Feb 07, 2022
Q4 2021
|
Kesler, Norman & Wride, LLC
|
SELL
|
- |
-1.6K- 50.92% |
$543K - $583K
|
1.54K
$669K
|
|
Feb 07, 2022
Q4 2021
|
Cornerstone Investment Partners, LLC
|
SELL
|
- |
-1.63KClosed |
$553K - $594K
|
0
$0
|
|
Mar 02, 2022
Q4 2021
|
First Capital Advisors Group, Llc.
Little Silver, NJ |
SELL
|
- |
-1.71KClosed |
$582K - $625K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Segall Bryant & Hamill, LLC
Chicago, IL |
SELL
|
- |
-1.77KClosed |
$601K - $645K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.78K- 4.51% |
$604K - $648K
|
37.6K
$16.3M
|
|
Feb 28, 2022
Q4 2021
|
Camden Capital, LLC
|
SELL
|
- |
-1.8K- 43.0% |
$612K - $657K
|
2.39K
$1.04M
|
|
Jan 19, 2022
Q4 2021
|
Benin Management Corp
|
SELL
|
- |
-2K- 14.06% |
$680K - $730K
|
12.2K
$5.31M
|
|
Mar 07, 2022
Q4 2021
|
Stephens Inc
|
SELL
|
- |
-2.04K- 3.03% |
$693K - $743K
|
65.2K
$28.3M
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-2.13KClosed |
$723K - $776K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-2.17K- 55.05% |
$736K - $790K
|
1.77K
$768K
|
|
Feb 11, 2022
Q4 2021
|
Fortress Wealth Group, LLC
Orlando, FL |
SELL
|
- |
-2.36K- 39.15% |
$803K - $861K
|
3.67K
$1.59M
|
|
Feb 14, 2022
Q4 2021
|
King Luther Capital Management Corp
Fort Worth, TX |
SELL
|
- |
-2.43KClosed |
$826K - $887K
|
0
$0
|
|
Feb 02, 2022
Q4 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-2.55K- 34.78% |
$866K - $929K
|
4.77K
$2.07M
|
|
Feb 11, 2022
Q4 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-2.65K- 3.78% |
$901K - $967K
|
67.4K
$29.3M
|
|
Feb 02, 2022
Q4 2021
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-2.69KClosed |
$915K - $981K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-2.72K- 42.23% |
$923K - $991K
|
3.72K
$1.61M
|
|
Feb 04, 2022
Q4 2021
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-2.75K- 12.62% |
$936K - $1M
|
19.1K
$8.27M
|
|
Jan 26, 2022
Q4 2021
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-2.78K- 15.99% |
$946K - $1.01M
|
14.6K
$6.35M
|
|
Feb 01, 2022
Q4 2021
|
Greystone Financial Group, LLC
|
SELL
|
- |
-2.84K- 26.59% |
$964K - $1.03M
|
7.83K
$3.4M
|