Purchases and Sales Made in Q4 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 21, 2022
Q4 2021
|
Institute For Wealth Management, Llc.
|
BUY
|
- |
28+ 1.33% |
$9.52K - $10.2K
|
2.14K
$928K
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
27+ 0.58% |
$9.18K - $9.85K
|
4.67K
$2.03M
|
|
|
Feb 08, 2022
Q4 2021
|
Davis R M Inc
Portland, ME |
BUY
|
- |
25+ 3.51% |
$8.5K - $9.12K
|
737
$320K
|
|
|
Feb 15, 2022
Q4 2021
|
Hm Payson & CO
Portland, ME |
BUY
|
- |
23New |
$7.82K - $8.39K
|
23
$9.99K
|
|
|
Feb 01, 2022
Q4 2021
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
23+ 1.07% |
$7.82K - $8.39K
|
2.17K
$940K
|
|
|
Jan 13, 2022
Q4 2021
|
Grassi Investment Management
|
BUY
|
- |
22+ 1.59% |
$7.48K - $8.03K
|
1.4K
$609K
|
|
|
Feb 14, 2022
Q4 2021
|
Eaton Vance Management
Boston, MA |
BUY
|
- |
20+ 0.69% |
$6.8K - $7.3K
|
2.91K
$1.26M
|
|
|
Feb 09, 2022
Q4 2021
|
Evoke Wealth, LLC
|
BUY
|
- |
16+ 0.44% |
$5.44K - $5.84K
|
3.68K
$1.6M
|
|
|
Sep 10, 2024
Q4 2021
|
Summit Wealth Partners, LLC
Orlando, FL |
BUY
|
- |
15+ 0.18% |
$5.1K - $5.47K
|
8.34K
$3.62M
|
|
|
Jan 31, 2022
Q4 2021
|
Cnb Bank
Clearfield, PA |
BUY
|
- |
15New |
$5.1K - $5.47K
|
15
$6.51K
|
|
|
Feb 03, 2022
Q4 2021
|
Larson Financial Group LLC
|
BUY
|
- |
15+ 7.18% |
$5.1K - $5.47K
|
224
$97.3K
|
|
|
Feb 10, 2022
Q4 2021
|
Cutter & CO Brokerage, Inc.
|
BUY
|
- |
14+ 0.43% |
$4.76K - $5.11K
|
3.26K
$1.42M
|
|
|
May 17, 2022
Q4 2021
|
Beaird Harris Wealth Management, LLC
Dallas, TX |
BUY
|
- |
13New |
$4.42K - $4.74K
|
13
$5.64K
|
|
|
Feb 14, 2022
Q4 2021
|
Fort Point Capital Partners LLC
San Francisco, CA |
BUY
|
- |
13+ 0.57% |
$4.42K - $4.74K
|
2.3K
$999K
|
|
|
Jan 21, 2022
Q4 2021
|
Prosperity Planning, Inc.
|
BUY
|
- |
12+ 1.56% |
$4.08K - $4.38K
|
782
$340K
|
|
|
Feb 14, 2022
Q4 2021
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
11+ 0.44% |
$3.74K - $4.01K
|
2.49K
$1.08M
|
|
|
Feb 02, 2022
Q4 2021
|
Compass Ion Advisors, LLC
|
BUY
|
- |
11+ 0.47% |
$3.74K - $4.01K
|
2.35K
$1.02M
|
|
|
Feb 09, 2022
Q4 2021
|
Aquire Wealth Advisors, LLC
|
BUY
|
- |
10New |
$3.4K - $3.65K
|
10
$4.34K
|
|
|
Feb 11, 2022
Q4 2021
|
Meeder Asset Management Inc
|
BUY
|
- |
10New |
$3.4K - $3.65K
|
10
$4.34K
|
|
|
Feb 15, 2022
Q4 2021
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
10+ 1.25% |
$3.4K - $3.65K
|
812
$353K
|
|
|
Feb 11, 2022
Q4 2021
|
Wescap Management Group, Inc.
Glendale, CA |
BUY
|
- |
10+ 0.43% |
$3.4K - $3.65K
|
2.33K
$1.01M
|
|
|
Apr 15, 2022
Q4 2021
|
Lebenthal Global Advisors, LLC
|
BUY
|
- |
10+ 0.93% |
$3.4K - $3.65K
|
1.09K
$471K
|
|
|
Jan 21, 2022
Q4 2021
|
Trust CO Of Vermont
|
BUY
|
- |
10New |
$3.4K - $3.65K
|
10
$4.34K
|
|
|
Jan 20, 2022
Q4 2021
|
Sage Capital Advisors,Llc
|
BUY
|
- |
9+ 0.62% |
$3.06K - $3.28K
|
1.47K
$639K
|
|
|
Feb 14, 2022
Q4 2021
|
Credit Agricole S A
|
BUY
|
- |
9New |
$3.06K - $3.28K
|
9
$3.91K
|
|
|
Feb 11, 2022
Q4 2021
|
True North Advisors, LLC
|
BUY
|
- |
9+ 0.46% |
$3.06K - $3.28K
|
1.98K
$858K
|
|
|
Feb 14, 2022
Q4 2021
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
9+ 0.47% |
$3.06K - $3.28K
|
1.91K
$829K
|
|
|
Feb 14, 2022
Q4 2021
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
8+ 0.19% |
$2.72K - $2.92K
|
4.18K
$1.82M
|
|
|
Feb 10, 2022
Q4 2021
|
Vicus Capital
State College, PA |
BUY
|
- |
8+ 0.08% |
$2.72K - $2.92K
|
9.83K
$4.27M
|
|
|
Feb 08, 2022
Q4 2021
|
American Investment Services, Inc.
|
BUY
|
- |
7+ 0.34% |
$2.38K - $2.55K
|
2.09K
$907K
|
|
|
Jan 18, 2022
Q4 2021
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
7+ 0.05% |
$2.38K - $2.55K
|
13.2K
$5.72M
|
|
|
Feb 11, 2022
Q4 2021
|
Burney CO
Reston, VA |
BUY
|
- |
6+ 0.41% |
$2.04K - $2.19K
|
1.47K
$640K
|
|
|
Feb 14, 2022
Q4 2021
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
6+ 0.62% |
$2.04K - $2.19K
|
976
$424K
|
|
|
Feb 10, 2022
Q4 2021
|
Comerica Securities,Inc.
|
BUY
|
- |
6+ 0.42% |
$2.04K - $2.19K
|
1.44K
$623K
|
|
|
Feb 02, 2022
Q4 2021
|
Clearview Wealth Advisors LLC
|
BUY
|
- |
6+ 14.29% |
$2.04K - $2.19K
|
48
$20.8K
|
|
|
Feb 09, 2022
Q4 2021
|
Holderness Investments CO
Greensboro, NC |
BUY
|
- |
5+ 0.63% |
$1.7K - $1.82K
|
800
$347K
|
|
|
Feb 11, 2022
Q4 2021
|
Plancorp, LLC
|
BUY
|
- |
4+ 0.36% |
$1.36K - $1.46K
|
1.13K
$489K
|
|
|
Jan 18, 2022
Q4 2021
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
4+ 3.77% |
$1.36K - $1.46K
|
110
$47.8K
|
|
|
Jan 26, 2022
Q4 2021
|
Aj Wealth Strategies, LLC
|
BUY
|
- |
4+ 0.03% |
$1.36K - $1.46K
|
11.8K
$5.13M
|
|
|
Jan 19, 2022
Q4 2021
|
Traverso Chambers Private Wealth Management, LLC
|
BUY
|
- |
3+ 0.29% |
$1.02K - $1.09K
|
1.05K
$458K
|
|
|
Feb 02, 2022
Q4 2021
|
Foster Group, Inc.
|
BUY
|
- |
3+ 0.02% |
$1.02K - $1.09K
|
15.5K
$6.73M
|
|
|
Feb 11, 2022
Q4 2021
|
Moneta Group Investment Advisors LLC
St Louis, MO |
BUY
|
- |
2+ 0.02% |
$680 - $730
|
9.33K
$4.05M
|
|
|
Feb 09, 2022
Q4 2021
|
Tiedemann Advisors, LLC
|
BUY
|
- |
2+ 0.16% |
$680 - $730
|
1.25K
$544K
|
|
|
Feb 23, 2022
Q4 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
2+ 0.15% |
$680 - $730
|
1.32K
$573K
|
|
|
Jan 28, 2022
Q4 2021
|
Wbh Advisory Inc
|
BUY
|
- |
2+ 0.1% |
$680 - $730
|
1.91K
$829K
|
|
|
Mar 12, 2024
Q4 2021
|
Executive Wealth Group LLC
Kirkland, WA |
BUY
|
- |
2+ 0.33% |
$680 - $730
|
608
$264K
|
|
|
Jan 25, 2022
Q4 2021
|
Gofen & Glossberg LLC
|
BUY
|
- |
2+ 0.19% |
$680 - $730
|
1.08K
$467K
|
|
|
Feb 08, 2022
Q4 2021
|
Parsec Financial Management, Inc.
|
BUY
|
- |
2+ 0.11% |
$680 - $730
|
1.83K
$794K
|
|
|
Jan 10, 2022
Q4 2021
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
1+ 0.33% |
$340 - $365
|
300
$130K
|
|
|
Feb 04, 2022
Q4 2021
|
Hcr Wealth Advisors
Los Angeles, CA |
BUY
|
- |
1+ 0.1% |
$340 - $365
|
1.04K
$452K
|