Purchases and Sales Made in Q4 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Mar 11, 2022
Q4 2021
|
First Citizens Bank & Trust CO
|
BUY
|
- |
559+ 62.39% |
$190K - $204K
|
1.46K
$632K
|
|
Jan 31, 2022
Q4 2021
|
Sfmg, LLC
|
BUY
|
- |
559New |
$190K - $204K
|
559
$243K
|
|
Jan 21, 2022
Q4 2021
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
559New |
$190K - $204K
|
559
$243K
|
|
Feb 10, 2022
Q4 2021
|
Concentric Wealth Management, LLC
Lafayette, CA |
BUY
|
- |
557New |
$189K - $203K
|
557
$242K
|
|
Feb 07, 2022
Q4 2021
|
Cross Staff Investments Inc
|
BUY
|
- |
554New |
$188K - $202K
|
554
$241K
|
|
Nov 14, 2022
Q4 2021
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
540New |
$184K - $197K
|
540
$234K
|
|
Feb 11, 2022
Q4 2021
|
Scotia Capital Inc.
|
BUY
|
- |
538+ 9.58% |
$183K - $196K
|
6.15K
$2.67M
|
|
Feb 10, 2022
Q4 2021
|
Nwam LLC
Mercer Island, WA |
BUY
|
- |
521+ 10.3% |
$177K - $190K
|
5.58K
$2.42M
|
|
Feb 14, 2022
Q4 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
519+ 7.29% |
$176K - $189K
|
7.63K
$3.31M
|
|
Feb 10, 2022
Q4 2021
|
Oxford Financial Group LTD
Indianapolis, IN |
BUY
|
- |
503+ 27.65% |
$171K - $184K
|
2.32K
$1.01M
|
|
Feb 14, 2022
Q4 2021
|
Financial Architects, Inc
Marlton, NJ |
BUY
|
- |
501+ 14.75% |
$170K - $183K
|
3.9K
$1.69M
|
|
Feb 09, 2022
Q4 2021
|
Gamble Jones Investment Counsel
|
BUY
|
- |
500+ 9.01% |
$170K - $182K
|
6.05K
$2.63M
|
|
Feb 10, 2022
Q4 2021
|
Davenport & CO LLC
|
BUY
|
- |
487+ 13.38% |
$166K - $178K
|
4.13K
$1.79M
|
|
Jan 20, 2022
Q4 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
480+ 4.81% |
$163K - $175K
|
10.5K
$4.54M
|
|
Feb 14, 2022
Q4 2021
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
470+ 8.03% |
$160K - $171K
|
6.32K
$2.74M
|
|
Feb 16, 2022
Q4 2021
|
Ifs Advisors, LLC
|
BUY
|
- |
463New |
$157K - $169K
|
463
$201K
|
|
Feb 14, 2022
Q4 2021
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
448+ 7.7% |
$152K - $163K
|
6.27K
$2.72M
|
|
Feb 02, 2022
Q4 2021
|
Wealth Enhancement & Preservation Of Ga, LLC
Alpharetta, GA |
BUY
|
- |
448+ 2.51% |
$152K - $163K
|
18.3K
$7.93M
|
|
Jan 07, 2022
Q4 2021
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
440New |
$150K - $161K
|
440
$191K
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
440+ 4.21% |
$150K - $161K
|
10.9K
$4.73M
|
|
Mar 08, 2022
Q4 2021
|
Bartlett & Co. LLC
|
BUY
|
- |
400+ 153.85% |
$136K - $146K
|
660
$287K
|
|
Feb 14, 2024
Q4 2021
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
400+ 153.85% |
$136K - $146K
|
660
$287K
|
|
Jan 27, 2023
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
399+ 2.89% |
$136K - $146K
|
14.2K
$6.17M
|
|
Feb 11, 2022
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
399+ 2.89% |
$136K - $146K
|
14.2K
$6.17M
|
|
Feb 17, 2022
Q4 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
399+ 48.01% |
$136K - $146K
|
1.23K
$534K
|
|
Feb 04, 2022
Q4 2021
|
Gainplan LLC
Bloomfield Hills, MI |
BUY
|
- |
394+ 5.58% |
$134K - $144K
|
7.45K
$3.24M
|
|
Feb 10, 2022
Q4 2021
|
Financial Counselors Inc
|
BUY
|
- |
392+ 40.21% |
$133K - $143K
|
1.37K
$594K
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
391+ 4.06% |
$133K - $143K
|
10K
$4.35M
|
|
Feb 10, 2022
Q4 2021
|
Aaf Wealth Management, LLC
|
BUY
|
- |
380+ 0.72% |
$129K - $139K
|
53K
$23M
|
|
Feb 10, 2022
Q4 2021
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
371+ 40.72% |
$126K - $135K
|
1.28K
$557K
|
|
Feb 10, 2022
Q4 2021
|
Gen Wealth Group, Inc.
|
BUY
|
- |
359+ 0.83% |
$122K - $131K
|
43.8K
$19M
|
|
Jan 19, 2022
Q4 2021
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
354+ 48.83% |
$120K - $129K
|
1.08K
$468K
|
|
Feb 04, 2022
Q4 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
346+ 2.38% |
$118K - $126K
|
14.9K
$6.46M
|
|
Feb 11, 2022
Q4 2021
|
Jt Stratford LLC
Gainesville, GA |
BUY
|
- |
344+ 27.74% |
$117K - $126K
|
1.58K
$688K
|
|
Jan 26, 2022
Q4 2021
|
Signature Securities Group Corporation
|
BUY
|
- |
337+ 17.37% |
$115K - $123K
|
2.28K
$989K
|
|
Feb 11, 2022
Q4 2021
|
Summit Asset Management, LLC
Memphis, TN |
BUY
|
- |
337+ 0.82% |
$115K - $123K
|
41.2K
$17.9M
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
336+ 2.24% |
$114K - $123K
|
15.4K
$6.67M
|
|
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
BUY
|
- |
329+ 29.94% |
$112K - $120K
|
1.43K
$620K
|
|
Jul 24, 2024
Q4 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
323+ 7.15% |
$110K - $118K
|
4.84K
$2.1M
|
|
Jan 19, 2023
Q4 2021
|
Stephens Consulting, LLC
Flint, MI |
BUY
|
- |
320New |
$109K - $117K
|
320
$139K
|
|
Jan 21, 2022
Q4 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
313+ 4.15% |
$106K - $114K
|
7.85K
$3.41M
|
|
Jan 25, 2022
Q4 2021
|
Clarity Wealth Advisors, LLC
|
BUY
|
- |
311+ 14.5% |
$106K - $113K
|
2.46K
$1.07M
|
|
Feb 11, 2022
Q4 2021
|
Signet Financial Management, LLC
Parsippany, NJ |
BUY
|
- |
310New |
$105K - $113K
|
310
$135K
|
|
Feb 14, 2022
Q4 2021
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
303+ 5.79% |
$103K - $111K
|
5.54K
$2.4M
|
|
Feb 10, 2022
Q4 2021
|
Csenge Advisory Group
|
BUY
|
- |
298+ 7.56% |
$101K - $109K
|
4.24K
$1.84M
|
|
Feb 07, 2022
Q4 2021
|
First City Capital Management, Inc.
|
BUY
|
- |
290+ 13.39% |
$98.6K - $106K
|
2.46K
$1.07M
|
|
Feb 07, 2022
Q4 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
283+ 1.47% |
$96.2K - $103K
|
19.5K
$8.49M
|
|
Feb 15, 2022
Q4 2021
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
283+ 17.5% |
$96.2K - $103K
|
1.9K
$825K
|
|
Feb 04, 2022
Q4 2021
|
Tbh Global Asset Management, LLC
Brentwood, TN |
BUY
|
- |
281+ 1.49% |
$95.5K - $103K
|
19.2K
$8.34M
|
|
Feb 14, 2022
Q4 2021
|
Banque Cantonale Vaudoise
|
BUY
|
- |
280New |
$95.2K - $102K
|
280
$122K
|