Purchases and Sales Made in Q4 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Assetmark, Inc
|
BUY
|
- |
274New |
$93.2K - $100K
|
274
$119K
|
|
|
Jan 26, 2022
Q4 2021
|
Lincoln National Corp
|
BUY
|
- |
270+ 13.52% |
$91.8K - $98.5K
|
2.27K
$984K
|
|
|
Jan 24, 2022
Q4 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
268+ 0.9% |
$91.1K - $97.8K
|
30.1K
$13.1M
|
|
|
Feb 04, 2022
Q4 2021
|
Ntv Asset Management LLC
|
BUY
|
- |
267+ 1.13% |
$90.8K - $97.4K
|
24K
$10.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Matrix Private Capital Group LLC
New York, NY |
BUY
|
- |
266+ 4.69% |
$90.4K - $97K
|
5.94K
$2.58M
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
252+ 0.82% |
$85.7K - $91.9K
|
31K
$13.5M
|
|
|
Jan 19, 2022
Q4 2021
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
252+ 0.94% |
$85.7K - $91.9K
|
26.9K
$11.7M
|
|
|
Feb 09, 2022
Q4 2021
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
244+ 7.09% |
$83K - $89K
|
3.69K
$1.6M
|
|
|
Feb 08, 2022
Q4 2021
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
235+ 9.28% |
$79.9K - $85.7K
|
2.77K
$1.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
231+ 24.11% |
$78.5K - $84.3K
|
1.19K
$516K
|
|
|
Dec 13, 2023
Q4 2021
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
231+ 24.11% |
$78.5K - $84.3K
|
1.19K
$516K
|
|
|
Jan 19, 2022
Q4 2021
|
Joel Isaacson & Co., LLC
|
BUY
|
- |
229+ 3.94% |
$77.9K - $83.5K
|
6.05K
$2.63M
|
|
|
Feb 03, 2022
Q4 2021
|
Schnieders Capital Management LLC
|
BUY
|
- |
228+ 2.28% |
$77.5K - $83.2K
|
10.2K
$4.44M
|
|
|
Feb 15, 2022
Q4 2021
|
High Falls Advisors, Inc
Rochester, NY |
BUY
|
- |
222+ 27.75% |
$75.5K - $81K
|
1.02K
$444K
|
|
|
Feb 14, 2022
Q4 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
216+ 0.83% |
$73.4K - $78.8K
|
26.2K
$11.4M
|
|
|
Feb 09, 2022
Q4 2021
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
209+ 1.69% |
$71.1K - $76.3K
|
12.6K
$5.45M
|
|
|
Feb 25, 2022
Q4 2021
|
Garde Capital, Inc.
Seattle, WA |
BUY
|
- |
205+ 21.11% |
$69.7K - $74.8K
|
1.18K
$511K
|
|
|
Feb 08, 2022
Q4 2021
|
Venture Visionary Partners LLC
|
BUY
|
- |
202+ 2.0% |
$68.7K - $73.7K
|
10.3K
$4.48M
|
|
|
Jan 26, 2022
Q4 2021
|
Northwest Investment Counselors, LLC
|
BUY
|
- |
200New |
$68K - $73K
|
200
$86.8K
|
|
|
Feb 11, 2022
Q4 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
200+ 14.88% |
$68K - $73K
|
1.54K
$670K
|
|
|
Feb 01, 2022
Q4 2021
|
Fifth Third Bancorp
|
BUY
|
- |
194+ 6.94% |
$66K - $70.8K
|
2.99K
$1.3M
|
|
|
Jan 21, 2022
Q4 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
187New |
$63.6K - $68.2K
|
187
$81.2K
|
|
|
Jan 25, 2022
Q4 2021
|
Old Second National Bank Of Aurora
|
BUY
|
- |
179+ 13.07% |
$60.9K - $65.3K
|
1.55K
$673K
|
|
|
Feb 03, 2022
Q4 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
168+ 0.99% |
$57.1K - $61.3K
|
17.1K
$7.44M
|
|
|
Feb 14, 2022
Q4 2021
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
168+ 3.4% |
$57.1K - $61.3K
|
5.11K
$2.22M
|
|
|
Feb 16, 2022
Q4 2021
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
168New |
$57.1K - $61.3K
|
168
$72.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
163+ 17.78% |
$55.4K - $59.5K
|
1.08K
$469K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
158+ 0.29% |
$53.7K - $57.6K
|
55.3K
$24M
|
|
|
Feb 10, 2022
Q4 2021
|
Pittenger & Anderson Inc
|
BUY
|
- |
152+ 0.58% |
$51.7K - $55.5K
|
26.3K
$11.4M
|
|
|
Feb 10, 2022
Q4 2021
|
Usa Financial Portformulas Corp
Ada, MI |
BUY
|
- |
149+ 12.82% |
$50.7K - $54.4K
|
1.31K
$569K
|
|
|
Feb 15, 2022
Q4 2021
|
Johnson Investment Counsel Inc
Cincinnati, OH |
BUY
|
- |
146+ 0.94% |
$49.6K - $53.3K
|
15.7K
$6.82M
|
|
|
Feb 11, 2022
Q4 2021
|
King Wealth
Saratoga Springs, NY |
BUY
|
- |
145+ 0.81% |
$49.3K - $52.9K
|
18.1K
$7.84M
|
|
|
Feb 09, 2022
Q4 2021
|
Wade G W & Inc
Wellesley, MA |
BUY
|
- |
142+ 1.15% |
$48.3K - $51.8K
|
12.5K
$5.41M
|
|
|
Feb 08, 2022
Q4 2021
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
142+ 5.55% |
$48.3K - $51.8K
|
2.7K
$1.17M
|
|
|
Feb 09, 2022
Q4 2021
|
American National Bank
|
BUY
|
- |
139+ 102.21% |
$47.3K - $50.7K
|
275
$119K
|
|
|
Feb 02, 2022
Q4 2021
|
Missouri Trust & Investment CO
Springfield, MO |
BUY
|
- |
134New |
$45.6K - $48.9K
|
134
$58.2K
|
|
|
Feb 08, 2022
Q4 2021
|
Simon Quick Advisors, LLC
|
BUY
|
- |
131+ 95.62% |
$44.5K - $47.8K
|
268
$116K
|
|
|
Jan 18, 2022
Q4 2021
|
First National Bank Of South Miami
|
BUY
|
- |
131New |
$44.5K - $47.8K
|
131
$56.9K
|
|
|
Feb 11, 2022
Q4 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
130+ 216.67% |
$44.2K - $47.4K
|
190
$82.5K
|
|
|
Feb 11, 2022
Q4 2021
|
Essex Financial Services, Inc.
|
BUY
|
- |
125+ 3.46% |
$42.5K - $45.6K
|
3.74K
$1.62M
|
|
|
Feb 14, 2022
Q4 2021
|
Red Door Wealth Management, LLC
|
BUY
|
- |
124+ 12.38% |
$42.2K - $45.2K
|
1.13K
$489K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
121+ 5.97% |
$41.1K - $44.1K
|
2.15K
$932K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
117+ 0.0% |
$39.8K - $42.7K
|
3.24M
$1.4B
|
|
|
Feb 14, 2022
Q4 2021
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
BUY
|
- |
113+ 17.38% |
$38.4K - $41.2K
|
763
$331K
|
|
|
Feb 01, 2022
Q4 2021
|
Marcum Wealth, LLC
|
BUY
|
- |
113+ 13.22% |
$38.4K - $41.2K
|
968
$420K
|
|
|
Jan 31, 2022
Q4 2021
|
Gratus Capital LLC
|
BUY
|
- |
109+ 8.86% |
$37.1K - $39.8K
|
1.34K
$581K
|
|
|
Jun 28, 2024
Q4 2021
|
Brown, Lisle/Cummings, Inc.
Providence, RI |
BUY
|
- |
108New |
$36.7K - $39.4K
|
108
$46.9K
|
|
|
Jan 26, 2022
Q4 2021
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
BUY
|
- |
100+ 9.92% |
$34K - $36.5K
|
1.11K
$481K
|
|
|
Feb 04, 2022
Q4 2021
|
Abbrea Capital, LLC
|
BUY
|
- |
100+ 10.09% |
$34K - $36.5K
|
1.09K
$474K
|
|
|
Feb 14, 2022
Q4 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
98+ 5.07% |
$33.3K - $35.8K
|
2.03K
$881K
|