Purchases and Sales Made in Q4 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Pinz Capital Management, LP
New York, NY |
SELL
|
- |
-2.85KClosed |
$969K - $1.04M
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Noesis Capital Mangement Corp
|
SELL
|
- |
-2.97KClosed |
$1.01M - $1.08M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-3.06K- 60.9% |
$1.04M - $1.12M
|
1.97K
$853K
|
|
|
Feb 14, 2022
Q4 2021
|
Bayesian Capital Management, LP
Brooklyn, NY |
SELL
|
- |
-3.11KClosed |
$1.06M - $1.13M
|
0
$0
|
|
|
Jan 14, 2022
Q4 2021
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-3.3KClosed |
$1.12M - $1.2M
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-3.45K- 1.62% |
$1.17M - $1.26M
|
210K
$91.2M
|
|
|
Feb 07, 2022
Q4 2021
|
Koss Olinger Consulting, LLC
|
SELL
|
- |
-3.55KClosed |
$1.21M - $1.3M
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-3.61K- 15.67% |
$1.23M - $1.32M
|
19.4K
$8.42M
|
|
|
Feb 11, 2022
Q4 2021
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-3.62K- 39.93% |
$1.23M - $1.32M
|
5.45K
$2.37M
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-3.64K- 3.95% |
$1.24M - $1.33M
|
88.6K
$38.5M
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-3.78K- 18.3% |
$1.29M - $1.38M
|
16.9K
$7.33M
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-3.8K- 2.44% |
$1.29M - $1.39M
|
152K
$66M
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-4.38K- 17.84% |
$1.49M - $1.6M
|
20.2K
$8.75M
|
|
|
Feb 11, 2022
Q4 2021
|
Ing Groep Nv
|
SELL
|
- |
-4.72KClosed |
$1.61M - $1.72M
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Pinnacle Associates LTD
|
SELL
|
- |
-4.77K- 9.23% |
$1.62M - $1.74M
|
46.9K
$20.3M
|
|
|
Jan 27, 2022
Q4 2021
|
Meridian Wealth Management, LLC
|
SELL
|
- |
-5.1K- 12.09% |
$1.73M - $1.86M
|
37.1K
$16.1M
|
|
|
Feb 03, 2022
Q4 2021
|
Daiwa Securities Group Inc.
Tokyo, M0 |
SELL
|
- |
-5.58K- 18.55% |
$1.9M - $2.04M
|
24.5K
$10.6M
|
|
|
Jan 12, 2022
Q4 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-5.74K- 83.21% |
$1.95M - $2.09M
|
1.16K
$502K
|
|
|
Feb 04, 2022
Q4 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-6.24KClosed |
$2.12M - $2.28M
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-6.65K- 23.34% |
$2.26M - $2.43M
|
21.8K
$9.48M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-7.13K- 11.87% |
$2.42M - $2.6M
|
52.9K
$23M
|
|
|
Jan 18, 2022
Q4 2021
|
Ayalon Insurance Comp Ltd.
|
SELL
|
- |
-7.48K- 77.38% |
$2.54M - $2.73M
|
2.19K
$949K
|
|
|
Jan 18, 2022
Q4 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-7.87K- 75.6% |
$2.68M - $2.87M
|
2.54K
$1.1M
|
|
|
Jan 13, 2022
Q4 2021
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-10.4KClosed |
$3.53M - $3.78M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-12K- 3.21% |
$4.06M - $4.36M
|
360K
$156M
|
|
|
Feb 14, 2022
Q4 2021
|
Wj Wealth Management, LLC
|
SELL
|
- |
-13.9K- 90.3% |
$4.73M - $5.07M
|
1.49K
$648K
|
|
|
Jan 21, 2022
Q4 2021
|
Outlook Wealth Advisors, LLC
|
SELL
|
- |
-14.1KClosed |
$4.79M - $5.14M
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-14.3KClosed |
$4.85M - $5.21M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-14.3K- 12.11% |
$4.86M - $5.22M
|
104K
$45.1M
|
|
|
Feb 02, 2022
Q4 2021
|
Investment Management Of Virginia LLC
|
SELL
|
- |
-14.8K- 28.25% |
$5.02M - $5.39M
|
37.5K
$16.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Gunma Bank,Ltd.
|
SELL
|
- |
-15.4K- 71.96% |
$5.24M - $5.62M
|
6K
$2.61M
|
|
|
Feb 08, 2022
Q4 2021
|
Imc Chicago, LLC
|
SELL
|
- |
-15.8K- 18.7% |
$5.37M - $5.77M
|
68.7K
$29.8M
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-16.5K- 11.48% |
$5.62M - $6.03M
|
127K
$55.3M
|
|
|
Jan 12, 2022
Q4 2021
|
Winthrop Advisory Group LLC
|
SELL
|
- |
-17.2K- 94.94% |
$5.85M - $6.28M
|
917
$398K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-19.2K- 3.13% |
$6.51M - $6.99M
|
593K
$258M
|
|
|
Feb 11, 2022
Q4 2021
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-20.4K- 31.27% |
$6.93M - $7.44M
|
44.8K
$19.5M
|
|
|
Feb 08, 2022
Q4 2021
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-26.4KClosed |
$8.98M - $9.63M
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
Mizuho Securities Usa LLC
|
SELL
|
- |
-27.4KClosed |
$9.33M - $10M
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-27.7K- 7.08% |
$9.41M - $10.1M
|
363K
$158M
|
|
|
Feb 04, 2022
Q4 2021
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-29.1K- 97.62% |
$9.89M - $10.6M
|
710
$308K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-30.6K- 2.42% |
$10.4M - $11.2M
|
1.23M
$535M
|
|
|
Jan 21, 2022
Q4 2021
|
Allworth Financial LP
|
SELL
|
- |
-31.1K- 80.05% |
$10.6M - $11.3M
|
7.74K
$3.36M
|
|
|
Feb 14, 2022
Q4 2021
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-38.6K- 7.41% |
$13.1M - $14.1M
|
483K
$210M
|
|
|
Mar 17, 2022
Q4 2021
|
Lbmc Investment Advisors, LLC
|
SELL
|
- |
-43.4K- 97.9% |
$14.7M - $15.8M
|
930
$404K
|
|
|
Feb 14, 2022
Q4 2021
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-49.8KClosed |
$16.9M - $18.2M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-53.7KClosed |
$18.3M - $19.6M
|
0
$0
|
|
|
Sep 21, 2023
Q4 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-57.5K- 97.32% |
$19.6M - $21M
|
1.59K
$689K
|
|
|
Feb 10, 2022
Q4 2021
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-59.7K- 49.79% |
$20.3M - $21.8M
|
60.2K
$26.1M
|
|
|
Feb 07, 2022
Q4 2021
|
Broadmark Asset Management LLC
|
SELL
|
- |
-95.9KClosed |
$32.6M - $35M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-115K- 98.64% |
$39.1M - $42M
|
1.59K
$689K
|