Purchases and Sales Made in Q4 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)

This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.

Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held
Feb 10, 2022 Q4 2021	Great Valley Advisor Group, Inc.	BUY	-	13K + 174.69%	$4.41M - $4.73M	20.4K $8.86M
Feb 09, 2022 Q4 2021	First Republic Investment Management, Inc. San Francisco, CA	BUY	-	12.5K + 14.76%	$4.26M - $4.57M	97.4K $42.3M
Feb 08, 2022 Q4 2021	Select Asset Management & Trust Mechanicsburg, PA	BUY	-	11.6K + 139.17%	$3.93M - $4.22M	19.9K $8.62M
Jan 14, 2022 Q4 2021	Stratos Wealth Partners, Ltd.	BUY	-	11.2K + 69.16%	$3.82M - $4.1M	27.5K $11.9M
Feb 15, 2022 Q4 2021	Edgestream Partners, L.P. Princeton, NJ	BUY	-	10.7K New	$3.63M - $3.9M	10.7K $4.64M
Feb 04, 2022 Q4 2021	Atria Investments LLC Charlotte, NC	BUY	-	10.7K + 9.59%	$3.63M - $3.89M	122K $52.9M
Feb 14, 2022 Q4 2021	Advisory Services Network, LLC	BUY	-	10.4K + 144.47%	$3.53M - $3.79M	17.6K $7.62M
Jan 31, 2022 Q4 2021	Commonwealth Equity Services, LLC	BUY	-	10.3K + 4.47%	$3.5M - $3.75M	240K $104M
Jan 21, 2022 Q4 2021	Linker Capital Management Inc.	BUY	-	9.98K New	$3.39M - $3.64M	9.98K $4.33M
Feb 14, 2022 Q4 2021	Cerity Partners LLC New York, NY	BUY	-	9.72K + 138.24%	$3.3M - $3.55M	16.7K $7.27M
Jan 19, 2022 Q4 2021	Arkansas Financial Group, Inc.	BUY	-	9.59K + 4.28%	$3.26M - $3.5M	234K $102M
Feb 15, 2022 Q4 2021	Hb Wealth Management, LLC	BUY	-	9.52K New	$3.24M - $3.47M	9.52K $4.13M
Feb 11, 2022 Q4 2021	Advisor Resource Council	BUY	-	9.3K New	$3.16M - $3.39M	9.3K $4.04M
Mar 08, 2022 Q4 2021	Arvest Trust CO N A Rogers, AR	BUY	-	9.25K New	$3.15M - $3.38M	9.25K $4.02M
Jan 27, 2022 Q4 2021	Janney Montgomery Scott LLC	BUY	-	8.78K + 23.61%	$2.99M - $3.2M	46K $20M
Feb 14, 2022 Q4 2021	Lumina Fund Management LLC New York, NY	BUY	-	8.42K New	$2.86M - $3.07M	8.42K $3.66M
Jan 14, 2022 Q4 2021	Epic Trust Investment Advisors, LLC	BUY	-	8.4K New	$2.86M - $3.07M	8.4K $3.65M
Feb 16, 2022 Q4 2021	Autumn Glory Partners, LLC	BUY	-	7.93K New	$2.7M - $2.89M	7.93K $3.44M
Feb 11, 2022 Q4 2021	Gyon Technologies Capital Management, LP Denville, NJ	BUY	-	7.92K + 599.55%	$2.69M - $2.89M	9.24K $4.01M
May 10, 2022 Q4 2021	Lowery Thomas, LLC San Francisco, CA	BUY	-	7.73K New	$2.63M - $2.82M	7.73K $3.36M
Jan 21, 2022 Q4 2021	Melone Private Wealth, LLC	BUY	-	7.51K New	$2.55M - $2.74M	7.51K $3.26M
Feb 14, 2022 Q4 2021	Prudential Financial Inc Newark, NJ	BUY	-	7.44K + 116.82%	$2.53M - $2.71M	13.8K $5.99M
Feb 10, 2022 Q4 2021	Kellett Schaffner Wealth Advisors LLC Cincinnati, OH	BUY	-	7.3K New	$2.48M - $2.66M	7.3K $3.17M
Feb 14, 2022 Q4 2021	Bluefin Capital Management, LLC New York, NY	BUY	-	7.14K + 384.13%	$2.43M - $2.61M	9K $3.91M
Feb 15, 2022 Q4 2021	Integrated Wealth Concepts LLC	BUY	-	7.03K + 15.83%	$2.39M - $2.56M	51.4K $22.3M
Feb 17, 2022 Q4 2021	Fingerlakes Wealth Management, Inc.	BUY	-	6.76K New	$2.3M - $2.46M	6.76K $2.93M
May 04, 2022 Q4 2021	Foresight Capital Management Advisors, Inc.	BUY	-	6.39K New	$2.17M - $2.33M	6.39K $2.78M
Feb 14, 2022 Q4 2021	Guardian Wealth Advisors, LLC Raleigh, NC	BUY	-	6.37K New	$2.17M - $2.32M	6.37K $2.76M
Apr 20, 2022 Q4 2021	Objective Capital Management, LLC	BUY	-	6.29K New	$2.14M - $2.29M	6.29K $2.73M
Feb 07, 2022 Q4 2021	Whitener Capital Management, Inc. Rocky Mount, NC	BUY	-	6.21K New	$2.11M - $2.27M	6.21K $2.7M
Feb 01, 2022 Q4 2021	Nomura Asset Management CO LTD Tokyo, M0	BUY	-	6.18K New	$2.1M - $2.25M	6.18K $2.68M
Feb 04, 2022 Q4 2021	Advisory Alpha, LLC	BUY	-	6.11K + 122.21%	$2.08M - $2.23M	11.1K $4.83M
Feb 14, 2022 Q4 2021	Vontobel Holding Ltd.	BUY	-	5.7K New	$1.94M - $2.08M	5.7K $2.47M
Feb 14, 2022 Q4 2021	Williams Jones Wealth Management, Llc. New York, NY	BUY	-	5.49K + 6.06%	$1.87M - $2M	96.1K $41.7M
Jan 27, 2022 Q4 2021	Brown Advisory Inc	BUY	-	5.03K + 30.16%	$1.71M - $1.84M	21.7K $9.43M
Feb 11, 2022 Q4 2021	Goldstream Capital Management LTD	BUY	-	4.88K New	$1.66M - $1.78M	4.88K $2.12M
Feb 14, 2022 Q4 2021	Stifel Financial Corp St. Louis, MO	BUY	-	4.75K + 4.33%	$1.62M - $1.73M	114K $49.7M
Feb 14, 2022 Q4 2021	Flow Traders U.S. LLC New York, NY	BUY	-	4.75K + 20.44%	$1.62M - $1.73M	28K $12.2M
Jan 21, 2022 Q4 2021	Goodwin Daniel L	BUY	-	4.65K + 304.52%	$1.58M - $1.7M	6.18K $2.68M
Feb 10, 2022 Q4 2021	Monograph Wealth Advisors, LLC	BUY	-	4.54K New	$1.54M - $1.66M	4.54K $1.97M
Feb 09, 2022 Q4 2021	Banco Santander, S.A.	BUY	-	4.25K + 114.86%	$1.45M - $1.55M	7.95K $3.45M
Feb 17, 2022 Q4 2021	New Edge Advisors, LLC New Orleans, LA	BUY	-	4.19K + 277.85%	$1.42M - $1.53M	5.7K $2.47M
Feb 10, 2022 Q4 2021	Prospera Financial Services Inc	BUY	-	4.19K + 19.78%	$1.42M - $1.53M	25.4K $11M
Jan 11, 2022 Q4 2021	Churchill Management Corp	BUY	-	4.17K + 0.76%	$1.42M - $1.52M	550K $239M
Feb 14, 2022 Q4 2021	All Terrain Financial Advisors, LLC Coon Rapids, MN	BUY	-	4.1K + 13.89%	$1.39M - $1.5M	33.6K $14.6M
Feb 09, 2022 Q4 2021	L & S Advisors Inc Los Angeles, CA	BUY	-	3.98K + 12.96%	$1.35M - $1.45M	34.7K $15M
Dec 05, 2023 Q4 2021	Morton Capital Management Llc/Ca Calabasas, CA	BUY	-	3.9K New	$1.32M - $1.42M	3.9K $1.69M
May 16, 2022 Q4 2021	Resurgent Financial Advisors LLC Atlanta, GA	BUY	-	3.83K New	$1.3M - $1.4M	3.83K $1.66M
Jan 31, 2022 Q4 2021	Johnson Bixby & Associates, LLC	BUY	-	3.7K + 5.13%	$1.26M - $1.35M	75.8K $32.9M
Feb 28, 2022 Q4 2021	Vienna Asset Management LLC Cupertino, CA	BUY	-	3.6K New	$1.22M - $1.31M	3.6K $1.56M

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Account

Purchases and Sales Made in Q4 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)

13K

12.5K

11.6K

11.2K

10.7K

10.7K

10.4K

10.3K

9.98K

9.72K

9.59K

9.52K

9.3K

9.25K

8.78K

8.42K

8.4K

7.93K

7.92K

7.73K

7.51K

7.44K

7.3K

7.14K

7.03K

6.76K

6.39K

6.37K

6.29K

6.21K

6.18K

6.11K

5.7K

5.49K

5.03K

4.88K

4.75K

4.75K

4.65K

4.54K

4.25K

4.19K

4.19K

4.17K

4.1K

3.98K

3.9K

3.83K

3.7K

3.6K

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