Purchases and Sales Made in Q4 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 11, 2022
Q4 2021
|
Bradley Foster & Sargent Inc
Hartford, CT |
BUY
|
- |
3.54KNew |
$1.2M - $1.29M
|
3.54K
$1.54M
|
|
|
Feb 14, 2022
Q4 2021
|
Cowen And Company, LLC
|
BUY
|
- |
3.53KNew |
$1.2M - $1.29M
|
3.53K
$1.53M
|
|
|
Feb 09, 2022
Q4 2021
|
Heritage Investment Group, Inc.
|
BUY
|
- |
3.48KNew |
$1.18M - $1.27M
|
3.48K
$1.51M
|
|
|
Feb 14, 2022
Q4 2021
|
Chartist Inc
Seal Beach, CA |
BUY
|
- |
3.37K+ 3.49% |
$1.15M - $1.23M
|
99.8K
$43.3M
|
|
|
Aug 30, 2024
Q4 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
3.28K+ 12.59% |
$1.12M - $1.2M
|
29.4K
$12.8M
|
|
|
Jan 20, 2022
Q4 2021
|
Spring Capital Management, LLC
|
BUY
|
- |
3.13KNew |
$1.06M - $1.14M
|
3.13K
$1.36M
|
|
|
Jan 27, 2022
Q4 2021
|
Campbell Wealth Management
|
BUY
|
- |
3.07K+ 4.21% |
$1.04M - $1.12M
|
76K
$33M
|
|
|
Feb 08, 2022
Q4 2021
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
3K+ 6.18% |
$1.02M - $1.09M
|
51.5K
$22.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
2.91K+ 6.56% |
$989K - $1.06M
|
47.3K
$20.5M
|
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
2.88K+ 1340.47% |
$980K - $1.05M
|
3.1K
$1.34M
|
|
|
Feb 14, 2022
Q4 2021
|
Keystone Wealth Services, LLC
|
BUY
|
- |
2.88KNew |
$979K - $1.05M
|
2.88K
$1.25M
|
|
|
Jan 25, 2023
Q4 2021
|
Etfidea, LLC
Syracuse, NY |
BUY
|
- |
2.87KNew |
$977K - $1.05M
|
2.87K
$1.25M
|
|
|
Feb 14, 2022
Q4 2021
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
2.87K+ 12.61% |
$977K - $1.05M
|
25.7K
$11.1M
|
|
|
Feb 08, 2022
Q4 2021
|
Brinker Capital Investments, LLC
|
BUY
|
- |
2.82K+ 148.97% |
$958K - $1.03M
|
4.71K
$2.04M
|
|
|
Feb 08, 2022
Q4 2021
|
Meitav Dash Investments LTD
|
BUY
|
- |
2.82K+ 5.37% |
$957K - $1.03M
|
55.2K
$24M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.72K+ 0.87% |
$926K - $993K
|
317K
$138M
|
|
|
Feb 10, 2022
Q4 2021
|
Good Life Advisors, LLC
|
BUY
|
- |
2.57K+ 30.84% |
$873K - $937K
|
10.9K
$4.73M
|
|
|
Feb 15, 2022
Q4 2021
|
Colonial River Wealth Management, LLC
Midlothian, VA |
BUY
|
- |
2.55KNew |
$866K - $930K
|
2.55K
$1.11M
|
|
|
Jan 21, 2022
Q4 2021
|
Oak Harvest Investment Services
|
BUY
|
- |
2.52K+ 13.39% |
$858K - $921K
|
21.4K
$9.28M
|
|
|
Feb 14, 2022
Q4 2021
|
Camden Capital, LLC
|
BUY
|
- |
2.48K+ 144.94% |
$842K - $904K
|
4.19K
$1.82M
|
|
|
Feb 01, 2022
Q4 2021
|
F Dx Advisors, Inc.
|
BUY
|
- |
2.47KNew |
$838K - $899K
|
2.47K
$1.07M
|
|
|
Feb 11, 2022
Q4 2021
|
Sequoia Financial Advisors, LLC
|
BUY
|
- |
2.42K+ 302.38% |
$822K - $883K
|
3.22K
$1.4M
|
|
|
Jan 31, 2022
Q4 2021
|
Regions Financial Corp
|
BUY
|
- |
2.41K+ 5.21% |
$820K - $880K
|
48.7K
$21.1M
|
|
|
Feb 03, 2022
Q4 2021
|
Zimmermann Investment Management & Planning LLC
|
BUY
|
- |
2.32KNew |
$790K - $848K
|
2.32K
$1.01M
|
|
|
Jan 21, 2022
Q4 2021
|
Strategic Wealth Investment Group, LLC
|
BUY
|
- |
2.25K+ 9.06% |
$765K - $821K
|
27.1K
$11.8M
|
|
|
Feb 09, 2022
Q4 2021
|
Investment House LLC
Las Vegas, NV |
BUY
|
- |
2.24KNew |
$761K - $817K
|
2.24K
$972K
|
|
|
Feb 14, 2022
Q4 2021
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
2.16K+ 4.73% |
$733K - $786K
|
47.7K
$20.7M
|
|
|
Jan 24, 2022
Q4 2021
|
Secure Asset Management, LLC
|
BUY
|
- |
2.14K+ 10.45% |
$728K - $781K
|
22.6K
$9.82M
|
|
|
Feb 11, 2022
Q4 2021
|
Triumph Capital Management
|
BUY
|
- |
2.14K+ 9.02% |
$727K - $780K
|
25.9K
$11.2M
|
|
|
Feb 04, 2022
Q4 2021
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
2.11KNew |
$717K - $769K
|
2.11K
$916K
|
|
|
Jan 28, 2022
Q4 2021
|
Widmann Financial Services, Inc.
|
BUY
|
- |
2.05KNew |
$697K - $748K
|
2.05K
$890K
|
|
|
Feb 15, 2022
Q4 2021
|
Main Management Fund Advisors LLC
San Francisco, CA |
BUY
|
- |
2K+ 8.06% |
$680K - $730K
|
26.8K
$11.6M
|
|
|
Jun 26, 2023
Q4 2021
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
1.99KNew |
$675K - $724K
|
1.99K
$862K
|
|
|
Apr 29, 2022
Q4 2021
|
Sterling Investment Counsel, LLC
|
BUY
|
- |
1.92KNew |
$654K - $702K
|
1.92K
$835K
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.92K+ 3.04% |
$652K - $700K
|
64.9K
$28.2M
|
|
|
Feb 08, 2022
Q4 2021
|
Intercontinental Wealth Advisors, LLC
|
BUY
|
- |
1.88K+ 92.8% |
$640K - $686K
|
3.91K
$1.7M
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Advisors, LLC
|
BUY
|
- |
1.87K+ 15.94% |
$636K - $683K
|
13.6K
$5.91M
|
|
|
Aug 11, 2022
Q4 2021
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
1.84KNew |
$626K - $671K
|
1.84K
$799K
|
|
|
Jan 28, 2022
Q4 2021
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
1.8KNew |
$612K - $657K
|
1.8K
$782K
|
|
|
Jan 12, 2022
Q4 2021
|
Eagle Capital Management, LLC
|
BUY
|
- |
1.74K+ 3.0% |
$590K - $633K
|
59.6K
$25.9M
|
|
|
Jan 18, 2022
Q4 2021
|
Selective Wealth Management, Inc.
|
BUY
|
- |
1.68K+ 1675.0% |
$570K - $611K
|
1.78K
$771K
|
|
|
Feb 11, 2022
Q4 2021
|
Mai Capital Management
|
BUY
|
- |
1.66K+ 33.93% |
$563K - $604K
|
6.54K
$2.84M
|
|
|
May 26, 2022
Q4 2021
|
Quantum Private Wealth, LLC
Lake Forest, IL |
BUY
|
- |
1.65KNew |
$562K - $603K
|
1.65K
$717K
|
|
|
Feb 14, 2022
Q4 2021
|
Western Wealth Management, LLC
|
BUY
|
- |
1.63K+ 21.47% |
$553K - $594K
|
9.2K
$4M
|
|
|
Feb 17, 2022
Q4 2021
|
Eagle Rock Investment Company, LLC
Atlanta, GA |
BUY
|
- |
1.63KNew |
$553K - $594K
|
1.63K
$706K
|
|
|
Jan 19, 2022
Q4 2021
|
Intelligence Driven Advisers, LLC
|
BUY
|
- |
1.62KNew |
$549K - $590K
|
1.62K
$702K
|
|
|
Feb 09, 2022
Q4 2021
|
Pettinga Financial Advisors, LLC
|
BUY
|
- |
1.61K+ 9.63% |
$547K - $587K
|
18.3K
$7.96M
|
|
|
Feb 15, 2022
Q4 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.59K+ 15.82% |
$539K - $579K
|
11.6K
$5.04M
|
|
|
Feb 17, 2022
Q4 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
1.52K+ 23.42% |
$515K - $553K
|
7.99K
$3.47M
|
|
|
Jan 18, 2022
Q4 2021
|
Caprock Group, Inc.
|
BUY
|
- |
1.51K+ 52.45% |
$514K - $552K
|
4.4K
$1.91M
|