Purchases and Sales Made in Q4 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 24, 2022
Q4 2021
|
Altfest L J & CO Inc
|
BUY
|
- |
1.47KNew |
$501K - $538K
|
1.47K
$640K
|
|
Feb 09, 2022
Q4 2021
|
Bedell Frazier Investment Counseling, LLC
|
BUY
|
- |
1.35K+ 151.68% |
$460K - $494K
|
2.25K
$975K
|
|
Feb 07, 2022
Q4 2021
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
1.35KNew |
$459K - $493K
|
1.35K
$586K
|
|
Feb 08, 2022
Q4 2021
|
Inter Ocean Capital Group, LLC
Nashville, TN |
BUY
|
- |
1.35K+ 28.36% |
$458K - $491K
|
6.1K
$2.65M
|
|
Feb 11, 2022
Q4 2021
|
Patton Albertson Miller Group, LLC
|
BUY
|
- |
1.33K+ 40.8% |
$453K - $486K
|
4.6K
$2M
|
|
Feb 01, 2022
Q4 2021
|
Washburn Capital Management, Inc.
|
BUY
|
- |
1.3K+ 2.28% |
$441K - $473K
|
58.1K
$25.2M
|
|
Jan 19, 2022
Q4 2021
|
Bnc Wealth Management, LLC
|
BUY
|
- |
1.28KNew |
$435K - $466K
|
1.28K
$555K
|
|
Feb 14, 2022
Q4 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
1.27K+ 7.53% |
$433K - $464K
|
18.2K
$7.89M
|
|
Feb 14, 2022
Q4 2021
|
Stelac Advisory Services LLC
New York, NY |
BUY
|
- |
1.25K+ 41.17% |
$425K - $456K
|
4.29K
$1.86M
|
|
Jan 31, 2022
Q4 2021
|
Acas, LLC
|
BUY
|
- |
1.24KNew |
$422K - $452K
|
1.24K
$538K
|
|
May 06, 2022
Q4 2021
|
Powers Advisory Group, LLC
|
BUY
|
- |
1.24KNew |
$421K - $452K
|
1.24K
$538K
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.22KNew |
$413K - $444K
|
1.22K
$528K
|
|
Feb 10, 2022
Q4 2021
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
1.19K+ 22.02% |
$406K - $435K
|
6.61K
$2.87M
|
|
Feb 22, 2022
Q4 2021
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
1.17KNew |
$397K - $426K
|
1.17K
$507K
|
|
Feb 14, 2022
Q4 2021
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
1.16KNew |
$395K - $424K
|
1.16K
$504K
|
|
May 20, 2022
Q4 2021
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
1.16KNew |
$393K - $422K
|
1.16K
$502K
|
|
Feb 07, 2022
Q4 2021
|
Mine & Arao Wealth Creation & Management, Llc.
Campbell, CA |
BUY
|
- |
1.16K+ 2.29% |
$393K - $421K
|
51.5K
$22.4M
|
|
Feb 15, 2022
Q4 2021
|
Wealthspan Partners, LLC
Davenport, IA |
BUY
|
- |
1.13KNew |
$384K - $412K
|
1.13K
$490K
|
|
Feb 14, 2022
Q4 2021
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
1.11K+ 64.6% |
$376K - $404K
|
2.82K
$1.22M
|
|
Jan 19, 2022
Q4 2021
|
Atlantic Private Wealth, LLC
|
BUY
|
- |
1.1KNew |
$373K - $401K
|
1.1K
$477K
|
|
Feb 11, 2022
Q4 2021
|
Sawtooth Solutions, LLC
|
BUY
|
- |
1.1K+ 100.0% |
$373K - $400K
|
2.19K
$952K
|
|
Feb 01, 2022
Q4 2021
|
Waddell & Associates, LLC
|
BUY
|
- |
1.08KNew |
$367K - $393K
|
1.08K
$468K
|
|
Feb 09, 2022
Q4 2021
|
Pitti Group Wealth Management, LLC
|
BUY
|
- |
1.08KNew |
$366K - $393K
|
1.08K
$467K
|
|
Feb 11, 2022
Q4 2021
|
Mission Wealth Management, LP
|
BUY
|
- |
1.04K+ 36.35% |
$355K - $381K
|
3.92K
$1.7M
|
|
Feb 14, 2022
Q4 2021
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
1.04KNew |
$352K - $378K
|
1.04K
$449K
|
|
Apr 27, 2022
Q4 2021
|
High Net Worth Advisory Group LLC
Naples, FL |
BUY
|
- |
1.03KNew |
$349K - $375K
|
1.03K
$446K
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.02K+ 1.66% |
$348K - $373K
|
62.7K
$27.2M
|
|
Feb 10, 2022
Q4 2021
|
Citizens Financial Group Inc
|
BUY
|
- |
1KNew |
$340K - $365K
|
1K
$434K
|
|
Feb 02, 2022
Q4 2021
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
999+ 131.27% |
$340K - $364K
|
1.76K
$764K
|
|
Feb 04, 2022
Q4 2021
|
Retirement Income Solutions, Inc
Ann Arbor, MI |
BUY
|
- |
968New |
$329K - $353K
|
968
$420K
|
|
Feb 10, 2022
Q4 2021
|
Pcg Wealth Advisors, LLC
|
BUY
|
- |
959New |
$326K - $350K
|
959
$416K
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
956+ 4.93% |
$325K - $349K
|
20.3K
$8.83M
|
|
Feb 10, 2022
Q4 2021
|
Stone X Group Inc.
|
BUY
|
- |
951+ 8.52% |
$323K - $347K
|
12.1K
$5.26M
|
|
Feb 14, 2022
Q4 2021
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
BUY
|
- |
950New |
$323K - $347K
|
950
$412K
|
|
Sep 25, 2024
Q4 2021
|
Paragon Capital Management Inc
Provo, UT |
BUY
|
- |
927New |
$315K - $338K
|
927
$402K
|
|
Aug 15, 2022
Q4 2021
|
W Advisors, LLC
Germantown, TN |
BUY
|
- |
925New |
$315K - $337K
|
925
$402K
|
|
Apr 12, 2022
Q4 2021
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
919New |
$312K - $335K
|
919
$399K
|
|
Feb 02, 2022
Q4 2021
|
Rmr Wealth Builders
|
BUY
|
- |
915+ 11.24% |
$311K - $334K
|
9.05K
$3.93M
|
|
Feb 15, 2022
Q4 2021
|
Titus Wealth Management
Larskpur, CA |
BUY
|
- |
905+ 96.9% |
$308K - $330K
|
1.84K
$798K
|
|
Jan 03, 2023
Q4 2021
|
Gray Wealth Management Inc.
Bangor, ME |
BUY
|
- |
904New |
$307K - $330K
|
904
$393K
|
|
Feb 11, 2022
Q4 2021
|
Unionview, LLC
Seattle, WA |
BUY
|
- |
899New |
$306K - $328K
|
899
$390K
|
|
Feb 09, 2022
Q4 2021
|
Soltis Investment Advisors LLC
St. George, UT |
BUY
|
- |
893New |
$304K - $326K
|
893
$388K
|
|
Jan 10, 2022
Q4 2021
|
Xr Securities LLC
|
BUY
|
- |
889+ 75.34% |
$302K - $324K
|
2.07K
$898K
|
|
Feb 14, 2022
Q4 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
887+ 51.63% |
$302K - $324K
|
2.61K
$1.13M
|
|
Feb 15, 2022
Q4 2021
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
BUY
|
- |
883+ 4.83% |
$300K - $322K
|
19.1K
$8.31M
|
|
Feb 08, 2022
Q4 2021
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
BUY
|
- |
874New |
$297K - $319K
|
874
$379K
|
|
Feb 11, 2022
Q4 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
863+ 32.06% |
$293K - $315K
|
3.56K
$1.54M
|
|
Jan 24, 2022
Q4 2021
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
857+ 37.7% |
$291K - $313K
|
3.13K
$1.36M
|
|
Feb 08, 2022
Q4 2021
|
Badgley Phelps Wealth Managers, LLC
|
BUY
|
- |
850New |
$289K - $310K
|
850
$369K
|
|
Feb 14, 2022
Q4 2021
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
828+ 4.29% |
$282K - $302K
|
20.1K
$8.75M
|