Purchases and Sales Made in Q4 2022 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2022. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Brookfield Asset Management Inc.
Toronto, A6 |
BUY
|
- |
5.67K+ 51.54% |
$1.66M - $1.96M
|
16.7K
$7.24M
|
|
|
Jan 27, 2023
Q4 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
5.28K+ 6.86% |
$1.54M - $1.83M
|
82.3K
$35.7M
|
|
|
Feb 13, 2023
Q4 2022
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
5.26K+ 59.37% |
$1.54M - $1.82M
|
14.1K
$6.13M
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
5.13K+ 33.01% |
$1.5M - $1.77M
|
20.7K
$8.97M
|
|
|
Feb 06, 2023
Q4 2022
|
Y.D. More Investments LTD
Ramat Gan, L3 |
BUY
|
- |
5.09KNew |
$1.48M - $1.76M
|
5.09K
$2.21M
|
|
|
Feb 15, 2023
Q4 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
5.07K+ 91.29% |
$1.48M - $1.75M
|
10.6K
$4.61M
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
5.05K+ 15.9% |
$1.47M - $1.75M
|
36.8K
$16M
|
|
|
Feb 13, 2023
Q4 2022
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
4.95K+ 220.33% |
$1.45M - $1.71M
|
7.2K
$3.13M
|
|
|
Feb 13, 2023
Q4 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
4.94K+ 10.14% |
$1.44M - $1.71M
|
53.6K
$23.3M
|
|
|
Feb 02, 2023
Q4 2022
|
Q3 Asset Management
|
BUY
|
- |
4.8K+ 21.08% |
$1.4M - $1.66M
|
27.6K
$12M
|
|
|
Feb 08, 2023
Q4 2022
|
Birinyi Associates Inc
|
BUY
|
- |
4.8K+ 29.55% |
$1.4M - $1.66M
|
21K
$9.14M
|
|
|
Feb 09, 2023
Q4 2022
|
Ria Advisory Group LLC
Ames, IA |
BUY
|
- |
4.72KNew |
$1.38M - $1.63M
|
4.72K
$2.05M
|
|
|
Feb 14, 2023
Q4 2022
|
Stelac Advisory Services LLC
New York, NY |
BUY
|
- |
4.71K+ 90.58% |
$1.37M - $1.63M
|
9.91K
$4.3M
|
|
|
Feb 14, 2023
Q4 2022
|
Mill Creek Capital Advisors, LLC
Conshohocken, PA |
BUY
|
- |
4.7KNew |
$1.37M - $1.63M
|
4.7K
$2.04M
|
|
|
Nov 13, 2023
Q4 2022
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
4.67K+ 15.46% |
$1.36M - $1.62M
|
34.9K
$15.1M
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
4.63K+ 159.52% |
$1.35M - $1.6M
|
7.53K
$3.27M
|
|
|
Feb 14, 2023
Q4 2022
|
Sassicaia Capital Advisers LLC
Jericho, NY |
BUY
|
- |
4.5KNew |
$1.31M - $1.56M
|
4.5K
$1.95M
|
|
|
Feb 03, 2023
Q4 2022
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
4.38KNew |
$1.28M - $1.52M
|
4.38K
$1.9M
|
|
|
Feb 16, 2023
Q4 2022
|
Asset Allocation Strategies LLC
Farmington, MI |
BUY
|
- |
4.34KNew |
$1.27M - $1.5M
|
4.34K
$1.88M
|
|
|
Jan 27, 2023
Q4 2022
|
Strategic Wealth Investment Group, LLC
|
BUY
|
- |
4.32K+ 14.78% |
$1.26M - $1.49M
|
33.5K
$14.6M
|
|
|
Jan 20, 2023
Q4 2022
|
Sturgeon Ventures LLP
|
BUY
|
- |
4.32KNew |
$1.26M - $1.49M
|
4.32K
$1.87M
|
|
|
Feb 10, 2023
Q4 2022
|
Schroder Investment Management Group
London, X0 |
BUY
|
- |
4.3KNew |
$1.26M - $1.49M
|
4.3K
$1.87M
|
|
|
Feb 14, 2023
Q4 2022
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
4.19K+ 15.27% |
$1.22M - $1.45M
|
31.6K
$13.7M
|
|
|
Feb 14, 2023
Q4 2022
|
Balboa Wealth Partners
Newport Beach, CA |
BUY
|
- |
4.11K+ 199.42% |
$1.2M - $1.42M
|
6.18K
$2.68M
|
|
|
Jan 20, 2023
Q4 2022
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
BUY
|
- |
4.1K+ 306.66% |
$1.2M - $1.42M
|
5.44K
$2.36M
|
|
|
Feb 03, 2023
Q4 2022
|
Regions Financial Corp
|
BUY
|
- |
4.09K+ 8.59% |
$1.19M - $1.41M
|
51.6K
$22.4M
|
|
|
Jan 27, 2023
Q4 2022
|
Pfg Advisors
|
BUY
|
- |
3.77K+ 295.77% |
$1.1M - $1.31M
|
5.05K
$2.19M
|
|
|
Feb 14, 2023
Q4 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
3.77K+ 39.39% |
$1.1M - $1.3M
|
13.3K
$5.79M
|
|
|
Jan 12, 2023
Q4 2022
|
Sharper & Granite LLC
El Segundo, CA |
BUY
|
- |
3.77KNew |
$1.1M - $1.3M
|
3.77K
$1.63M
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
BUY
|
- |
3.74K+ 2.45% |
$1.09M - $1.29M
|
156K
$67.8M
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3.47K+ 10.41% |
$1.01M - $1.2M
|
36.8K
$16M
|
|
|
Feb 09, 2023
Q4 2022
|
Scotia Capital Inc.
|
BUY
|
- |
3.38K+ 79.6% |
$985K - $1.17M
|
7.62K
$3.31M
|
|
|
Dec 20, 2023
Q4 2022
|
Moss Adams Wealth Advisors LLC
Seattle, WA |
BUY
|
- |
3.29KNew |
$959K - $1.14M
|
3.29K
$1.43M
|
|
|
Feb 08, 2023
Q4 2022
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
3.25KNew |
$949K - $1.12M
|
3.25K
$1.41M
|
|
|
Jan 17, 2023
Q4 2022
|
Gallacher Capital Management LLC
Lone Tree, CO |
BUY
|
- |
3.22KNew |
$939K - $1.11M
|
3.22K
$1.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
3.2KNew |
$934K - $1.11M
|
3.2K
$1.39M
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.17K+ 4.1% |
$926K - $1.1M
|
80.6K
$35M
|
|
|
Jan 25, 2023
Q4 2022
|
Mayflower Financial Advisors, LLC
|
BUY
|
- |
3.17KNew |
$925K - $1.1M
|
3.17K
$1.38M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.1K+ 0.97% |
$905K - $1.07M
|
321K
$139M
|
|
|
Feb 14, 2023
Q4 2022
|
Professional Financial Advisors, LLC
|
BUY
|
- |
3.09KNew |
$903K - $1.07M
|
3.09K
$1.34M
|
|
|
Feb 23, 2023
Q4 2022
|
Chelsea Counsel CO
|
BUY
|
- |
3KNew |
$876K - $1.04M
|
3K
$1.3M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
2.94K+ 16.93% |
$859K - $1.02M
|
20.3K
$8.82M
|
|
|
Feb 13, 2023
Q4 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
2.93KNew |
$856K - $1.01M
|
2.93K
$1.27M
|
|
|
Feb 13, 2023
Q4 2022
|
Us Bancorp \De\
|
BUY
|
- |
2.89K+ 34.02% |
$843K - $999K
|
11.4K
$4.94M
|
|
|
Feb 14, 2023
Q4 2022
|
Family Management Corp
New York, NY |
BUY
|
- |
2.86KNew |
$835K - $989K
|
2.86K
$1.24M
|
|
|
Feb 07, 2023
Q4 2022
|
Connectus Wealth, LLC
Cincinnati, OH |
BUY
|
- |
2.79K+ 45.98% |
$815K - $967K
|
8.87K
$3.85M
|
|
|
Feb 14, 2023
Q4 2022
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
2.73KNew |
$797K - $945K
|
2.73K
$1.19M
|
|
|
Feb 09, 2023
Q4 2022
|
Bedell Frazier Investment Counseling, LLC
|
BUY
|
- |
2.73K+ 118.92% |
$796K - $944K
|
5.02K
$2.18M
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
2.6K+ 85.43% |
$758K - $899K
|
5.64K
$2.45M
|
|
|
Jan 10, 2023
Q4 2022
|
Jdm Financial Group LLC
Encino, CA |
BUY
|
- |
2.59KNew |
$757K - $897K
|
2.59K
$1.13M
|