Purchases and Sales Made in Q4 2022 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2022. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 25, 2023
Q4 2022
|
Pegasus Asset Management, Inc.
|
BUY
|
- |
2.59KNew |
$755K - $895K
|
2.59K
$1.12M
|
|
Feb 13, 2023
Q4 2022
|
Credit Agricole S A
|
BUY
|
- |
2.59K+ 17.06% |
$755K - $895K
|
17.7K
$7.7M
|
|
Feb 14, 2023
Q4 2022
|
Harvest Investment Services, LLC
|
BUY
|
- |
2.58K+ 72.05% |
$754K - $894K
|
6.17K
$2.68M
|
|
Feb 07, 2023
Q4 2022
|
Bleakley Financial Group, LLC
Fairfield, NJ |
BUY
|
- |
2.54KNew |
$742K - $879K
|
2.54K
$1.1M
|
|
Feb 06, 2023
Q4 2022
|
Clarity Wealth Advisors, LLC
|
BUY
|
- |
2.53K+ 64.86% |
$739K - $876K
|
6.44K
$2.79M
|
|
Jan 12, 2023
Q4 2022
|
Retireful, LLC
|
BUY
|
- |
2.53KNew |
$738K - $875K
|
2.53K
$1.1M
|
|
Jan 25, 2023
Q4 2022
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
2.48KNew |
$723K - $858K
|
2.48K
$1.08M
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
2.47K+ 6.58% |
$721K - $854K
|
40K
$17.4M
|
|
Feb 10, 2023
Q4 2022
|
Wade G W & Inc
Wellesley, MA |
BUY
|
- |
2.46K+ 18.59% |
$719K - $852K
|
15.7K
$6.82M
|
|
Mar 10, 2023
Q4 2022
|
Financial Alternatives, Inc
La Jolla, CA |
BUY
|
- |
2.4KNew |
$699K - $829K
|
2.4K
$1.04M
|
|
Feb 09, 2023
Q4 2022
|
Wealth Enhancement & Preservation Of Ga, LLC
Alpharetta, GA |
BUY
|
- |
2.36K+ 34.63% |
$688K - $815K
|
9.16K
$3.98M
|
|
Jan 19, 2023
Q4 2022
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
2.35K+ 14.82% |
$686K - $813K
|
18.2K
$7.9M
|
|
Feb 10, 2023
Q4 2022
|
Good Life Advisors, LLC
|
BUY
|
- |
2.33K+ 84.14% |
$681K - $808K
|
5.11K
$2.22M
|
|
Feb 14, 2023
Q4 2022
|
Colony Group LLC
Boston, MA |
BUY
|
- |
2.27K+ 132.44% |
$664K - $787K
|
3.99K
$1.73M
|
|
Feb 09, 2023
Q4 2022
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
2.24K+ 82.66% |
$654K - $776K
|
4.95K
$2.15M
|
|
Feb 15, 2023
Q4 2022
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
2.19K+ 5.54% |
$639K - $757K
|
41.7K
$18.1M
|
|
Jan 17, 2023
Q4 2022
|
Key Client Fiduciary Advisors, LLC
|
BUY
|
- |
2.18KNew |
$636K - $754K
|
2.18K
$947K
|
|
Feb 14, 2023
Q4 2022
|
Jt Stratford LLC
Gainesville, GA |
BUY
|
- |
2.17K+ 310.0% |
$634K - $751K
|
2.87K
$1.25M
|
|
Oct 27, 2023
Q4 2022
|
Iams Wealth Management, LLC
Omaha, NE |
BUY
|
- |
2.16KNew |
$630K - $747K
|
2.16K
$937K
|
|
Jan 18, 2023
Q4 2022
|
Kaizen Financial Strategies
|
BUY
|
- |
2.12K+ 25.52% |
$619K - $734K
|
10.4K
$4.53M
|
|
Feb 13, 2023
Q4 2022
|
Barometer Capital Management Inc.
Toronto, A6 |
BUY
|
- |
2.1KNew |
$613K - $727K
|
2.1K
$912K
|
|
Feb 06, 2023
Q4 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
2.06K+ 10.3% |
$601K - $712K
|
22K
$9.56M
|
|
Feb 14, 2023
Q4 2022
|
Headlands Technologies LLC
Chicago, IL |
BUY
|
- |
2.04KNew |
$597K - $707K
|
2.04K
$887K
|
|
Jan 18, 2023
Q4 2022
|
Johnson Bixby & Associates, LLC
|
BUY
|
- |
2K+ 2.49% |
$585K - $694K
|
82.5K
$35.8M
|
|
Jan 31, 2023
Q4 2022
|
Kcm Investment Advisors LLC
Greenbrae, CA |
BUY
|
- |
2K+ 61.25% |
$585K - $693K
|
5.27K
$2.29M
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2K+ 3.46% |
$583K - $691K
|
59.7K
$25.9M
|
|
Feb 17, 2023
Q4 2022
|
Compass Wealth Management LLC
Guilford, CT |
BUY
|
- |
1.97KNew |
$575K - $682K
|
1.97K
$855K
|
|
Jan 30, 2023
Q4 2022
|
Echo45 Advisors LLC
|
BUY
|
- |
1.97K+ 5.08% |
$575K - $681K
|
40.7K
$17.7M
|
|
Feb 09, 2023
Q4 2022
|
Itau Unibanco Holding S.A.
Sao Paulo, D5 |
BUY
|
- |
1.95K+ 63.35% |
$570K - $676K
|
5.04K
$2.19M
|
|
Feb 14, 2023
Q4 2022
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
1.94K+ 41.16% |
$566K - $670K
|
6.64K
$2.88M
|
|
Feb 02, 2023
Q4 2022
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
1.93KNew |
$565K - $669K
|
1.93K
$840K
|
|
Feb 02, 2023
Q4 2022
|
Lodestar Private Asset Management LLC
Alamo, CA |
BUY
|
- |
1.93KNew |
$563K - $667K
|
1.93K
$837K
|
|
Feb 08, 2023
Q4 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
1.92K+ 7.39% |
$561K - $665K
|
27.9K
$12.1M
|
|
Feb 09, 2023
Q4 2022
|
Select Asset Management & Trust
Mechanicsburg, PA |
BUY
|
- |
1.91K+ 21.81% |
$558K - $661K
|
10.7K
$4.63M
|
|
Feb 14, 2023
Q4 2022
|
Agf Management LTD
Toronto Ontario Canada, A6 |
BUY
|
- |
1.84KNew |
$536K - $635K
|
1.84K
$797K
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.83K+ 9.92% |
$534K - $633K
|
20.3K
$8.8M
|
|
Feb 14, 2023
Q4 2022
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
1.8KNew |
$527K - $624K
|
1.8K
$783K
|
|
Feb 13, 2023
Q4 2022
|
D L Carlson Investment Group Inc
Concord, NH |
BUY
|
- |
1.8KNew |
$524K - $621K
|
1.8K
$779K
|
|
Jan 19, 2023
Q4 2022
|
Melone Private Wealth, LLC
|
BUY
|
- |
1.79K+ 15.59% |
$523K - $619K
|
13.3K
$5.76M
|
|
Jan 25, 2023
Q4 2022
|
Wny Asset Management, LLC
Williamsville, NY |
BUY
|
- |
1.77KNew |
$515K - $611K
|
1.77K
$766K
|
|
Jan 18, 2023
Q4 2022
|
Calton & Associates, Inc.
|
BUY
|
- |
1.76KNew |
$514K - $609K
|
1.76K
$764K
|
|
Feb 06, 2023
Q4 2022
|
Capital Performance Advisors LLP
|
BUY
|
- |
1.71KNew |
$498K - $590K
|
1.71K
$741K
|
|
Jan 19, 2023
Q4 2022
|
Fiduciary Alliance LLC
Greenville, SC |
BUY
|
- |
1.7KNew |
$496K - $588K
|
1.7K
$737K
|
|
Jan 20, 2023
Q4 2022
|
Alta Wealth Advisors LLC
|
BUY
|
- |
1.61KNew |
$471K - $558K
|
1.61K
$700K
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
1.59K+ 38.19% |
$465K - $551K
|
5.76K
$2.5M
|
|
Aug 26, 2024
Q4 2022
|
Centennial Bank/Ar/
Conway, AR |
BUY
|
- |
1.55KNew |
$453K - $536K
|
1.55K
$673K
|
|
Jan 25, 2023
Q4 2022
|
Grimes & Company, Inc.
|
BUY
|
- |
1.55K+ 46.93% |
$451K - $535K
|
4.84K
$2.1M
|
|
Feb 06, 2023
Q4 2022
|
Keb Asset Management, LLC
Springfield, IL |
BUY
|
- |
1.52KNew |
$444K - $526K
|
1.52K
$660K
|
|
Feb 07, 2023
Q4 2022
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
1.51K+ 68.19% |
$440K - $522K
|
3.72K
$1.61M
|
|
Feb 01, 2023
Q4 2022
|
Barber Financial Group, Inc.
|
BUY
|
- |
1.5K+ 32.95% |
$436K - $517K
|
6.03K
$2.62M
|