Latest Institutional Sells of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This list provides information on the latest institutional transactions involving Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2025
Q4 2024
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-219K- 27.04% |
$3.21M - $3.47M
|
592K
$9.26M
|
|
|
Feb 03, 2025
Q4 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-140K- 47.44% |
$2.05M - $2.21M
|
155K
$2.43M
|
|
|
Feb 13, 2025
Q4 2024
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-121K- 29.4% |
$1.77M - $1.91M
|
290K
$4.53M
|
|
|
Feb 13, 2025
Q4 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-116K- 54.47% |
$1.69M - $1.82M
|
96.5K
$1.51M
|
|
|
Feb 12, 2025
Q4 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-72K- 66.99% |
$1.05M - $1.14M
|
35.5K
$555K
|
|
|
Feb 14, 2025
Q4 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-47.7K- 9.89% |
$699K - $754K
|
435K
$6.8M
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
SELL
|
- |
-32K- 4.17% |
$469K - $506K
|
737K
$11.5M
|
|
|
Feb 14, 2025
Q4 2024
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-31.9K- 30.6% |
$468K - $504K
|
72.4K
$1.13M
|
|
|
Jan 22, 2025
Q4 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-25.5K- 99.9% |
$373K - $402K
|
25
$391
|
|
|
Feb 14, 2025
Q4 2024
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-18.8K- 36.65% |
$275K - $297K
|
32.5K
$508K
|
|
|
Feb 13, 2025
Q4 2024
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-17.3K- 2.89% |
$253K - $273K
|
579K
$9.06M
|
|
|
Feb 10, 2025
Q4 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-9.75K- 4.05% |
$143K - $154K
|
231K
$3.61M
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-5.17K- 4.2% |
$75.7K - $81.7K
|
118K
$1.84M
|
|
|
Feb 14, 2025
Q4 2024
|
Pinnacle Associates LTD
|
SELL
|
- |
-4.4K- 22.67% |
$64.5K - $69.5K
|
15K
$235K
|
|
|
Feb 14, 2025
Q4 2024
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-3.73K- 4.88% |
$54.6K - $58.9K
|
72.7K
$1.14M
|
|
|
Jan 31, 2025
Q4 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.41K- 3.83% |
$49.9K - $53.8K
|
85.4K
$1.34M
|
|
|
Jan 21, 2025
Q4 2024
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-2.57K- 4.84% |
$37.6K - $40.6K
|
50.5K
$790K
|
|
|
Jan 31, 2025
Q4 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.47K- 9.31% |
$36.1K - $39K
|
24K
$376K
|
|
|
Jan 24, 2025
Q4 2024
|
Calamos Advisors LLC
|
SELL
|
- |
-1.87K- 9.38% |
$27.4K - $29.5K
|
18.1K
$283K
|
|
|
Feb 13, 2025
Q4 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.47K- 1.22% |
$21.6K - $23.3K
|
119K
$1.86M
|
|
|
Jan 24, 2025
Q4 2024
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-1.31K- 70.37% |
$19.1K - $20.6K
|
550
$8.6K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.25K- 2.85% |
$18.3K - $19.8K
|
42.6K
$667K
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.15K- 1.29% |
$16.8K - $18.2K
|
88.1K
$1.38M
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.06K- 2.34% |
$15.6K - $16.8K
|
44.2K
$692K
|
|
|
Feb 04, 2025
Q4 2024
|
Schnieders Capital Management LLC
|
SELL
|
- |
-750- 1.97% |
$11K - $11.9K
|
37.3K
$583K
|
|
|
Jan 16, 2025
Q4 2024
|
Diversify Advisory Services, LLC
Sandy, UT |
SELL
|
- |
-650- 2.42% |
$9.52K - $10.3K
|
26.2K
$410K
|
|
|
Feb 14, 2025
Q4 2024
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-600- 0.21% |
$8.79K - $9.48K
|
291K
$4.55M
|
|
|
Feb 13, 2025
Q4 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-534- 0.81% |
$7.82K - $8.44K
|
65.7K
$1.03M
|
|
|
Jan 31, 2025
Q4 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-498- 1.15% |
$7.3K - $7.87K
|
42.9K
$671K
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-454- 0.36% |
$6.65K - $7.17K
|
126K
$1.96M
|
|
|
Jan 23, 2025
Q4 2024
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-345- 1.2% |
$5.05K - $5.45K
|
28.3K
$443K
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-314- 2.12% |
$4.6K - $4.96K
|
14.5K
$226K
|
|
|
Jan 14, 2025
Q4 2024
|
Stolper CO
|
SELL
|
- |
-300- 0.91% |
$4.4K - $4.74K
|
32.5K
$509K
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-263- 1.03% |
$3.85K - $4.16K
|
25.2K
$393K
|
|
|
Jan 14, 2025
Q4 2024
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-129- 0.21% |
$1.89K - $2.04K
|
60.5K
$946K
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-16- 0.06% |
$234 - $253
|
27.8K
$435K
|
|
| Q3 2024 | |||||||
|
Nov 12, 2024
Q3 2024
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-14K- 23.44% |
$190K - $207K
|
45.6K
$713K
|
|
|
Nov 14, 2024
Q3 2024
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-10.6K- 32.22% |
$145K - $157K
|
22.3K
$349K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-5.39K- 0.81% |
$73.5K - $80.1K
|
659K
$10.3M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.09K- 2.3% |
$28.5K - $31K
|
88.9K
$1.39M
|
|
|
Nov 04, 2024
Q3 2024
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.4K- 3.97% |
$19.1K - $20.8K
|
33.9K
$530K
|
|
|
Dec 13, 2024
Q3 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.38K- 2.87% |
$18.9K - $20.5K
|
46.8K
$733K
|
|
|
Oct 31, 2024
Q3 2024
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-1.08K- 21.73% |
$14.7K - $16K
|
3.87K
$60.6K
|
|
|
Nov 12, 2024
Q3 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1.02K- 6.43% |
$13.9K - $15.1K
|
14.8K
$232K
|
|
|
Nov 08, 2024
Q3 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-133- 3.59% |
$1.81K - $1.98K
|
3.57K
$55.8K
|
|
| Q2 2024 | |||||||
|
Aug 09, 2024
Q2 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-6K- 88.89% |
$81.6K - $87.5K
|
750
$11.7K
|
|
|
Aug 06, 2024
Q2 2024
|
Us Bancorp \De\
|
SELL
|
- |
-5.68K- 68.19% |
$77.2K - $82.8K
|
2.65K
$41.4K
|
|
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-471- 4.25% |
$6.41K - $6.87K
|
10.6K
$166K
|
|
|
Aug 20, 2024
Q2 2024
|
Truist Financial Corp
|
SELL
|
- |
-145- 1.3% |
$1.97K - $2.12K
|
11K
$172K
|
|
| Q1 2024 | |||||||
|
Apr 17, 2024
Q1 2024
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-1.31K- 11.3% |
$18.4K - $19.3K
|
10.3K
$161K
|
|