Latest Institutional Sells of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This list provides information on the latest institutional transactions involving Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 07, 2020
Q1 2020
|
Bartlett & Co. LLC
|
SELL
|
- |
-1.7KClosed |
$16.9K - $30.5K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Royal Fund Management, LLC
|
SELL
|
- |
-1.44KClosed |
$14.3K - $25.9K
|
0
$0
|
|
|
Apr 07, 2020
Q1 2020
|
Gradient Investments LLC
|
SELL
|
- |
-510Closed |
$5.06K - $9.18K
|
0
$0
|
|
|
May 04, 2020
Q1 2020
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-375Closed |
$3.72K - $6.75K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Massmutual Trust CO Fsb
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 07, 2020
Q4 2019
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-12.6KClosed |
$218K - $230K
|
0
$0
|
|
|
Feb 13, 2024
Q4 2019
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-1.7KClosed |
$29.5K - $31K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-457Closed |
$7.94K - $8.35K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-143Closed |
$2.48K - $2.61K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 07, 2019
Q3 2019
|
Calton & Associates, Inc.
|
SELL
|
- |
-11KClosed |
$184K - $202K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Griffin Asset Management, Inc.
|
SELL
|
- |
-1.18KClosed |
$19.8K - $21.6K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Jacobi Capital Management LLC
|
SELL
|
- |
-1.11KClosed |
$18.6K - $20.3K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-975Closed |
$16.4K - $17.9K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Jul 24, 2019
Q2 2019
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-10.8K- 96.0% |
$182K - $195K
|
448
$6.94K
|
|
|
Jul 26, 2019
Q2 2019
|
Aevitas Wealth Management, Inc.
|
SELL
|
- |
-5.93KClosed |
$100K - $108K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-1.64KClosed |
$27.7K - $29.8K
|
0
$0
|
|
|
Jul 22, 2019
Q2 2019
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-291Closed |
$4.91K - $5.28K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-2Closed |
$33.7 - $36.3
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 10, 2019
Q1 2019
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
SELL
|
- |
-19.6KClosed |
$312K - $360K
|
0
$0
|
|
|
Apr 11, 2019
Q1 2019
|
Moody National Bank Trust Division
|
SELL
|
- |
-648Closed |
$10.3K - $11.9K
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Taylor Hoffman Wealth Management
Richmond, VA |
SELL
|
- |
-467Closed |
$7.44K - $8.59K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-59Closed |
$940 - $1.09K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Advisor Net Financial, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-20.3KClosed |
$300K - $407K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Fifth Third Bancorp
|
SELL
|
- |
-938- 12.85% |
$13.9K - $18.8K
|
6.36K
$98.6K
|
|
|
Jan 15, 2019
Q4 2018
|
Trilogy Capital Inc.
|
SELL
|
- |
-846Closed |
$12.5K - $16.9K
|
0
$0
|
|
|
Jan 23, 2019
Q4 2018
|
Camarda Financial Advisors, LLC
Fleming Island, FL |
SELL
|
- |
-572Closed |
$8.45K - $11.5K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 16, 2018
Q3 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-4.7KClosed |
$86.5K - $93.3K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-2.5KClosed |
$46K - $49.7K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-1.41KClosed |
$25.9K - $28K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-137KClosed |
$2.38M - $2.73M
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-40KClosed |
$695K - $797K
|
0
$0
|
|
|
Aug 09, 2018
Q2 2018
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-1.16KClosed |
$20.1K - $23.1K
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-833Closed |
$14.5K - $16.6K
|
0
$0
|
|
|
Jul 17, 2018
Q2 2018
|
Baystate Wealth Management LLC
|
SELL
|
- |
-500Closed |
$8.7K - $9.98K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 09, 2018
Q1 2018
|
Lincoln National Corp
|
SELL
|
- |
-13KClosed |
$225K - $252K
|
0
$0
|
|
|
May 07, 2018
Q1 2018
|
Grove Bank & Trust
|
SELL
|
- |
-1.6KClosed |
$27.7K - $31.1K
|
0
$0
|
|
|
May 16, 2018
Q1 2018
|
Private Capital Group, LLC
|
SELL
|
- |
-1.56KClosed |
$27K - $30.4K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Robinson Capital Management, LLC
|
SELL
|
- |
-25.3KClosed |
$428K - $477K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-15.8KClosed |
$266K - $297K
|
0
$0
|
|
|
Jan 17, 2018
Q4 2017
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-13.1KClosed |
$222K - $248K
|
0
$0
|
|