Purchases and Sales Made in Q1 2023 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q1 2023. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
168K+ 178.92% |
$2.38M - $2.67M
|
263K
$4.11M
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
133K+ 37.86% |
$1.88M - $2.11M
|
484K
$7.58M
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
94.2KNew |
$1.33M - $1.49M
|
94.2K
$1.47M
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
54.7K+ 45.18% |
$774K - $867K
|
176K
$2.75M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
35.9K+ 5.72% |
$508K - $570K
|
665K
$10.4M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
27.8K+ 6.18% |
$394K - $441K
|
478K
$7.49M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
27.7K+ 61.82% |
$391K - $438K
|
72.4K
$1.13M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
24K+ 3.14% |
$340K - $381K
|
789K
$12.3M
|
|
|
May 15, 2023
Q1 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
23.4KNew |
$331K - $371K
|
23.4K
$366K
|
|
|
May 10, 2023
Q1 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
22.7KNew |
$322K - $360K
|
22.7K
$356K
|
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
19.1K+ 3.7% |
$271K - $303K
|
536K
$8.4M
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
17.9K+ 414.42% |
$253K - $284K
|
22.2K
$348K
|
|
|
May 15, 2023
Q1 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
16.6KNew |
$235K - $263K
|
16.6K
$260K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
13KNew |
$184K - $206K
|
13K
$204K
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
11K+ 21.68% |
$155K - $174K
|
61.6K
$964K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
10.2K+ 10.03% |
$144K - $161K
|
112K
$1.75M
|
|
|
May 11, 2023
Q1 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
8.78K+ 479.51% |
$124K - $139K
|
10.6K
$166K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
5.14K+ 0.67% |
$72.8K - $81.5K
|
775K
$12.1M
|
|
|
Apr 10, 2023
Q1 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
5K+ 13.71% |
$70.8K - $79.3K
|
41.5K
$649K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3.31K+ 9.02% |
$46.8K - $52.4K
|
40K
$626K
|
|
|
Apr 12, 2023
Q1 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2.8KNew |
$39.6K - $44.4K
|
2.8K
$43.8K
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
2.73K+ 4.43% |
$38.6K - $43.2K
|
64.3K
$1.01M
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
2KNew |
$28.3K - $31.7K
|
2K
$31.3K
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.46K+ 4.93% |
$20.7K - $23.1K
|
31.1K
$486K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.07K+ 0.7% |
$15.2K - $17K
|
153K
$2.4M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.04K+ 1.81% |
$14.7K - $16.5K
|
58.5K
$915K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
670+ 0.63% |
$9.48K - $10.6K
|
108K
$1.69M
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
591+ 2.41% |
$8.36K - $9.37K
|
25.1K
$393K
|
|
|
May 15, 2023
Q1 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
500+ 1.1% |
$7.08K - $7.93K
|
46.1K
$722K
|
|
|
May 15, 2023
Q1 2023
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
399New |
$5.65K - $6.32K
|
399
$6.25K
|
|
|
Apr 13, 2023
Q1 2023
|
Financial Management Professionals, Inc.
|
BUY
|
- |
333New |
$4.71K - $5.28K
|
333
$5.21K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
127+ 0.24% |
$1.8K - $2.01K
|
53.7K
$841K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
125New |
$1.77K - $1.98K
|
125
$1.96K
|
|
|
May 15, 2023
Q1 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
109+ 0.34% |
$1.54K - $1.73K
|
32.3K
$505K
|
|
|
Apr 28, 2023
Q1 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
19+ 1.92% |
$269 - $301
|
1.01K
$15.8K
|
|
|
Apr 20, 2023
Q1 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-125- 0.38% |
$1.77K - $1.98K
|
32.4K
$507K
|
|
|
Apr 20, 2023
Q1 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-143- 1.12% |
$2.02K - $2.27K
|
12.6K
$198K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-177- 0.52% |
$2.5K - $2.81K
|
33.7K
$528K
|
|
|
May 12, 2023
Q1 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-200- 40.0% |
$2.83K - $3.17K
|
300
$4.7K
|
|
|
May 19, 2023
Q1 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-335Closed |
$4.74K - $5.31K
|
0
$0
|
|
|
May 09, 2023
Q1 2023
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-359- 0.52% |
$5.08K - $5.69K
|
68.9K
$1.08M
|
|
|
May 04, 2023
Q1 2023
|
Pinnacle Associates LTD
|
SELL
|
- |
-364- 1.86% |
$5.15K - $5.77K
|
19.2K
$301K
|
|
|
Apr 14, 2023
Q1 2023
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-453- 0.73% |
$6.41K - $7.18K
|
61.4K
$962K
|
|
|
Apr 25, 2023
Q1 2023
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-500- 3.36% |
$7.08K - $7.93K
|
14.4K
$225K
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-595- 0.58% |
$8.42K - $9.43K
|
102K
$1.59M
|
|
|
Apr 11, 2023
Q1 2023
|
Stolper CO
|
SELL
|
- |
-814- 2.52% |
$11.5K - $12.9K
|
31.4K
$492K
|
|
|
May 03, 2023
Q1 2023
|
9258 Wealth Management, LLC
|
SELL
|
- |
-930- 5.13% |
$13.2K - $14.7K
|
17.2K
$269K
|
|
|
May 12, 2023
Q1 2023
|
Schnieders Capital Management LLC
|
SELL
|
- |
-1.4K- 1.1% |
$19.7K - $22.1K
|
125K
$1.96M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.62K- 0.89% |
$23K - $25.7K
|
180K
$2.82M
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.73K- 4.24% |
$38.6K - $43.2K
|
61.6K
$964K
|