Purchases and Sales Made in Q1 2024 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q1 2024. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 16, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
264K+ 23.85% |
$3.7M - $3.88M
|
1.37M
$21.5M
|
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
264K+ 23.85% |
$3.7M - $3.88M
|
1.37M
$21.5M
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
257K+ 39.31% |
$3.59M - $3.77M
|
910K
$14.2M
|
|
|
May 10, 2024
Q1 2024
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
111K+ 18.88% |
$1.56M - $1.63M
|
699K
$11M
|
|
|
May 15, 2024
Q1 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
89.8K+ 28.59% |
$1.26M - $1.32M
|
404K
$6.32M
|
|
|
May 13, 2024
Q1 2024
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
73.5K+ 13.61% |
$1.03M - $1.08M
|
613K
$9.61M
|
|
|
May 24, 2024
Q1 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
61.7KNew |
$863K - $905K
|
61.7K
$966K
|
|
|
Apr 30, 2024
Q1 2024
|
Diversify Advisory Services, LLC
Sandy, UT |
BUY
|
- |
26.9KNew |
$376K - $394K
|
26.9K
$421K
|
|
|
May 09, 2024
Q1 2024
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
26.2KNew |
$367K - $384K
|
26.2K
$410K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
21KNew |
$294K - $308K
|
21K
$329K
|
|
|
May 14, 2024
Q1 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
18.3K+ 21.0% |
$256K - $268K
|
105K
$1.65M
|
|
|
May 14, 2024
Q1 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
15.7K+ 2.87% |
$220K - $230K
|
564K
$8.83M
|
|
|
May 13, 2024
Q1 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
14.6K+ 6.57% |
$204K - $214K
|
236K
$3.7M
|
|
|
May 15, 2024
Q1 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
13.9KNew |
$195K - $204K
|
13.9K
$218K
|
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
BUY
|
- |
12.4K+ 1.6% |
$173K - $182K
|
785K
$12.3M
|
|
|
May 03, 2024
Q1 2024
|
9258 Wealth Management, LLC
|
BUY
|
- |
12.1KNew |
$169K - $177K
|
12.1K
$189K
|
|
|
May 14, 2024
Q1 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
11.5K+ 2.14% |
$161K - $169K
|
549K
$8.6M
|
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
11.1K+ 1.07% |
$156K - $163K
|
1.05M
$16.5M
|
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
11.1KNew |
$155K - $162K
|
11.1K
$173K
|
|
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
10.1K+ 7.63% |
$141K - $148K
|
142K
$2.22M
|
|
|
Apr 24, 2024
Q1 2024
|
Raymond James Trust N.A.
|
BUY
|
- |
4K+ 21.9% |
$56K - $58.7K
|
22.3K
$349K
|
|
|
Apr 10, 2024
Q1 2024
|
Park Avenue Securities LLC
|
BUY
|
- |
3.63K+ 4.24% |
$50.8K - $53.3K
|
89.3K
$1.4M
|
|
|
May 14, 2024
Q1 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
3.36K+ 18.83% |
$47.1K - $49.3K
|
21.2K
$332K
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
3.27K+ 0.46% |
$45.8K - $48K
|
709K
$11.1M
|
|
|
May 07, 2024
Q1 2024
|
Us Bancorp \De\
|
BUY
|
- |
2.85K+ 52.09% |
$39.9K - $41.8K
|
8.32K
$130K
|
|
|
May 02, 2024
Q1 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2.8KNew |
$39.2K - $41.1K
|
2.8K
$43.8K
|
|
|
Apr 12, 2024
Q1 2024
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
2.1K+ 5.31% |
$29.4K - $30.8K
|
41.7K
$652K
|
|
|
Apr 16, 2024
Q1 2024
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
1.38KNew |
$19.3K - $20.2K
|
1.38K
$21.6K
|
|
|
May 01, 2024
Q1 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
878+ 2.33% |
$12.3K - $12.9K
|
38.5K
$603K
|
|
|
Apr 11, 2024
Q1 2024
|
Integrated Capital Management, Inc.
|
BUY
|
- |
646+ 5.17% |
$9.04K - $9.48K
|
13.1K
$206K
|
|
|
Apr 09, 2024
Q1 2024
|
Stolper CO
|
BUY
|
- |
287+ 0.92% |
$4.02K - $4.21K
|
31.5K
$493K
|
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
258+ 0.25% |
$3.61K - $3.78K
|
103K
$1.62M
|
|
|
Apr 05, 2024
Q1 2024
|
Cwm, LLC
|
BUY
|
- |
250New |
$3.5K - $3.67K
|
250
$3.92K
|
|
|
Apr 10, 2024
Q1 2024
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
22+ 2.05% |
$308 - $323
|
1.09K
$17.1K
|
|
|
May 14, 2024
Q1 2024
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
5+ 0.04% |
$70 - $73.4
|
13.4K
$210K
|
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 05, 2024
Q1 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-54- 0.22% |
$756 - $792
|
24.8K
$388K
|
|
|
Apr 15, 2024
Q1 2024
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-116- 0.19% |
$1.62K - $1.7K
|
60.8K
$953K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-177- 0.45% |
$2.48K - $2.6K
|
39.3K
$615K
|
|
|
May 13, 2024
Q1 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-495- 0.28% |
$6.93K - $7.26K
|
179K
$2.81M
|
|
|
Apr 26, 2024
Q1 2024
|
Pinnacle Associates LTD
|
SELL
|
- |
-501- 2.58% |
$7.01K - $7.35K
|
18.9K
$296K
|
|
|
May 10, 2024
Q1 2024
|
Truist Financial Corp
|
SELL
|
- |
-600- 5.12% |
$8.4K - $8.8K
|
11.1K
$174K
|
|
|
Apr 30, 2024
Q1 2024
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-603- 20.61% |
$8.44K - $8.85K
|
2.32K
$36.4K
|
|
|
May 13, 2024
Q1 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-800- 0.88% |
$11.2K - $11.7K
|
89.6K
$1.4M
|
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-854- 2.04% |
$12K - $12.5K
|
41.1K
$643K
|
|
|
Apr 30, 2024
Q1 2024
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-1.13K- 15.47% |
$15.8K - $16.5K
|
6.16K
$96.5K
|
|
|
May 15, 2024
Q1 2024
|
Comerica Bank
|
SELL
|
- |
-1.22K- 15.01% |
$17.1K - $17.9K
|
6.92K
$108K
|
|
|
Apr 17, 2024
Q1 2024
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-1.31K- 11.3% |
$18.4K - $19.3K
|
10.3K
$161K
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.39K- 1.29% |
$19.4K - $20.3K
|
106K
$1.66M
|
|
|
May 14, 2024
Q1 2024
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-1.7K- 13.49% |
$23.8K - $24.9K
|
10.9K
$171K
|