Purchases and Sales Made in Q1 2025 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q1 2025. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 09, 2025
Q1 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
174K+ 179.86% |
$2.46M - $2.72M
|
270K
$3.87M
|
|
|
Apr 09, 2025
Q1 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
72.5K+ 290196.0% |
$1.03M - $1.14M
|
72.6K
$1.04M
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
68K+ 43.81% |
$966K - $1.07M
|
223K
$3.2M
|
|
|
May 06, 2025
Q1 2025
|
Readystate Asset Management LP
Chicago, IL |
BUY
|
- |
61.6KNew |
$874K - $966K
|
61.6K
$883K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
40.2K+ 3.27% |
$570K - $630K
|
1.27M
$18.2M
|
|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
34.5K+ 80.89% |
$489K - $540K
|
77.1K
$1.11M
|
|
|
May 15, 2025
Q1 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
29KNew |
$412K - $454K
|
29K
$416K
|
|
|
Apr 21, 2025
Q1 2025
|
Advisor Resource Council
|
BUY
|
- |
24.5KNew |
$347K - $383K
|
24.5K
$350K
|
|
|
Apr 14, 2025
Q1 2025
|
Capital Investment Advisors, LLC
|
BUY
|
- |
22K+ 5.74% |
$312K - $345K
|
405K
$5.8M
|
|
|
May 15, 2025
Q1 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
18.7K+ 93.69% |
$265K - $292K
|
38.6K
$553K
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
16.7K+ 2.88% |
$237K - $261K
|
596K
$8.54M
|
|
|
May 05, 2025
Q1 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
15.8K+ 72.73% |
$224K - $248K
|
37.6K
$538K
|
|
|
May 02, 2025
Q1 2025
|
Accredited Investor Services, LLC
St. Cloud, MN |
BUY
|
- |
14.7KNew |
$208K - $230K
|
14.7K
$210K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
14K+ 11.15% |
$199K - $219K
|
140K
$2M
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
13.1K+ 27.03% |
$186K - $205K
|
61.5K
$881K
|
|
|
Apr 24, 2025
Q1 2025
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
12.4KNew |
$176K - $194K
|
12.4K
$178K
|
|
|
May 07, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
12.4K+ 488.34% |
$175K - $194K
|
14.9K
$213K
|
|
|
Apr 09, 2025
Q1 2025
|
Merit Financial Group, LLC
|
BUY
|
- |
10.6KNew |
$151K - $167K
|
10.6K
$152K
|
|
|
May 14, 2025
Q1 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
9.52K+ 12.29% |
$135K - $149K
|
87K
$1.25M
|
|
|
May 14, 2025
Q1 2025
|
Wealth Preservation Advisors, LLC
Chattanooga, TN |
BUY
|
- |
8.19KNew |
$116K - $128K
|
8.19K
$117K
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
7.2K+ 0.38% |
$102K - $113K
|
1.89M
$27.1M
|
|
|
May 14, 2025
Q1 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
6.3K+ 2.26% |
$89.4K - $98.8K
|
286K
$4.09M
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
6.11K+ 0.82% |
$86.7K - $95.7K
|
751K
$10.8M
|
|
|
May 08, 2025
Q1 2025
|
Eastern Bank
|
BUY
|
- |
5.04KNew |
$71.5K - $78.9K
|
5.04K
$72.2K
|
|
|
Apr 17, 2025
Q1 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.56K+ 10.31% |
$64.7K - $71.5K
|
48.8K
$699K
|
|
|
May 14, 2025
Q1 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
4.48K+ 3.77% |
$63.6K - $70.2K
|
123K
$1.77M
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
4.44K+ 15.96% |
$62.9K - $69.5K
|
32.2K
$462K
|
|
|
Apr 29, 2025
Q1 2025
|
Td Private Client Wealth LLC
New York, NY |
BUY
|
- |
3.54KNew |
$50.2K - $55.5K
|
3.54K
$50.7K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.47K+ 3.93% |
$49.2K - $54.3K
|
91.6K
$1.31M
|
|
|
Apr 17, 2025
Q1 2025
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2.8KNew |
$39.7K - $43.9K
|
2.8K
$40.1K
|
|
|
Apr 18, 2025
Q1 2025
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
2KNew |
$28.4K - $31.3K
|
2K
$28.7K
|
|
|
May 15, 2025
Q1 2025
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
1.6K+ 4.92% |
$22.7K - $25.1K
|
34.1K
$489K
|
|
|
May 14, 2025
Q1 2025
|
Comerica Bank
|
BUY
|
- |
1.13K+ 23.28% |
$16K - $17.7K
|
5.97K
$85.6K
|
|
|
May 09, 2025
Q1 2025
|
Costello Asset Management, Inc
|
BUY
|
- |
1.08KNew |
$15.4K - $17K
|
1.08K
$15.5K
|
|
|
May 06, 2025
Q1 2025
|
Pinnacle Associates LTD
|
BUY
|
- |
1K+ 6.66% |
$14.2K - $15.7K
|
16K
$230K
|
|
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
895New |
$12.7K - $14K
|
895
$12.8K
|
|
|
May 13, 2025
Q1 2025
|
Coldstream Capital Management Inc
|
BUY
|
- |
846New |
$12K - $13.3K
|
846
$12.1K
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
800+ 80.0% |
$11.4K - $12.5K
|
1.8K
$25.8K
|
|
|
Apr 25, 2025
Q1 2025
|
Smallwood Wealth Investment Management, LLC
Red Bank, NJ |
BUY
|
- |
651New |
$9.24K - $10.2K
|
651
$9.33K
|
|
|
May 01, 2025
Q1 2025
|
Key F Inancial Inc
|
BUY
|
- |
492New |
$6.98K - $7.71K
|
492
$7.05K
|
|
|
May 06, 2025
Q1 2025
|
Wedbush Securities Inc
|
BUY
|
- |
400+ 1.59% |
$5.68K - $6.27K
|
25.6K
$366K
|
|
|
Apr 08, 2025
Q1 2025
|
Stolper CO
|
BUY
|
- |
395+ 1.21% |
$5.61K - $6.19K
|
32.9K
$472K
|
|
|
May 01, 2025
Q1 2025
|
Iron Horse Wealth Management, LLC
|
BUY
|
- |
311New |
$4.41K - $4.87K
|
311
$4.46K
|
|
|
May 07, 2025
Q1 2025
|
N.E.W. Advisory Services LLC
|
BUY
|
- |
78New |
$1.11K - $1.22K
|
78
$1.12K
|
|
|
May 15, 2025
Q1 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
6+ 0.04% |
$85.1 - $94
|
14.2K
$203K
|
|
|
May 07, 2025
Q1 2025
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
4+ 0.03% |
$56.8 - $62.7
|
13.4K
$192K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 28, 2025
Q1 2025
|
D.A. Davidson & Co.
|
SELL
|
- |
-138- 0.32% |
$1.96K - $2.16K
|
42.8K
$613K
|
|
|
Apr 16, 2025
Q1 2025
|
Morey & Quinn Wealth Partners, LLC
Omaha, NE |
SELL
|
- |
-268- 1.51% |
$3.8K - $4.2K
|
17.5K
$250K
|
|
|
May 14, 2025
Q1 2025
|
Pks Advisory Services, LLC
Albany, NY |
SELL
|
- |
-300- 2.36% |
$4.26K - $4.7K
|
12.4K
$178K
|