Purchases and Sales Made in Q2 2022 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q2 2022. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 15, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
211K+ 31.06% |
$3.1M - $3.57M
|
889K
$13.3M
|
|
Oct 27, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
211K+ 31.06% |
$3.1M - $3.57M
|
889K
$13.3M
|
|
Aug 12, 2022
Q2 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
127K+ 49.8% |
$1.87M - $2.15M
|
383K
$5.74M
|
|
Aug 08, 2022
Q2 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
94.9KNew |
$1.4M - $1.61M
|
94.9K
$1.42M
|
|
Aug 04, 2022
Q2 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
43.4K+ 6.71% |
$638K - $734K
|
689K
$10.3M
|
|
Aug 12, 2022
Q2 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
41.3K+ 6.03% |
$608K - $699K
|
726K
$10.9M
|
|
Aug 10, 2022
Q2 2022
|
Ubs Group Ag
|
BUY
|
- |
37.8K+ 5.26% |
$557K - $640K
|
757K
$11.3M
|
|
Aug 10, 2022
Q2 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
28.2K+ 30.97% |
$415K - $478K
|
119K
$1.79M
|
|
Aug 08, 2022
Q2 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
27.3K+ 7.98% |
$402K - $462K
|
370K
$5.55M
|
|
Aug 12, 2022
Q2 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
21K+ 4.11% |
$309K - $356K
|
532K
$7.98M
|
|
Aug 11, 2022
Q2 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
19.1K+ 184.26% |
$282K - $324K
|
29.5K
$443K
|
|
Aug 15, 2022
Q2 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
18.8K+ 18.81% |
$277K - $318K
|
119K
$1.78M
|
|
Jul 14, 2022
Q2 2022
|
Raymond James Trust N.A.
|
BUY
|
- |
17.9K+ 40.66% |
$263K - $303K
|
61.9K
$928K
|
|
Aug 12, 2022
Q2 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
14.2K+ 18.58% |
$209K - $240K
|
90.7K
$1.36M
|
|
Aug 11, 2022
Q2 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
12.7K+ 110.92% |
$187K - $215K
|
24.2K
$363K
|
|
Jul 28, 2022
Q2 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
11.8K+ 13.59% |
$174K - $200K
|
98.8K
$1.48M
|
|
Jul 19, 2022
Q2 2022
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
10.1KNew |
$148K - $171K
|
10.1K
$151K
|
|
Jul 13, 2022
Q2 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
9.98K+ 10.88% |
$147K - $169K
|
102K
$1.53M
|
|
Sep 06, 2022
Q2 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
8.74KNew |
$129K - $148K
|
8.74K
$131K
|
|
Aug 15, 2022
Q2 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
8.27K+ 6.16% |
$122K - $140K
|
142K
$2.14M
|
|
Aug 03, 2022
Q2 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
5.06K+ 22.42% |
$74.4K - $85.6K
|
27.6K
$414K
|
|
Aug 01, 2022
Q2 2022
|
Liberty One Investment Management, LLC
|
BUY
|
- |
3.67K+ 10.79% |
$54.1K - $62.2K
|
37.7K
$566K
|
|
Jul 13, 2022
Q2 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.45K+ 5.28% |
$36K - $41.4K
|
48.7K
$731K
|
|
Jul 27, 2022
Q2 2022
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
2.3K+ 17.67% |
$33.8K - $38.9K
|
15.3K
$229K
|
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
2.16KNew |
$31.8K - $36.6K
|
2.16K
$32.4K
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
2.03KNew |
$29.9K - $34.4K
|
2.03K
$30.5K
|
|
Sep 16, 2022
Q2 2022
|
Private Trust CO Na
|
BUY
|
- |
2KNew |
$29.4K - $33.9K
|
2K
$30K
|
|
Aug 03, 2022
Q2 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.31K+ 1.48% |
$19.2K - $22.1K
|
89.4K
$1.34M
|
|
Aug 15, 2022
Q2 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
1K+ 2.59% |
$14.7K - $16.9K
|
39.6K
$594K
|
|
Aug 16, 2022
Q2 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
900+ 2.74% |
$13.2K - $15.2K
|
33.7K
$506K
|
|
Jul 28, 2022
Q2 2022
|
Schnieders Capital Management LLC
|
BUY
|
- |
900+ 0.79% |
$13.2K - $15.2K
|
115K
$1.73M
|
|
Aug 16, 2022
Q2 2022
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
689New |
$10.1K - $11.7K
|
689
$10.3K
|
|
Jul 19, 2022
Q2 2022
|
Integrated Capital Management, Inc.
|
BUY
|
- |
477+ 3.92% |
$7.02K - $8.08K
|
12.7K
$190K
|
|
Jul 21, 2022
Q2 2022
|
Wedbush Securities Inc
|
BUY
|
- |
245+ 0.93% |
$3.61K - $4.15K
|
26.7K
$400K
|
|
Aug 10, 2022
Q2 2022
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
50+ 1.73% |
$736 - $847
|
2.94K
$44.1K
|
|
Aug 12, 2022
Q2 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
42+ 0.27% |
$618 - $711
|
15.8K
$237K
|
|
Jul 08, 2022
Q2 2022
|
Stolper CO
|
BUY
|
- |
38+ 0.12% |
$559 - $643
|
32.8K
$492K
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
33+ 0.81% |
$486 - $559
|
4.09K
$61.4K
|
|
Jul 29, 2022
Q2 2022
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
32+ 0.93% |
$471 - $542
|
3.48K
$52.2K
|
|
Aug 09, 2022
Q2 2022
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
25+ 0.18% |
$368 - $423
|
14.1K
$211K
|
|
Jul 13, 2022
Q2 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
15+ 1.6% |
$221 - $254
|
953
$14.3K
|
|
Aug 02, 2022
Q2 2022
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
15+ 0.11% |
$221 - $254
|
13.4K
$201K
|
|
Jul 28, 2022
Q2 2022
|
Cwm, LLC
|
BUY
|
- |
10New |
$147 - $169
|
10
$150
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jul 25, 2022
Q2 2022
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-60- 0.18% |
$883 - $1.02K
|
32.7K
$491K
|
|
Aug 16, 2022
Q2 2022
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-285- 0.35% |
$4.2K - $4.83K
|
82K
$1.23M
|
|
Jul 27, 2022
Q2 2022
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-385- 1.43% |
$5.67K - $6.52K
|
26.6K
$398K
|
|
Jul 27, 2022
Q2 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-494- 0.58% |
$7.27K - $8.36K
|
84.4K
$1.27M
|
|
Jul 22, 2022
Q2 2022
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-504- 0.8% |
$7.42K - $8.53K
|
62.6K
$938K
|
|
Jul 05, 2022
Q2 2022
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-564Closed |
$8.3K - $9.55K
|
0
$0
|