Purchases and Sales Made in Q2 2023 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q2 2023. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
232K+ 48.53% |
$3.19M - $3.5M
|
710K
$10.6M
|
|
Aug 11, 2023
Q2 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
195KNew |
$2.68M - $2.94M
|
195K
$2.92M
|
|
Aug 14, 2023
Q2 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
187KNew |
$2.57M - $2.82M
|
187K
$2.81M
|
|
Aug 07, 2023
Q2 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
167K+ 63.64% |
$2.3M - $2.52M
|
430K
$6.45M
|
|
Aug 07, 2023
Q2 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
142K+ 150.56% |
$1.95M - $2.14M
|
236K
$3.54M
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
83.9K+ 17.34% |
$1.15M - $1.27M
|
568K
$8.52M
|
|
Jul 14, 2023
Q2 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
81KNew |
$1.11M - $1.22M
|
81K
$1.21M
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
75.9K+ 582.28% |
$1.04M - $1.15M
|
88.9K
$1.33M
|
|
Aug 14, 2023
Q2 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
47.4KNew |
$652K - $716K
|
47.4K
$711K
|
|
Aug 11, 2023
Q2 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
35.5K+ 155.97% |
$488K - $535K
|
58.2K
$873K
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
22.8K+ 2.93% |
$313K - $344K
|
798K
$12M
|
|
Aug 14, 2023
Q2 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
17.8KNew |
$244K - $268K
|
17.8K
$266K
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
16.2K+ 10.6% |
$223K - $245K
|
169K
$2.54M
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
13.9K+ 1.76% |
$191K - $210K
|
802K
$12M
|
|
Jul 31, 2023
Q2 2023
|
Integrated Capital Management, Inc.
|
BUY
|
- |
11.8KNew |
$163K - $178K
|
11.8K
$177K
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
11.8KNew |
$162K - $178K
|
11.8K
$176K
|
|
Aug 14, 2023
Q2 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
9.58K+ 90.31% |
$132K - $145K
|
20.2K
$303K
|
|
Aug 08, 2023
Q2 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
8.74KNew |
$120K - $132K
|
8.74K
$131K
|
|
Aug 11, 2023
Q2 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
8.69K+ 1.6% |
$120K - $131K
|
551K
$8.26M
|
|
Aug 10, 2023
Q2 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
7.27K+ 6.51% |
$100K - $110K
|
119K
$1.78M
|
|
Aug 14, 2023
Q2 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
5.99K+ 1.57% |
$82.4K - $90.4K
|
388K
$5.83M
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.51K+ 4.9% |
$75.9K - $83.2K
|
118K
$1.77M
|
|
Aug 03, 2023
Q2 2023
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
3.71K+ 24.23% |
$51K - $55.9K
|
19K
$285K
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3.59K+ 8.98% |
$49.4K - $54.2K
|
43.6K
$654K
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.57K+ 10.58% |
$49.1K - $53.9K
|
37.3K
$560K
|
|
Jul 17, 2023
Q2 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
3.21KNew |
$44.2K - $48.5K
|
3.21K
$48.2K
|
|
Aug 01, 2023
Q2 2023
|
Schnieders Capital Management LLC
|
BUY
|
- |
2.6K+ 2.07% |
$35.8K - $39.3K
|
128K
$1.92M
|
|
Aug 10, 2023
Q2 2023
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
2.49K+ 24.41% |
$34.3K - $37.6K
|
12.7K
$190K
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.37K+ 1.57% |
$32.6K - $35.8K
|
153K
$2.29M
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
2.01K+ 1.87% |
$27.7K - $30.4K
|
110K
$1.65M
|
|
Jul 26, 2023
Q2 2023
|
Pinnacle Associates LTD
|
BUY
|
- |
1.75K+ 9.09% |
$24K - $26.3K
|
21K
$314K
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.25K+ 4.03% |
$17.2K - $18.9K
|
32.3K
$485K
|
|
Aug 17, 2023
Q2 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
335New |
$4.61K - $5.06K
|
335
$5.03K
|
|
Aug 14, 2023
Q2 2023
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
313New |
$4.31K - $4.73K
|
313
$4.7K
|
|
Jul 19, 2023
Q2 2023
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
262+ 1.82% |
$3.61K - $3.96K
|
14.6K
$219K
|
|
Jul 19, 2023
Q2 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
61+ 1.96% |
$839 - $921
|
3.17K
$47.6K
|
|
Jul 07, 2023
Q2 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
19+ 1.88% |
$261 - $287
|
1.03K
$15.4K
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
BUY
|
- |
15New |
$206 - $227
|
15
$225
|
|
Aug 01, 2023
Q2 2023
|
Truist Financial Corp
|
BUY
|
- |
4+ 0.03% |
$55 - $60.4
|
14.1K
$211K
|
|
Aug 09, 2023
Q2 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-2- 0.02% |
$27.5 - $30.2
|
12.6K
$189K
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-40- 0.07% |
$550 - $604
|
58.4K
$876K
|
|
Jul 12, 2023
Q2 2023
|
American National Bank
|
SELL
|
- |
-105- 10.04% |
$1.44K - $1.59K
|
941
$14.1K
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-125Closed |
$1.72K - $1.89K
|
0
$0
|
|
Jul 25, 2023
Q2 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-130- 0.4% |
$1.79K - $1.96K
|
32.3K
$484K
|
|
Aug 14, 2023
Q2 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-135- 0.29% |
$1.86K - $2.04K
|
46K
$689K
|
|
Jul 26, 2023
Q2 2023
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-256- 0.42% |
$3.52K - $3.87K
|
61.2K
$918K
|
|
Aug 14, 2023
Q2 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-379- 1.51% |
$5.22K - $5.72K
|
24.7K
$371K
|
|
Aug 10, 2023
Q2 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-500- 1.55% |
$6.88K - $7.55K
|
31.8K
$476K
|
|
Aug 01, 2023
Q2 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-598- 3.23% |
$8.23K - $9.03K
|
17.9K
$269K
|
|
Jul 10, 2023
Q2 2023
|
Stolper CO
|
SELL
|
- |
-711- 2.26% |
$9.78K - $10.7K
|
30.7K
$461K
|