Purchases and Sales Made in Q3 2021 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)

DIAX Quotes by TradingView

This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q3 2021. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Nov 15, 2021 Q3 2021
Morgan Stanley

New York, NY
BUY
 -
878K
New
$14.7M - $15.5M
878K $13.2M
Nov 15, 2021 Q3 2021
Northwestern Mutual Wealth Management CO

BUY
 -
133K
+ 32.16%
$2.22M - $2.35M
545K $8.18M
Nov 15, 2021 Q3 2021
Guggenheim Capital LLC

Chicago, IL
BUY
 -
68.8K
+ 12.78%
$1.15M - $1.22M
607K $9.1M
Nov 15, 2021 Q3 2021
Invesco Ltd.

Atlanta, GA
BUY
 -
23.7K
+ 4.19%
$397K - $420K
590K $8.85M
Nov 15, 2021 Q3 2021
Ubs Group Ag

BUY
 -
23.5K
+ 3.38%
$394K - $416K
719K $10.8M
Nov 02, 2021 Q3 2021
Raymond James Financial Services Advisors, Inc.

St. Petersburg, FL
BUY
 -
18.8K
+ 2.85%
$315K - $334K
679K $10.2M
Nov 15, 2021 Q3 2021
D.A. Davidson & Co.

BUY
 -
16.3K
+ 24.65%
$272K - $288K
82.2K $1.23M
Nov 15, 2021 Q3 2021
Stifel Financial Corp

St. Louis, MO
BUY
 -
15.7K
+ 5.79%
$264K - $279K
288K $4.32M
Nov 15, 2021 Q3 2021
Royal Bank Of Canada

Toronto, A6
BUY
 -
14.9K
+ 8.94%
$249K - $264K
181K $2.72M
Nov 03, 2021 Q3 2021
Sheaff Brock Investment Advisors, LLC

BUY
 -
13.3K
New
$223K - $235K
13.3K $199K
Oct 28, 2021 Q3 2021
Dynamic Advisor Solutions LLC

BUY
 -
7.5K
+ 47.92%
$126K - $133K
23.2K $347K
Nov 12, 2021 Q3 2021
Advisors Asset Management, Inc.

Monument, CO
BUY
 -
6.74K
+ 2.61%
$113K - $119K
265K $3.97M
Oct 07, 2021 Q3 2021
Envestnet Asset Management Inc

BUY
 -
6.44K
+ 9.19%
$108K - $114K
76.4K $1.15M
Oct 21, 2021 Q3 2021
Park Avenue Securities LLC

BUY
 -
5.65K
+ 8.51%
$94.7K - $100K
72K $1.08M
Nov 02, 2021 Q3 2021
Shaker Financial Services, LLC

BUY
 -
5.32K
+ 1.91%
$89.1K - $94.2K
284K $4.26M
Nov 08, 2021 Q3 2021
Princeton Global Asset Management LLC

BUY
 -
5.27K
+ 5850.0%
$88.2K - $93.2K
5.36K $80.3K
Nov 10, 2021 Q3 2021
Citigroup Inc

BUY
 -
4.33K
New
$72.6K - $76.7K
4.33K $65K
Nov 15, 2021 Q3 2021
Ameriprise Financial Inc

Minneapolis, MN
BUY
 -
3.52K
+ 3.78%
$59K - $62.4K
96.7K $1.45M
Oct 29, 2021 Q3 2021
Janney Montgomery Scott LLC

BUY
 -
3.39K
+ 17.81%
$56.7K - $59.9K
22.4K $336K
Nov 02, 2021 Q3 2021
Nelson, Van Denburg & Campbell Wealth Management Group, LLC

Omaha, NE
BUY
 -
2.8K
New
$46.9K - $49.6K
2.8K $42K
Nov 12, 2021 Q3 2021
Aviance Capital Partners, LLC

Naples, FL
BUY
 -
2.62K
+ 3.18%
$43.9K - $46.4K
85.1K $1.28M
Oct 13, 2021 Q3 2021
Stolper CO

BUY
 -
1.92K
+ 7.25%
$32.2K - $34K
28.4K $426K
Dec 03, 2021 Q3 2021
Kingsview Wealth Management, LLC

Grants Pass, OR
BUY
 -
1.3K
+ 4.1%
$21.8K - $23K
33K $495K
Oct 20, 2021 Q3 2021
Integrated Capital Management, Inc.

BUY
 -
1K
+ 9.54%
$16.8K - $17.8K
11.5K $173K
Nov 01, 2021 Q3 2021
Schnieders Capital Management LLC

BUY
 -
700
+ 0.7%
$11.7K - $12.4K
101K $1.52M
Nov 05, 2021 Q3 2021
Truist Financial Corp

BUY
 -
681
+ 2.78%
$11.4K - $12.1K
25.2K $378K
Oct 20, 2021 Q3 2021
Liberty One Investment Management, LLC

BUY
 -
409
+ 1.08%
$6.85K - $7.24K
38.1K $572K
Nov 12, 2021 Q3 2021
Nations Financial Group Inc,

Cedar Rapids, IA
BUY
 -
400
+ 1.05%
$6.7K - $7.08K
38.7K $580K
Nov 02, 2021 Q3 2021
Cambridge Investment Research Advisors, Inc.

BUY
 -
321
+ 0.75%
$5.38K - $5.68K
43.4K $651K
Nov 15, 2021 Q3 2021
O'Dell Group, LLC

Cincinnati, OH
BUY
 -
313
New
$5.24K - $5.54K
313 $4.7K
Oct 25, 2021 Q3 2021
Eudaimonia Partners, LLC

Winchester, TN
BUY
 -
209
+ 1.55%
$3.5K - $3.7K
13.7K $205K
Nov 12, 2021 Q3 2021
Kowal Investment Group, LLC

Waukesha, WI
BUY
 -
198
New
$3.32K - $3.51K
198 $2.97K
Oct 08, 2021 Q3 2021
Wedbush Securities Inc

BUY
 -
175
+ 0.9%
$2.93K - $3.1K
19.6K $294K
Oct 21, 2021 Q3 2021
Lake Point Wealth Management

BUY
 -
145
New
$2.43K - $2.57K
145 $2.18K
Nov 24, 2021 Q3 2021
Patriot Financial Group Insurance Agency, LLC

BUY
 -
28
+ 0.83%
$469 - $496
3.39K $50.9K
Nov 02, 2021 Q3 2021
Capital Wealth Alliance, LLC

BUY
 -
23
+ 0.2%
$385 - $407
11.6K $174K
Nov 12, 2021 Q3 2021
Rockefeller Capital Management L.P.

New York, NY
BUY
 -
18
+ 0.45%
$302 - $319
4.04K $60.6K
Oct 12, 2021 Q3 2021
Soa Wealth Advisors, Llc.

BUY
 -
14
+ 1.56%
$235 - $248
909 $13.6K
Nov 15, 2021 Q3 2021
Liberty Wealth Management LLC

Oakland, CA
BUY
 -
13
+ 1.72%
$218 - $230
771 $11.6K
Nov 12, 2021 Q3 2021
9258 Wealth Management, LLC

BUY
 -
11
+ 0.05%
$184 - $195
20.9K $314K
Nov 04, 2021 Q3 2021
Keel Point, LLC

Huntsville, AL
SELL
 -
-1
Closed
$16.8 - $17.7
0 $0
Nov 15, 2021 Q3 2021
Institute For Wealth Management, Llc.

SELL
 -
-120
- 0.36%
$2.01K - $2.13K
32.9K $493K
Nov 09, 2021 Q3 2021
Bdo Wealth Advisors, LLC

Jacksonville, FL
SELL
 -
-421
- 1.32%
$7.05K - $7.46K
31.5K $472K
Oct 12, 2021 Q3 2021
Sound Income Strategies, LLC

SELL
 -
-609
Closed
$10.2K - $10.8K
0 $0
Oct 14, 2021 Q3 2021
Private Advisor Group, LLC

SELL
 -
-695
- 0.78%
$11.6K - $12.3K
88.2K $1.32M
Nov 15, 2021 Q3 2021
Eaton Vance Management

Boston, MA
SELL
 -
-864
Closed
$14.5K - $15.3K
0 $0
Nov 15, 2021 Q3 2021
Wells Fargo & Company

San Francisco, CA
SELL
 -
-1.04K
- 0.18%
$17.4K - $18.4K
573K $8.6M
Oct 29, 2021 Q3 2021
Commonwealth Equity Services, LLC

SELL
 -
-1.06K
- 2.08%
$17.7K - $18.8K
49.8K $747K
Nov 05, 2021 Q3 2021
Advisor Group Holdings, Inc.

Phoenix, AZ
SELL
 -
-1.3K
- 1.37%
$21.7K - $23K
93.2K $1.4M

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