Purchases and Sales Made in Q3 2024 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q3 2024. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
234K+ 16.71% |
$3.19M - $3.48M
|
1.63M
$25.4M
|
|
|
Nov 14, 2024
Q3 2024
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
193K+ 196.1% |
$2.63M - $2.87M
|
292K
$4.53M
|
|
|
Nov 08, 2024
Q3 2024
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
112K+ 16.03% |
$1.53M - $1.66M
|
812K
$12.6M
|
|
|
Nov 08, 2024
Q3 2024
|
Rpo LLC
Stamford, CT |
BUY
|
- |
31.3KNew |
$426K - $464K
|
31.3K
$485K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
30.9K+ 2.74% |
$421K - $458K
|
1.16M
$17.9M
|
|
|
Oct 17, 2024
Q3 2024
|
Capital Investment Advisors, LLC
|
BUY
|
- |
22.5KNew |
$306K - $333K
|
22.5K
$349K
|
|
|
Nov 07, 2024
Q3 2024
|
Calamos Advisors LLC
|
BUY
|
- |
19.9KNew |
$272K - $296K
|
19.9K
$309K
|
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
19.5K+ 3.38% |
$266K - $290K
|
597K
$9.26M
|
|
|
Nov 13, 2024
Q3 2024
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
19.2K+ 59.81% |
$262K - $285K
|
51.3K
$796K
|
|
|
Nov 14, 2024
Q3 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
17.9K+ 3.85% |
$244K - $266K
|
483K
$7.49M
|
|
|
Nov 12, 2024
Q3 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
14.9K+ 5.87% |
$202K - $221K
|
268K
$4.16M
|
|
|
Nov 15, 2024
Q3 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
10.5K+ 9.59% |
$144K - $156K
|
120K
$1.87M
|
|
|
Oct 07, 2024
Q3 2024
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
9.5K+ 21.81% |
$130K - $141K
|
53.1K
$824K
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
5.36K+ 5.25% |
$73K - $79.6K
|
107K
$1.67M
|
|
|
Nov 07, 2024
Q3 2024
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
4.48K+ 14.71% |
$61.1K - $66.6K
|
35K
$542K
|
|
|
Nov 12, 2024
Q3 2024
|
Larson Financial Group LLC
|
BUY
|
- |
4.2K+ 233.33% |
$57.2K - $62.4K
|
6K
$93.1K
|
|
|
Oct 18, 2024
Q3 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2.8KNew |
$38.2K - $41.6K
|
2.8K
$43.5K
|
|
|
Nov 25, 2024
Q3 2024
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
BUY
|
- |
2.5KNew |
$34.1K - $37.1K
|
2.5K
$38.8K
|
|
|
Nov 14, 2024
Q3 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2.02KNew |
$27.5K - $29.9K
|
2.02K
$31.3K
|
|
|
Nov 13, 2024
Q3 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
1.74K+ 0.29% |
$23.7K - $25.9K
|
603K
$9.36M
|
|
|
Nov 14, 2024
Q3 2024
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
1.36K+ 1.81% |
$18.5K - $20.2K
|
76.4K
$1.19M
|
|
|
Oct 29, 2024
Q3 2024
|
Princeton Global Asset Management LLC
|
BUY
|
- |
1.29KNew |
$17.5K - $19.1K
|
1.29K
$20K
|
|
|
Nov 12, 2024
Q3 2024
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
1.25K+ 11.75% |
$17K - $18.6K
|
11.9K
$185K
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.17K+ 4.41% |
$16K - $17.4K
|
27.8K
$432K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.08K+ 2.53% |
$14.8K - $16.1K
|
43.9K
$681K
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
810+ 1.24% |
$11K - $12K
|
66.2K
$1.03M
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
637+ 1384.78% |
$8.68K - $9.46K
|
683
$10.6K
|
|
|
Oct 25, 2024
Q3 2024
|
Pinnacle Associates LTD
|
BUY
|
- |
601+ 3.19% |
$8.19K - $8.92K
|
19.4K
$301K
|
|
|
Nov 13, 2024
Q3 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
568+ 3.79% |
$7.74K - $8.43K
|
15.6K
$242K
|
|
|
Nov 01, 2024
Q3 2024
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
140+ 2.05% |
$1.91K - $2.08K
|
6.97K
$108K
|
|
|
Oct 09, 2024
Q3 2024
|
Stolper CO
|
BUY
|
- |
134+ 0.41% |
$1.83K - $1.99K
|
32.8K
$510K
|
|
|
Nov 12, 2024
Q3 2024
|
9258 Wealth Management, LLC
|
BUY
|
- |
65+ 0.55% |
$886 - $965
|
11.8K
$183K
|
|
|
Oct 08, 2024
Q3 2024
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
22+ 1.97% |
$300 - $327
|
1.14K
$17.7K
|
|
|
Nov 06, 2024
Q3 2024
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
5+ 0.04% |
$68.2 - $74.3
|
13.4K
$208K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 08, 2024
Q3 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-61- 0.24% |
$831 - $906
|
25.4K
$394K
|
|
|
Nov 13, 2024
Q3 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-121- 0.28% |
$1.65K - $1.8K
|
43.4K
$674K
|
|
|
Nov 08, 2024
Q3 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-133- 3.59% |
$1.81K - $1.98K
|
3.57K
$55.4K
|
|
|
Oct 07, 2024
Q3 2024
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-153- 1.03% |
$2.09K - $2.27K
|
14.7K
$229K
|
|
|
Oct 15, 2024
Q3 2024
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-184- 0.3% |
$2.51K - $2.73K
|
60.6K
$941K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-387- 0.88% |
$5.27K - $5.75K
|
43.5K
$675K
|
|
|
Oct 15, 2024
Q3 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-600- 2.3% |
$8.18K - $8.91K
|
25.5K
$396K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-893- 0.99% |
$12.2K - $13.3K
|
89.3K
$1.39M
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-915- 7.85% |
$12.5K - $13.6K
|
10.7K
$167K
|
|
|
Nov 12, 2024
Q3 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1.02K- 6.43% |
$13.9K - $15.1K
|
14.8K
$230K
|
|
|
Oct 31, 2024
Q3 2024
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-1.08K- 21.73% |
$14.7K - $16K
|
3.87K
$60.1K
|
|
|
Dec 13, 2024
Q3 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.38K- 2.87% |
$18.9K - $20.5K
|
46.8K
$727K
|
|
|
Nov 04, 2024
Q3 2024
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.4K- 3.97% |
$19.1K - $20.8K
|
33.9K
$526K
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-1.5K- 26.73% |
$20.4K - $22.2K
|
4.1K
$63.6K
|
|
|
Nov 04, 2024
Q3 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-1.8K- 0.61% |
$24.6K - $26.8K
|
296K
$4.59M
|