Purchases and Sales Made in Q4 2022 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q4 2022. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
168K+ 17.57% |
$2.3M - $2.71M
|
1.12M
$16.9M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
56.6K+ 9.9% |
$774K - $915K
|
629K
$9.43M
|
|
|
Feb 13, 2023
Q4 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
48.7K+ 10.41% |
$666K - $788K
|
517K
$7.76M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
32.4K+ 4.43% |
$444K - $524K
|
765K
$11.5M
|
|
|
Feb 02, 2023
Q4 2022
|
Dfpg Investments, LLC
|
BUY
|
- |
28.6KNew |
$391K - $463K
|
28.6K
$429K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
20.1K+ 81.91% |
$275K - $326K
|
44.7K
$671K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
20K+ 5.46% |
$273K - $323K
|
386K
$5.8M
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
13.7K+ 27.07% |
$187K - $221K
|
64.3K
$965K
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
12.4K+ 51.31% |
$170K - $201K
|
36.7K
$550K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11.8K+ 7.56% |
$161K - $191K
|
168K
$2.52M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
10.8K+ 2.45% |
$147K - $174K
|
450K
$6.75M
|
|
|
Feb 13, 2023
Q4 2022
|
Schnieders Capital Management LLC
|
BUY
|
- |
10.4K+ 8.94% |
$142K - $168K
|
127K
$1.9M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
7.77K+ 5.38% |
$106K - $125K
|
152K
$2.28M
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
7.4KNew |
$101K - $120K
|
7.4K
$111K
|
|
|
Feb 14, 2023
Q4 2022
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
6.15KNew |
$84K - $99.3K
|
6.15K
$92.2K
|
|
|
Feb 07, 2023
Q4 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
6.12K+ 15.52% |
$83.7K - $98.9K
|
45.6K
$684K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.82K+ 3.31% |
$79.6K - $94.1K
|
182K
$2.73M
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
4.54K+ 3.9% |
$62K - $73.4K
|
121K
$1.82M
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
4.32KNew |
$59K - $69.8K
|
4.32K
$64.8K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
3.74KNew |
$51.1K - $60.4K
|
3.74K
$56.1K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.44K+ 6.38% |
$47.1K - $55.6K
|
57.4K
$861K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.08K+ 9.98% |
$42.1K - $49.7K
|
33.9K
$509K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.96K+ 5.84% |
$40.4K - $47.8K
|
53.6K
$803K
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
2.76K+ 9.99% |
$37.8K - $44.6K
|
30.4K
$456K
|
|
|
Jan 12, 2023
Q4 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
2.71K+ 8.03% |
$37K - $43.8K
|
36.5K
$547K
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
1.83KNew |
$25K - $29.6K
|
1.83K
$27.5K
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
1.72K+ 1.72% |
$23.5K - $27.8K
|
101K
$1.52M
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.62KNew |
$22.1K - $26.1K
|
1.62K
$24.2K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
1.29KNew |
$17.7K - $20.9K
|
1.29K
$19.4K
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.03K+ 3.62% |
$14.1K - $16.7K
|
29.6K
$444K
|
|
|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
BUY
|
- |
1KNew |
$13.7K - $16.2K
|
1K
$15K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
977+ 0.92% |
$13.4K - $15.8K
|
107K
$1.61M
|
|
|
Jan 24, 2023
Q4 2022
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
532+ 3.71% |
$7.27K - $8.6K
|
14.9K
$223K
|
|
|
Feb 14, 2023
Q4 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
500New |
$6.84K - $8.08K
|
500
$7.5K
|
|
|
Jan 31, 2023
Q4 2022
|
Pinnacle Associates LTD
|
BUY
|
- |
364+ 1.9% |
$4.98K - $5.88K
|
19.6K
$294K
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
335New |
$4.58K - $5.41K
|
335
$5.03K
|
|
|
May 19, 2023
Q4 2022
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
335New |
$4.58K - $5.41K
|
335
$5.03K
|
|
|
Feb 14, 2023
Q4 2022
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
119+ 3.98% |
$1.63K - $1.92K
|
3.11K
$46.7K
|
|
|
Feb 03, 2023
Q4 2022
|
9258 Wealth Management, LLC
|
BUY
|
- |
110+ 0.61% |
$1.5K - $1.78K
|
18.1K
$272K
|
|
|
Feb 13, 2023
Q4 2022
|
Delta Asset Management LLC
Memphis, TN |
BUY
|
- |
50New |
$684 - $808
|
50
$750
|
|
|
Feb 09, 2023
Q4 2022
|
Citigroup Inc
|
BUY
|
- |
32+ 4.2% |
$437 - $517
|
793
$11.9K
|
|
|
Jan 10, 2023
Q4 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
20+ 2.06% |
$273 - $323
|
991
$14.9K
|
|
|
Feb 13, 2023
Q4 2022
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
5+ 0.04% |
$68.4 - $80.8
|
13.4K
$201K
|
|
|
Jan 17, 2023
Q4 2022
|
Bangor Savings Bank
Bangor, ME |
BUY
|
- |
1New |
$13.7 - $16.2
|
1
$15
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-40- 0.19% |
$547 - $646
|
21.4K
$321K
|
|
|
Jan 12, 2023
Q4 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-175- 1.35% |
$2.39K - $2.83K
|
12.8K
$191K
|
|
|
Jan 10, 2023
Q4 2022
|
American National Bank
|
SELL
|
- |
-184- 14.96% |
$2.52K - $2.97K
|
1.05K
$15.7K
|
|
|
Jan 31, 2023
Q4 2022
|
Keybank National Association
|
SELL
|
- |
-368- 1.81% |
$5.03K - $5.95K
|
20K
$300K
|
|
|
Jan 25, 2023
Q4 2022
|
Pinnacle Associates LTD
|
SELL
|
- |
-400- 2.04% |
$5.47K - $6.46K
|
19.2K
$288K
|