Purchases and Sales Made in Q4 2023 in Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX)
This table provides information about the institutional ownership of Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) during Q4 2023. The information is specifically focused on institutions that hold shares of Nuveen Dow 30sm Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
332K+ 46.8% |
$4.26M - $4.7M
|
1.04M
$15.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Ionic Capital Management LLC
New York, NY |
BUY
|
- |
195KNew |
$2.49M - $2.76M
|
195K
$2.92M
|
|
|
Feb 09, 2024
Q4 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
185K+ 45.99% |
$2.37M - $2.62M
|
588K
$8.83M
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
154K+ 39.76% |
$1.97M - $2.17M
|
540K
$8.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
93.4K+ 42.34% |
$1.2M - $1.32M
|
314K
$4.71M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
88.5K+ 233.21% |
$1.13M - $1.25M
|
127K
$1.9M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
83.1K+ 14.57% |
$1.06M - $1.18M
|
653K
$9.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
71KNew |
$910K - $1.01M
|
71K
$1.07M
|
|
|
Feb 14, 2024
Q4 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
45K+ 25.49% |
$577K - $638K
|
222K
$3.33M
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
43.3K+ 99.09% |
$555K - $614K
|
87.1K
$1.31M
|
|
|
Feb 12, 2024
Q4 2023
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
32.6KNew |
$418K - $462K
|
32.6K
$489K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
24.3K+ 2.24% |
$311K - $344K
|
1.11M
$16.6M
|
|
|
Mar 14, 2024
Q4 2023
|
Leo Wealth, LLC
Hurst, TX |
BUY
|
- |
23KNew |
$295K - $326K
|
23K
$345K
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
18.3K+ 8.37% |
$235K - $260K
|
237K
$3.56M
|
|
|
Feb 07, 2024
Q4 2023
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
17.9KNew |
$230K - $254K
|
17.9K
$269K
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
17.2KNew |
$221K - $244K
|
17.2K
$258K
|
|
|
Feb 26, 2024
Q4 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
15.2KNew |
$195K - $215K
|
15.2K
$228K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
14.9K+ 509.66% |
$191K - $211K
|
17.9K
$268K
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
14.3KNew |
$183K - $202K
|
14.3K
$214K
|
|
|
Feb 13, 2024
Q4 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
12.6KNew |
$161K - $178K
|
12.6K
$189K
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
12.2K+ 71.91% |
$156K - $173K
|
29.2K
$437K
|
|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
11.1KNew |
$142K - $157K
|
11.1K
$166K
|
|
|
Jan 26, 2024
Q4 2023
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
6.7KNew |
$85.8K - $94.9K
|
6.7K
$101K
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
6.4K+ 14.25% |
$82K - $90.6K
|
51.3K
$770K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.87K+ 3.38% |
$75.2K - $83.2K
|
180K
$2.7M
|
|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
BUY
|
- |
4.32KNew |
$55.3K - $61.2K
|
4.32K
$64.8K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.23K+ 12.67% |
$54.2K - $59.9K
|
37.6K
$565K
|
|
|
Aug 16, 2024
Q4 2023
|
Td Private Client Wealth LLC
New York, NY |
BUY
|
- |
3.54KNew |
$45.3K - $50.1K
|
3.54K
$53.1K
|
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
BUY
|
- |
3.2K+ 160.0% |
$41K - $45.3K
|
5.2K
$78K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
2.92K+ 5.72% |
$37.4K - $41.4K
|
54K
$810K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.17K+ 4.47% |
$27.8K - $30.7K
|
50.7K
$760K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2K+ 5.02% |
$25.7K - $28.4K
|
41.9K
$629K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.9K+ 5.04% |
$24.3K - $26.8K
|
39.5K
$592K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.17K+ 1.31% |
$15K - $16.6K
|
90.4K
$1.36M
|
|
|
Jan 10, 2024
Q4 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
1.03K+ 1.21% |
$13.1K - $14.5K
|
85.6K
$1.28M
|
|
|
Jan 12, 2024
Q4 2023
|
Stolper CO
|
BUY
|
- |
955+ 3.16% |
$12.2K - $13.5K
|
31.2K
$468K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
500New |
$6.41K - $7.08K
|
500
$7.5K
|
|
|
Jan 30, 2024
Q4 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
401+ 12.39% |
$5.14K - $5.68K
|
3.64K
$54.6K
|
|
|
Feb 01, 2024
Q4 2023
|
Schnieders Capital Management LLC
|
BUY
|
- |
400+ 0.37% |
$5.12K - $5.66K
|
109K
$1.63M
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
239+ 0.89% |
$3.06K - $3.38K
|
27.1K
$406K
|
|
|
Jan 26, 2024
Q4 2023
|
Liberty One Investment Management, LLC
|
BUY
|
- |
228+ 3.23% |
$2.92K - $3.23K
|
7.29K
$109K
|
|
|
Jan 10, 2024
Q4 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
22+ 2.1% |
$282 - $312
|
1.07K
$16.1K
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
BUY
|
- |
8+ 0.07% |
$102 - $113
|
11.7K
$176K
|
|
|
Jan 24, 2024
Q4 2023
|
Barrett & Company, Inc.
Providence, RI |
BUY
|
- |
4+ 4.94% |
$51.2 - $56.6
|
85
$1.28K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 09, 2024
Q4 2023
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-32- 0.26% |
$410 - $453
|
12.5K
$188K
|
|
|
Jan 11, 2024
Q4 2023
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-228- 0.37% |
$2.92K - $3.23K
|
61K
$914K
|
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-286- 8.9% |
$3.66K - $4.05K
|
2.93K
$43.9K
|
|
|
Feb 08, 2024
Q4 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-296- 0.98% |
$3.79K - $4.19K
|
30K
$450K
|
|
|
Jan 10, 2024
Q4 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-495- 2.64% |
$6.34K - $7.01K
|
18.3K
$274K
|