Purchases and Sales Made in Q2 2021 in Ellsworth Growth & Income Fund LTD (ECF)
This table provides information about the institutional ownership of Ellsworth Growth & Income Fund LTD (ECF) during Q2 2021. The information is specifically focused on institutions that hold shares of ELLSWORTH GROWTH & INCOME FUND LTD.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
64.2K+ 827.81% |
$874K - $963K
|
72K
$645K
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
44.5KNew |
$606K - $667K
|
44.5K
$399K
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
36.5K+ 19.69% |
$497K - $548K
|
222K
$1.99M
|
|
Jul 20, 2021
Q2 2021
|
Old Port Advisors
|
BUY
|
- |
35.4K+ 132.92% |
$483K - $532K
|
62.1K
$557K
|
|
Nov 12, 2021
Q2 2021
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
12.9KNew |
$175K - $193K
|
12.9K
$115K
|
|
Aug 17, 2021
Q2 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
12.6K+ 28.15% |
$171K - $189K
|
57.3K
$513K
|
|
Aug 06, 2021
Q2 2021
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
10K+ 7.83% |
$137K - $151K
|
138K
$1.24M
|
|
Aug 11, 2021
Q2 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
6.68K+ 6.55% |
$91K - $100K
|
109K
$974K
|
|
Aug 11, 2021
Q2 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
5.82K+ 7.34% |
$79.3K - $87.4K
|
85.2K
$763K
|
|
Aug 13, 2021
Q2 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5K+ 17.1% |
$68.1K - $75K
|
34.2K
$307K
|
|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2.6KNew |
$35.4K - $39K
|
2.6K
$23.3K
|
|
Aug 13, 2021
Q2 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
2.11K+ 2.38% |
$28.8K - $31.7K
|
91K
$815K
|
|
Aug 03, 2021
Q2 2021
|
Baldrige Asset Management LLC
|
BUY
|
- |
1.87KNew |
$25.4K - $28K
|
1.87K
$16.7K
|
|
Aug 10, 2021
Q2 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
783+ 5.44% |
$10.7K - $11.7K
|
15.2K
$136K
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
BUY
|
- |
577+ 2.68% |
$7.86K - $8.66K
|
22.1K
$198K
|
|
Jul 19, 2021
Q2 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
336New |
$4.58K - $5.04K
|
336
$3.01K
|
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
214+ 0.48% |
$2.91K - $3.21K
|
45K
$403K
|
|
Jul 14, 2021
Q2 2021
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
127+ 0.84% |
$1.73K - $1.91K
|
15.3K
$137K
|
|
Jul 28, 2021
Q2 2021
|
Altfest L J & CO Inc
|
BUY
|
- |
85+ 0.52% |
$1.16K - $1.28K
|
16.6K
$149K
|
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
6New |
$81.7 - $90
|
6
$53.8
|
|
Aug 06, 2021
Q2 2021
|
Bogart Wealth, LLC
|
BUY
|
- |
2+ 0.55% |
$27.2 - $30
|
364
$3.26K
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jul 08, 2021
Q2 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-762Closed |
$10.4K - $11.4K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-890Closed |
$12.1K - $13.4K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-1.14KClosed |
$15.5K - $17.1K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.57K- 0.98% |
$21.4K - $23.5K
|
158K
$1.42M
|
|
Aug 13, 2021
Q2 2021
|
9258 Wealth Management, LLC
|
SELL
|
- |
-2.64K- 3.13% |
$35.9K - $39.5K
|
81.5K
$730K
|
|
Aug 06, 2021
Q2 2021
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-4.06K- 25.34% |
$55.3K - $60.9K
|
12K
$107K
|
|
Aug 16, 2021
Q2 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-6.65K- 13.91% |
$90.6K - $99.7K
|
41.2K
$369K
|
|
Jul 29, 2021
Q2 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-10.7KClosed |
$146K - $160K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-15K- 7.61% |
$204K - $225K
|
182K
$1.63M
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-33.5K- 7.29% |
$457K - $503K
|
426K
$3.82M
|
|
Aug 13, 2021
Q2 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-65.5K- 83.06% |
$892K - $982K
|
13.4K
$120K
|
|
Jul 30, 2021
Q2 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-85.5K- 8.05% |
$1.16M - $1.28M
|
977K
$8.76M
|