Latest Institutional Sells of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This list provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Mangrove Partners
New York, NY |
SELL
|
- |
-158K- 23.97% |
$2.28M - $2.64M
|
502K
$7.91M
|
|
|
Nov 14, 2024
Q3 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-62.6K- 11.45% |
$901K - $1.05M
|
484K
$7.63M
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-27.5K- 10.68% |
$396K - $460K
|
230K
$3.63M
|
|
|
Oct 23, 2024
Q3 2024
|
Consolidated Portfolio Review Corp
Woodbury, NY |
SELL
|
- |
-15.5K- 24.74% |
$222K - $258K
|
47K
$741K
|
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-13.1K- 2.01% |
$189K - $219K
|
639K
$10.1M
|
|
|
Nov 13, 2024
Q3 2024
|
Csenge Advisory Group
|
SELL
|
- |
-10.7K- 4.15% |
$154K - $179K
|
248K
$3.91M
|
|
|
Nov 12, 2024
Q3 2024
|
Western Wealth Management, LLC
|
SELL
|
- |
-8.19K- 16.63% |
$118K - $137K
|
41.1K
$647K
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-7.72K- 5.86% |
$111K - $129K
|
124K
$1.95M
|
|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-7.12K- 27.66% |
$102K - $119K
|
18.6K
$293K
|
|
|
Nov 13, 2024
Q3 2024
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-6.3K- 71.35% |
$90.6K - $105K
|
2.53K
$39.9K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.63K- 6.22% |
$81K - $94K
|
84.9K
$1.34M
|
|
|
Oct 03, 2024
Q3 2024
|
Park Avenue Securities LLC
|
SELL
|
- |
-4.99K- 5.48% |
$71.7K - $83.3K
|
86K
$1.35M
|
|
|
Oct 04, 2024
Q3 2024
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-3.84K- 3.03% |
$55.2K - $64.1K
|
123K
$1.93M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.42K- 0.76% |
$49.2K - $57.1K
|
448K
$7.06M
|
|
|
Nov 14, 2024
Q3 2024
|
Df Dent & CO Inc
Baltimore, MD |
SELL
|
- |
-1.84K- 12.98% |
$26.4K - $30.6K
|
12.3K
$194K
|
|
|
Oct 22, 2024
Q3 2024
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-1.56K- 1.14% |
$22.5K - $26.1K
|
136K
$2.14M
|
|
|
Oct 07, 2024
Q3 2024
|
Mather Group, Llc.
Chicago, IL |
SELL
|
- |
-886- 19.37% |
$12.7K - $14.8K
|
3.69K
$58.1K
|
|
|
Oct 18, 2024
Q3 2024
|
Seamount Financial Group Inc
Colorado Springs, CO |
SELL
|
- |
-598- 1.65% |
$8.6K - $9.98K
|
35.7K
$562K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-481- 0.46% |
$6.92K - $8.03K
|
104K
$1.64M
|
|
|
Oct 16, 2024
Q3 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-190- 13.09% |
$2.73K - $3.17K
|
1.26K
$19.9K
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
SELL
|
- |
-185- 1.57% |
$2.66K - $3.09K
|
11.6K
$182K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
SELL
|
- |
-102- 6.14% |
$1.47K - $1.7K
|
1.56K
$24.5K
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-88- 0.52% |
$1.27K - $1.47K
|
16.7K
$263K
|
|
| Q2 2024 | |||||||
|
Aug 09, 2024
Q2 2024
|
Rpo LLC
Stamford, CT |
SELL
|
- |
-35K- 75.85% |
$484K - $518K
|
11.1K
$176K
|
|
|
Aug 12, 2024
Q2 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-13K- 7.43% |
$180K - $193K
|
162K
$2.56M
|
|
|
Aug 07, 2024
Q2 2024
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-12.6K- 38.84% |
$175K - $187K
|
19.9K
$313K
|
|
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.17K- 4.61% |
$16.1K - $17.2K
|
24.1K
$380K
|
|
|
Aug 14, 2024
Q2 2024
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-600- 1.26% |
$8.3K - $8.87K
|
46.9K
$739K
|
|
|
Aug 15, 2024
Q2 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-529- 69.06% |
$7.32K - $7.82K
|
237
$3.73K
|
|
|
Jul 23, 2024
Q2 2024
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-165- 4.15% |
$2.28K - $2.44K
|
3.81K
$60K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-105K- 67.35% |
$1.46M - $1.55M
|
50.7K
$798K
|
|
|
Jun 14, 2024
Q1 2024
|
Chelsea Counsel CO
|
SELL
|
- |
-20.2K- 80.26% |
$283K - $301K
|
4.98K
$78.4K
|
|
|
May 06, 2024
Q1 2024
|
Advisory Services Network, LLC
|
SELL
|
- |
-12.9K- 37.86% |
$180K - $192K
|
21.2K
$334K
|
|
|
May 14, 2024
Q1 2024
|
Connectus Wealth, LLC
Cincinnati, OH |
SELL
|
- |
-8.8K- 8.65% |
$123K - $131K
|
92.9K
$1.46M
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-4.95K- 3.93% |
$69.1K - $73.5K
|
121K
$1.91M
|
|
|
Jul 22, 2024
Q1 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-158- 3.8% |
$2.21K - $2.35K
|
4K
$63K
|
|
| Q4 2023 | |||||||
|
Jan 26, 2024
Q4 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-31.1K- 73.48% |
$371K - $437K
|
11.2K
$177K
|
|
|
Aug 06, 2024
Q4 2023
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-2K- 8.0% |
$23.9K - $28.1K
|
23K
$362K
|
|
|
Feb 14, 2024
Q4 2023
|
Hollencrest Capital Management
|
SELL
|
- |
-1.49K- 57.23% |
$17.7K - $20.9K
|
1.11K
$17.5K
|
|
|
Feb 07, 2024
Q4 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-942- 7.41% |
$11.2K - $13.2K
|
11.8K
$185K
|
|
|
Jan 30, 2024
Q4 2023
|
Sfi Advisors, LLC
Montclair, NJ |
SELL
|
- |
-569- 5.14% |
$6.79K - $8K
|
10.5K
$165K
|
|
| Q2 2023 | |||||||
|
Aug 11, 2023
Q2 2023
|
Titleist Asset Management, LLC
San Antonio, TX |
SELL
|
- |
-5.15K- 17.98% |
$65.2K - $75.3K
|
23.5K
$370K
|
|
|
Jul 20, 2023
Q2 2023
|
Davenport & CO LLC
|
SELL
|
- |
-1K- 6.28% |
$12.7K - $14.6K
|
14.9K
$235K
|
|
|
Aug 13, 2024
Q2 2023
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-400Closed |
$5.07K - $5.86K
|
0
$0
|
|
|
Jul 25, 2023
Q2 2023
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-260- 39.39% |
$3.29K - $3.81K
|
400
$6.3K
|
|
| Q1 2023 | |||||||
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-12.1K- 60.41% |
$159K - $213K
|
7.96K
$125K
|
|
|
May 17, 2023
Q1 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-400- 2.95% |
$5.24K - $7.03K
|
13.2K
$208K
|
|
| Q4 2022 | |||||||
|
Jan 25, 2023
Q4 2022
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-4.61K- 20.32% |
$66.9K - $72.4K
|
18.1K
$285K
|
|
| Q2 2022 | |||||||
|
Aug 01, 2022
Q2 2022
|
American Financial Advisors, LLC
|
SELL
|
- |
-16.1KClosed |
$264K - $325K
|
0
$0
|
|
|
Aug 03, 2022
Q2 2022
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-14.5KClosed |
$237K - $292K
|
0
$0
|
|