Latest Institutional Sells of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This list provides information on the latest institutional transactions involving Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 06, 2020
Q3 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-60.1KClosed |
$1.21M - $1.35M
|
0
$0
|
|
Nov 04, 2020
Q3 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-45KClosed |
$908K - $1.01M
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
SELL
|
- |
-4KClosed |
$80.8K - $89.7K
|
0
$0
|
|
Oct 08, 2020
Q3 2020
|
Larson Financial Group LLC
|
SELL
|
- |
-28Closed |
$565 - $628
|
0
$0
|
|
Q2 2020 | |||||||
Aug 14, 2020
Q2 2020
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-190KClosed |
$2.83M - $4.02M
|
0
$0
|
|
Aug 19, 2020
Q2 2020
|
Advisory Resource Group
|
SELL
|
- |
-52KClosed |
$775K - $1.1M
|
0
$0
|
|
Jul 08, 2020
Q2 2020
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-33.4KClosed |
$498K - $706K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-23.7KClosed |
$354K - $503K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Summit X, LLC
Chesterfield, MO |
SELL
|
- |
-10.8KClosed |
$161K - $228K
|
0
$0
|
|
Aug 11, 2020
Q2 2020
|
Riggs Asset Managment Co. Inc.
|
SELL
|
- |
-1.71KClosed |
$25.5K - $36.2K
|
0
$0
|
|
Jul 10, 2020
Q2 2020
|
Gradient Investments LLC
|
SELL
|
- |
-1.1KClosed |
$16.4K - $23.3K
|
0
$0
|
|
Jul 31, 2020
Q2 2020
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-910Closed |
$13.6K - $19.3K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-277Closed |
$4.13K - $5.86K
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Q1 2020 | |||||||
Apr 28, 2020
Q1 2020
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-39.7KClosed |
$419K - $917K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-26KClosed |
$274K - $600K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-22.1KClosed |
$233K - $510K
|
0
$0
|
|
Apr 17, 2020
Q1 2020
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-20KClosed |
$211K - $462K
|
0
$0
|
|
Apr 16, 2020
Q1 2020
|
Aevitas Wealth Management, Inc.
|
SELL
|
- |
-16.1KClosed |
$171K - $373K
|
0
$0
|
|
May 11, 2020
Q1 2020
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-12.4KClosed |
$131K - $286K
|
0
$0
|
|
Sep 07, 2021
Q1 2020
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-6.11KClosed |
$64.5K - $141K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Psi Advisors, LLC
|
SELL
|
- |
-1.2KClosed |
$12.7K - $27.7K
|
0
$0
|
|
May 09, 2023
Q1 2020
|
Mc Carthy Grittinger Financial Group, LLC
Milwaukee, WI |
SELL
|
- |
-1KClosed |
$10.6K - $23.1K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Old North State Trust, LLC
Greensboro, NC |
SELL
|
- |
-500Closed |
$5.28K - $11.6K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 13, 2020
Q4 2019
|
L & S Advisors Inc
Los Angeles, CA |
SELL
|
- |
-10.2KClosed |
$213K - $223K
|
0
$0
|
|
Jan 27, 2020
Q4 2019
|
Lindbrook Capital, LLC
|
SELL
|
- |
-2.6KClosed |
$54.2K - $56.8K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
First Manhattan CO
New York, NY |
SELL
|
- |
-180Closed |
$3.75K - $3.93K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 12, 2019
Q3 2019
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-18.5KClosed |
$368K - $388K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Capital Wealth Planning, LLC
|
SELL
|
- |
-15.9KClosed |
$316K - $333K
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-10.2KClosed |
$203K - $214K
|
0
$0
|
|
Oct 11, 2019
Q3 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-9.82KClosed |
$195K - $206K
|
0
$0
|
|
Nov 05, 2019
Q3 2019
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-5.04KClosed |
$100K - $106K
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-1.04KClosed |
$20.8K - $21.9K
|
0
$0
|
|
Nov 01, 2019
Q3 2019
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-790Closed |
$15.7K - $16.6K
|
0
$0
|
|
Oct 10, 2019
Q3 2019
|
Legacy Advisors, LLC
|
SELL
|
- |
-700Closed |
$13.9K - $14.7K
|
0
$0
|
|
Oct 18, 2019
Q3 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-500Closed |
$9.95K - $10.5K
|
0
$0
|
|
Oct 09, 2019
Q3 2019
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Q2 2019 | |||||||
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-2.52KClosed |
$47.8K - $50.7K
|
0
$0
|
|
Jul 26, 2019
Q2 2019
|
Washington Trust Bank
|
SELL
|
- |
-1.12KClosed |
$21.2K - $22.5K
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-1KClosed |
$19K - $20.2K
|
0
$0
|
|
Jul 31, 2019
Q2 2019
|
Gables Capital Management Inc.
|
SELL
|
- |
-600Closed |
$11.4K - $12.1K
|
0
$0
|
|
Q1 2019 | |||||||
May 14, 2019
Q1 2019
|
Sun Life Financial Inc
Toronto, A6 |
SELL
|
- |
-11.5KClosed |
$196K - $219K
|
0
$0
|
|
May 09, 2019
Q1 2019
|
Clear Street Markets LLC
|
SELL
|
- |
-10KClosed |
$171K - $191K
|
0
$0
|
|
Apr 19, 2019
Q1 2019
|
Regions Financial Corp
|
SELL
|
- |
-2KClosed |
$34.1K - $38.2K
|
0
$0
|
|
Apr 25, 2019
Q1 2019
|
Old Second National Bank Of Aurora
|
SELL
|
- |
-150Closed |
$2.56K - $2.86K
|
0
$0
|
|
Q4 2018 | |||||||
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-65.5KClosed |
$1.05M - $1.19M
|
0
$0
|
|
Feb 08, 2019
Q4 2018
|
Mainstay Capital Management LLC
|
SELL
|
- |
-3.5KClosed |
$56K - $63.8K
|
0
$0
|
|
Jan 15, 2019
Q4 2018
|
Townsend & Associates, Inc
|
SELL
|
- |
-2KClosed |
$32K - $36.4K
|
0
$0
|
|
Q3 2018 | |||||||
Nov 13, 2018
Q3 2018
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-34.3KClosed |
$623K - $666K
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-500Closed |
$9.07K - $9.7K
|
0
$0
|