Purchases and Sales Made in Q1 2022 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q1 2022. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 18, 2022
Q1 2022
|
Golden Green, Inc.
|
BUY
|
- |
194K+ 162.92% |
$3.59M - $4.21M
|
314K
$4.91M
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
121K+ 18.21% |
$2.22M - $2.61M
|
782K
$12.3M
|
|
|
May 16, 2022
Q1 2022
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
54.4K+ 64.41% |
$1M - $1.18M
|
139K
$2.18M
|
|
|
May 16, 2022
Q1 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
38.2KNew |
$705K - $827K
|
38.2K
$598K
|
|
|
May 13, 2022
Q1 2022
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
36.1K+ 32.11% |
$667K - $782K
|
149K
$2.33M
|
|
|
Apr 22, 2022
Q1 2022
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
21.9KNew |
$405K - $474K
|
21.9K
$344K
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
17.2K+ 2.24% |
$317K - $371K
|
782K
$12.3M
|
|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
15.7KNew |
$291K - $341K
|
15.7K
$247K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
14.2K+ 24.75% |
$263K - $308K
|
71.8K
$1.12M
|
|
|
May 12, 2022
Q1 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
11.7KNew |
$217K - $254K
|
11.7K
$184K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
10.8K+ 3.72% |
$200K - $234K
|
303K
$4.74M
|
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
10.7K+ 3.98% |
$198K - $232K
|
281K
$4.4M
|
|
|
Apr 20, 2022
Q1 2022
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
10.7K+ 11.01% |
$197K - $231K
|
108K
$1.68M
|
|
|
May 13, 2022
Q1 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
10.5K+ 75.36% |
$195K - $228K
|
24.5K
$384K
|
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
7.99KNew |
$148K - $173K
|
7.99K
$125K
|
|
|
May 13, 2022
Q1 2022
|
Covington Capital Management
|
BUY
|
- |
7.85K+ 2.21% |
$145K - $170K
|
363K
$5.69M
|
|
|
May 16, 2022
Q1 2022
|
Titus Wealth Management
Larskpur, CA |
BUY
|
- |
7K+ 26.12% |
$129K - $151K
|
33.8K
$529K
|
|
|
May 11, 2022
Q1 2022
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
3.75K+ 8.48% |
$69.2K - $81.1K
|
48K
$751K
|
|
|
May 13, 2022
Q1 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
3.52K+ 11.11% |
$64.9K - $76.1K
|
35.2K
$551K
|
|
|
Apr 22, 2022
Q1 2022
|
Truist Financial Corp
|
BUY
|
- |
2.57K+ 2.29% |
$47.4K - $55.5K
|
114K
$1.79M
|
|
|
Apr 20, 2022
Q1 2022
|
Selective Wealth Management, Inc.
|
BUY
|
- |
2.5KNew |
$46.2K - $54.1K
|
2.5K
$39.2K
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.01K+ 1.44% |
$37K - $43.4K
|
141K
$2.21M
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.91K+ 0.87% |
$35.2K - $41.3K
|
221K
$3.47M
|
|
|
Apr 11, 2022
Q1 2022
|
Sage Capital Advisors,Llc
|
BUY
|
- |
1.78K+ 15.71% |
$32.9K - $38.6K
|
13.1K
$206K
|
|
|
Apr 22, 2022
Q1 2022
|
Allworth Financial LP
|
BUY
|
- |
1.6K+ 160.0% |
$29.5K - $34.6K
|
2.6K
$40.7K
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
1.58KNew |
$29.1K - $34.1K
|
1.58K
$24.7K
|
|
|
Apr 15, 2022
Q1 2022
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
1.5K+ 16.11% |
$27.7K - $32.5K
|
10.8K
$170K
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.37K+ 3.38% |
$25.3K - $29.6K
|
41.9K
$656K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.34K+ 3.18% |
$24.8K - $29K
|
43.5K
$682K
|
|
|
Apr 20, 2022
Q1 2022
|
Bank Of New Hampshire
|
BUY
|
- |
1.25KNew |
$23.1K - $27K
|
1.25K
$19.6K
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.21K+ 5.67% |
$22.2K - $26.1K
|
22.5K
$352K
|
|
|
May 16, 2022
Q1 2022
|
Df Dent & CO Inc
Baltimore, MD |
BUY
|
- |
1.06K+ 7.95% |
$19.6K - $22.9K
|
14.4K
$225K
|
|
|
May 10, 2022
Q1 2022
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
1.04K+ 3.77% |
$19.2K - $22.5K
|
28.7K
$449K
|
|
|
May 06, 2022
Q1 2022
|
Princeton Global Asset Management LLC
|
BUY
|
- |
850New |
$15.7K - $18.4K
|
850
$13.3K
|
|
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
824+ 11.05% |
$15.2K - $17.8K
|
8.28K
$130K
|
|
|
May 04, 2022
Q1 2022
|
Titleist Asset Management, Ltd.
San Antonio, TX |
BUY
|
- |
728+ 3.18% |
$13.4K - $15.7K
|
23.6K
$370K
|
|
|
Apr 28, 2022
Q1 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
550+ 6.62% |
$10.2K - $11.9K
|
8.86K
$139K
|
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
500New |
$9.23K - $10.8K
|
500
$7.83K
|
|
|
May 13, 2022
Q1 2022
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
BUY
|
- |
293+ 0.68% |
$5.41K - $6.34K
|
43.5K
$681K
|
|
|
May 10, 2022
Q1 2022
|
Ceera Investments, LLC
Bellaire, TX |
BUY
|
- |
30+ 0.18% |
$554 - $649
|
17.1K
$268K
|
|
|
Apr 07, 2022
Q1 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
19+ 1.85% |
$351 - $411
|
1.05K
$16.4K
|
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
8+ 0.99% |
$148 - $173
|
816
$12.8K
|
|
|
May 04, 2022
Q1 2022
|
Tfc Financial Management
|
BUY
|
- |
7+ 1.78% |
$129 - $151
|
400
$6.26K
|
|
|
May 11, 2022
Q1 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
6+ 1.69% |
$111 - $130
|
362
$5.67K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Widmann Financial Services, Inc.
|
SELL
|
- |
-104Closed |
$1.92K - $2.25K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-125- 0.71% |
$2.31K - $2.7K
|
17.6K
$276K
|
|
|
May 04, 2022
Q1 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-130- 0.67% |
$2.4K - $2.81K
|
19.3K
$302K
|
|
|
Apr 20, 2022
Q1 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-200- 1.82% |
$3.69K - $4.33K
|
10.8K
$169K
|
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-250- 29.41% |
$4.62K - $5.41K
|
600
$9.4K
|