Purchases and Sales Made in Q1 2024 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q1 2024. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2024
Q1 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
469K+ 169.03% |
$6.55M - $6.97M
|
747K
$11.8M
|
|
|
Aug 16, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
163K+ 27.49% |
$2.28M - $2.42M
|
757K
$11.9M
|
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
163K+ 27.49% |
$2.28M - $2.42M
|
757K
$11.9M
|
|
|
Apr 22, 2024
Q1 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
161KNew |
$2.25M - $2.39M
|
161K
$2.53M
|
|
|
May 24, 2024
Q1 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
138KNew |
$1.92M - $2.05M
|
138K
$2.17M
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
102K+ 64.84% |
$1.42M - $1.51M
|
259K
$4.08M
|
|
|
May 15, 2024
Q1 2024
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
87.3KNew |
$1.22M - $1.3M
|
87.3K
$1.38M
|
|
|
May 15, 2024
Q1 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
79.8K+ 19.74% |
$1.12M - $1.19M
|
484K
$7.63M
|
|
|
May 13, 2024
Q1 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
29.8K+ 26.68% |
$416K - $443K
|
141K
$2.23M
|
|
|
Apr 17, 2024
Q1 2024
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
22.1K+ 44.02% |
$309K - $329K
|
72.5K
$1.14M
|
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
20K+ 12.84% |
$279K - $297K
|
175K
$2.76M
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
16.6KNew |
$232K - $246K
|
16.6K
$261K
|
|
|
May 13, 2024
Q1 2024
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
15.6K+ 52.4% |
$217K - $231K
|
45.3K
$713K
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
15.4K+ 9.76% |
$216K - $229K
|
174K
$2.73M
|
|
|
May 14, 2024
Q1 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
15.2K+ 2.41% |
$213K - $227K
|
649K
$10.2M
|
|
|
May 13, 2024
Q1 2024
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
14.6KNew |
$204K - $218K
|
14.6K
$231K
|
|
|
May 15, 2024
Q1 2024
|
Prairie Wealth Advisors, Inc.
Omaha, NE |
BUY
|
- |
12.3KNew |
$172K - $183K
|
12.3K
$194K
|
|
|
May 15, 2024
Q1 2024
|
Mangrove Partners
New York, NY |
BUY
|
- |
11.8K+ 1.81% |
$164K - $175K
|
661K
$10.4M
|
|
|
May 14, 2024
Q1 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
11.6K+ 27.59% |
$163K - $173K
|
53.9K
$848K
|
|
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
11.5K+ 8.0% |
$161K - $172K
|
156K
$2.46M
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11.3K+ 4.88% |
$158K - $169K
|
244K
$3.84M
|
|
|
May 15, 2024
Q1 2024
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
10.4KNew |
$145K - $155K
|
10.4K
$164K
|
|
|
May 15, 2024
Q1 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
10.2KNew |
$142K - $151K
|
10.2K
$160K
|
|
|
May 14, 2024
Q1 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
10.1K+ 52.09% |
$142K - $151K
|
29.6K
$466K
|
|
|
Apr 15, 2024
Q1 2024
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
7.84K+ 6.0% |
$110K - $117K
|
139K
$2.18M
|
|
|
Apr 15, 2024
Q1 2024
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
7KNew |
$97.8K - $104K
|
7K
$110K
|
|
|
Apr 08, 2024
Q1 2024
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
3.69KNew |
$51.5K - $54.8K
|
3.69K
$58.1K
|
|
|
Jul 30, 2024
Q1 2024
|
Ifp Advisors, Inc
|
BUY
|
- |
3.5KNew |
$48.9K - $52K
|
3.5K
$55.1K
|
|
|
Apr 24, 2024
Q1 2024
|
Private Trust CO Na
|
BUY
|
- |
3.35K+ 47.11% |
$46.7K - $49.7K
|
10.4K
$165K
|
|
|
Apr 15, 2024
Q1 2024
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
3.18K+ 7.28% |
$44.4K - $47.3K
|
46.8K
$738K
|
|
|
May 14, 2024
Q1 2024
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
3.16K+ 7.89% |
$44.1K - $46.9K
|
43.2K
$680K
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.84K+ 1.95% |
$39.6K - $42.2K
|
149K
$2.34M
|
|
|
May 03, 2024
Q1 2024
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
2.6K+ 2.08% |
$36.3K - $38.7K
|
128K
$2.01M
|
|
|
May 13, 2024
Q1 2024
|
Gridiron Partners, LLC
Wexford, PA |
BUY
|
- |
2.41K+ 1.65% |
$33.6K - $35.8K
|
148K
$2.33M
|
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.23K+ 5.37% |
$31.2K - $33.2K
|
43.8K
$690K
|
|
|
May 15, 2024
Q1 2024
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
2K+ 8.7% |
$27.9K - $29.7K
|
25K
$394K
|
|
|
Apr 16, 2024
Q1 2024
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
1.9K+ 10.87% |
$26.5K - $28.2K
|
19.4K
$305K
|
|
|
Apr 10, 2024
Q1 2024
|
Mcia Inc
|
BUY
|
- |
1.89K+ 2.96% |
$26.4K - $28.1K
|
65.8K
$1.04M
|
|
|
May 15, 2024
Q1 2024
|
Comerica Bank
|
BUY
|
- |
1.59K+ 42.76% |
$22.1K - $23.6K
|
5.29K
$83.3K
|
|
|
May 15, 2024
Q1 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.32K+ 8.7% |
$18.4K - $19.6K
|
16.5K
$259K
|
|
|
May 14, 2024
Q1 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.17K+ 8.0% |
$16.3K - $17.4K
|
15.8K
$249K
|
|
|
May 10, 2024
Q1 2024
|
Jacobi Capital Management LLC
|
BUY
|
- |
1.1K+ 9.09% |
$15.4K - $16.3K
|
13.2K
$208K
|
|
|
May 15, 2024
Q1 2024
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
1K+ 8.66% |
$14K - $14.9K
|
12.6K
$198K
|
|
|
Apr 11, 2024
Q1 2024
|
Integrated Capital Management, Inc.
|
BUY
|
- |
877+ 6.43% |
$12.3K - $13K
|
14.5K
$229K
|
|
|
Aug 08, 2024
Q1 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
800New |
$11.2K - $11.9K
|
800
$12.6K
|
|
|
May 03, 2024
Q1 2024
|
Csenge Advisory Group
|
BUY
|
- |
565+ 0.24% |
$7.89K - $8.4K
|
239K
$3.76M
|
|
|
May 15, 2024
Q1 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
529+ 223.21% |
$7.39K - $7.86K
|
766
$12.1K
|
|
|
May 15, 2024
Q1 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
500New |
$6.99K - $7.43K
|
500
$7.88K
|
|
|
Apr 15, 2024
Q1 2024
|
Sage Capital Advisors,Llc
|
BUY
|
- |
365+ 1.69% |
$5.1K - $5.42K
|
21.9K
$345K
|
|
|
May 13, 2024
Q1 2024
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
BUY
|
- |
326+ 2.23% |
$4.55K - $4.84K
|
15K
$236K
|