Purchases and Sales Made in Q1 2024 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q1 2024. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 26, 2024
Q1 2024
|
Life Steps Financial, Inc.
|
BUY
|
- |
300New |
$4.19K - $4.46K
|
300
$4.73K
|
|
|
Apr 24, 2024
Q1 2024
|
Spire Wealth Management
|
BUY
|
- |
211+ 1.01% |
$2.95K - $3.14K
|
21.2K
$333K
|
|
|
May 13, 2024
Q1 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
206+ 0.81% |
$2.88K - $3.06K
|
25.7K
$405K
|
|
|
May 15, 2024
Q1 2024
|
Df Dent & CO Inc
Baltimore, MD |
BUY
|
- |
170+ 1.25% |
$2.37K - $2.53K
|
13.8K
$217K
|
|
|
May 14, 2024
Q1 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
154+ 1.31% |
$2.15K - $2.29K
|
11.9K
$188K
|
|
|
Apr 05, 2024
Q1 2024
|
Cwm, LLC
|
BUY
|
- |
34+ 2.09% |
$475 - $505
|
1.66K
$26.1K
|
|
|
Apr 10, 2024
Q1 2024
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
19+ 2.27% |
$265 - $282
|
856
$13.5K
|
|
|
Apr 18, 2024
Q1 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
15+ 1.05% |
$210 - $223
|
1.44K
$22.7K
|
|
|
Apr 30, 2024
Q1 2024
|
Tfc Financial Management
|
BUY
|
- |
11+ 2.41% |
$154 - $163
|
468
$7.37K
|
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 13, 2024
Q1 2024
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-102- 0.18% |
$1.42K - $1.52K
|
56.8K
$895K
|
|
|
Jul 22, 2024
Q1 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-158- 3.8% |
$2.21K - $2.35K
|
4K
$63K
|
|
|
Apr 11, 2024
Q1 2024
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-398- 2.79% |
$5.56K - $5.91K
|
13.9K
$218K
|
|
|
May 03, 2024
Q1 2024
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-660- 14.24% |
$9.22K - $9.81K
|
3.98K
$62.6K
|
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-980- 5.56% |
$13.7K - $14.6K
|
16.6K
$262K
|
|
|
May 02, 2024
Q1 2024
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-1.28K- 8.06% |
$17.9K - $19.1K
|
14.6K
$230K
|
|
|
May 14, 2024
Q1 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-1.58K- 5.5% |
$22.1K - $23.5K
|
27.2K
$428K
|
|
|
May 07, 2024
Q1 2024
|
Atomi Financial Group, Inc.
Irvine, CA |
SELL
|
- |
-2.75K- 9.6% |
$38.4K - $40.9K
|
25.9K
$408K
|
|
|
May 02, 2024
Q1 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
SELL
|
- |
-3.77K- 35.78% |
$52.6K - $55.9K
|
6.76K
$106K
|
|
|
May 15, 2024
Q1 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-3.96K- 1.54% |
$55.3K - $58.8K
|
253K
$3.99M
|
|
|
Apr 10, 2024
Q1 2024
|
Park Avenue Securities LLC
|
SELL
|
- |
-4.46K- 4.73% |
$62.3K - $66.3K
|
89.9K
$1.42M
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-4.95K- 3.93% |
$69.1K - $73.5K
|
121K
$1.91M
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-5.06K- 19.15% |
$70.7K - $75.2K
|
21.4K
$337K
|
|
|
May 13, 2024
Q1 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-5.09K- 24.42% |
$71.1K - $75.7K
|
15.8K
$248K
|
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
SELL
|
- |
-5.21K- 4.66% |
$72.7K - $77.4K
|
107K
$1.68M
|
|
|
May 01, 2024
Q1 2024
|
Family Firm, Inc.
|
SELL
|
- |
-6.51K- 4.85% |
$90.9K - $96.7K
|
128K
$2.01M
|
|
|
Apr 17, 2024
Q1 2024
|
Seamount Financial Group Inc
Colorado Springs, CO |
SELL
|
- |
-6.94K- 16.05% |
$97K - $103K
|
36.3K
$572K
|
|
|
May 13, 2024
Q1 2024
|
Flow State Investments, L.P.
Chicago, IL |
SELL
|
- |
-7.94K- 19.52% |
$111K - $118K
|
32.7K
$515K
|
|
|
May 14, 2024
Q1 2024
|
Connectus Wealth, LLC
Cincinnati, OH |
SELL
|
- |
-8.8K- 8.65% |
$123K - $131K
|
92.9K
$1.46M
|
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-9.46K- 2.06% |
$132K - $141K
|
450K
$7.09M
|
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-9.63K- 3.56% |
$134K - $143K
|
261K
$4.11M
|
|
|
Apr 30, 2024
Q1 2024
|
Consolidated Portfolio Review Corp
Woodbury, NY |
SELL
|
- |
-10.4K- 5.82% |
$146K - $155K
|
169K
$2.66M
|
|
|
May 02, 2024
Q1 2024
|
Western Wealth Management, LLC
|
SELL
|
- |
-10.8K- 13.92% |
$150K - $160K
|
66.6K
$1.05M
|
|
|
May 06, 2024
Q1 2024
|
Advisory Services Network, LLC
|
SELL
|
- |
-12.9K- 37.86% |
$180K - $192K
|
21.2K
$334K
|
|
|
Jun 14, 2024
Q1 2024
|
Chelsea Counsel CO
|
SELL
|
- |
-20.2K- 80.26% |
$283K - $301K
|
4.98K
$78.4K
|
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-20.6K- 44.88% |
$288K - $306K
|
25.3K
$398K
|
|
|
May 06, 2024
Q1 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-39.1K- 61.87% |
$547K - $582K
|
24.1K
$380K
|
|
|
May 10, 2024
Q1 2024
|
Truist Financial Corp
|
SELL
|
- |
-88.6K- 86.71% |
$1.24M - $1.32M
|
13.6K
$214K
|
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-103K- 39.68% |
$1.43M - $1.52M
|
156K
$2.46M
|
|
|
May 15, 2024
Q1 2024
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-105K- 67.35% |
$1.46M - $1.55M
|
50.7K
$798K
|
|
|
Oct 17, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-140K- 15.57% |
$1.95M - $2.07M
|
757K
$11.9M
|
|
|
May 14, 2024
Q1 2024
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-174K- 84.25% |
$2.43M - $2.58M
|
32.5K
$512K
|
|
|
May 10, 2024
Q1 2024
|
Rpo LLC
Stamford, CT |
SELL
|
- |
-279K- 85.83% |
$3.9M - $4.15M
|
46.1K
$727K
|