Purchases and Sales Made in Q1 2025 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q1 2025. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
155K+ 17.74% |
$2.42M - $2.51M
|
1.03M
$16.6M
|
|
|
May 19, 2025
Q1 2025
|
Smith Asset Management Co., LLC
Chiefland, FL |
BUY
|
- |
108KNew |
$1.68M - $1.75M
|
108K
$1.74M
|
|
|
May 05, 2025
Q1 2025
|
Csenge Advisory Group
|
BUY
|
- |
94.3K+ 38.3% |
$1.47M - $1.53M
|
341K
$5.51M
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
70.7K+ 19.58% |
$1.11M - $1.15M
|
432K
$6.98M
|
|
|
May 15, 2025
Q1 2025
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
56.3K+ 18.15% |
$880K - $914K
|
367K
$5.93M
|
|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
49.6K+ 63.49% |
$775K - $805K
|
128K
$2.07M
|
|
|
Apr 10, 2025
Q1 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
34.4K+ 18.65% |
$537K - $558K
|
219K
$3.53M
|
|
|
May 13, 2025
Q1 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
30.3K+ 18.65% |
$473K - $491K
|
193K
$3.11M
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
BUY
|
- |
24.3K+ 23.16% |
$379K - $394K
|
129K
$2.09M
|
|
|
May 14, 2025
Q1 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
15.5KNew |
$242K - $251K
|
15.5K
$250K
|
|
|
May 14, 2025
Q1 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
11.3K+ 17.86% |
$177K - $184K
|
74.8K
$1.21M
|
|
|
May 14, 2025
Q1 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
10.2K+ 3.71% |
$160K - $166K
|
286K
$4.63M
|
|
|
Apr 10, 2025
Q1 2025
|
Thurston, Springer, Miller, Herd & Titak, Inc.
Indianapolis, IN |
BUY
|
- |
9.57KNew |
$150K - $155K
|
9.57K
$155K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
7.12K+ 4.54% |
$111K - $116K
|
164K
$2.65M
|
|
|
May 16, 2025
Q1 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
5.06KNew |
$79K - $82.1K
|
5.06K
$81.8K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
4.58K+ 2.28% |
$71.6K - $74.3K
|
205K
$3.32M
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
4.1K+ 2.93% |
$64.1K - $66.6K
|
144K
$2.33M
|
|
|
Apr 11, 2025
Q1 2025
|
Pines Wealth Management, LLC
Southern Pines, NC |
BUY
|
- |
3.87K+ 27.62% |
$60.5K - $62.8K
|
17.9K
$289K
|
|
|
May 13, 2025
Q1 2025
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
3.56K+ 6.51% |
$55.6K - $57.8K
|
58.2K
$941K
|
|
|
May 14, 2025
Q1 2025
|
Comerica Bank
|
BUY
|
- |
3.55K+ 70.02% |
$55.5K - $57.6K
|
8.62K
$139K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2.85K+ 0.69% |
$44.5K - $46.2K
|
414K
$6.7M
|
|
|
May 14, 2025
Q1 2025
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
2.38K+ 13.92% |
$37.1K - $38.5K
|
19.4K
$314K
|
|
|
May 01, 2025
Q1 2025
|
Family Firm, Inc.
|
BUY
|
- |
1.92K+ 1.55% |
$30K - $31.2K
|
126K
$2.04M
|
|
|
May 07, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.9K+ 49.74% |
$29.6K - $30.8K
|
5.71K
$92.2K
|
|
|
May 15, 2025
Q1 2025
|
Titleist Asset Management, LLC
San Antonio, TX |
BUY
|
- |
1.81K+ 7.71% |
$28.3K - $29.4K
|
25.3K
$409K
|
|
|
Apr 17, 2025
Q1 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.79K+ 11.3% |
$28K - $29.1K
|
17.6K
$285K
|
|
|
May 27, 2025
Q1 2025
|
Jacobi Capital Management LLC
|
BUY
|
- |
1.2K+ 5.16% |
$18.8K - $19.5K
|
24.5K
$396K
|
|
|
May 28, 2025
Q1 2025
|
Anderson Financial Strategies, LLC
Dayton, OH |
BUY
|
- |
943New |
$14.7K - $15.3K
|
943
$15.2K
|
|
|
Apr 25, 2025
Q1 2025
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
928+ 25.16% |
$14.5K - $15.1K
|
4.62K
$74.7K
|
|
|
May 06, 2025
Q1 2025
|
Assetmark, Inc
|
BUY
|
- |
522New |
$8.16K - $8.47K
|
522
$8.44K
|
|
|
May 09, 2025
Q1 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
500+ 21.74% |
$7.82K - $8.12K
|
2.8K
$45.3K
|
|
|
Apr 23, 2025
Q1 2025
|
Spire Wealth Management
|
BUY
|
- |
496+ 2.54% |
$7.75K - $8.05K
|
20K
$324K
|
|
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
389New |
$6.08K - $6.31K
|
389
$6.29K
|
|
|
May 05, 2025
Q1 2025
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
334+ 2.09% |
$5.22K - $5.42K
|
16.3K
$263K
|
|
|
Apr 09, 2025
Q1 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
315New |
$4.92K - $5.11K
|
315
$5.09K
|
|
|
Apr 15, 2025
Q1 2025
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
186+ 3.6% |
$2.91K - $3.02K
|
5.35K
$86.5K
|
|
|
Apr 09, 2025
Q1 2025
|
Integrated Capital Management, Inc.
|
BUY
|
- |
118+ 0.65% |
$1.84K - $1.92K
|
18.2K
$295K
|
|
|
Apr 17, 2025
Q1 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
100+ 3.53% |
$1.56K - $1.62K
|
2.94K
$47.5K
|
|
|
Apr 22, 2025
Q1 2025
|
Prairie Wealth Advisors, Inc.
Omaha, NE |
BUY
|
- |
100+ 0.79% |
$1.56K - $1.62K
|
12.8K
$207K
|
|
|
Apr 29, 2025
Q1 2025
|
Truist Financial Corp
|
BUY
|
- |
49+ 0.42% |
$766 - $795
|
11.7K
$189K
|
|
|
Apr 14, 2025
Q1 2025
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
16+ 1.77% |
$250 - $260
|
918
$14.8K
|
|
|
Apr 23, 2025
Q1 2025
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
13+ 0.09% |
$203 - $211
|
14.3K
$232K
|
|
|
Apr 16, 2025
Q1 2025
|
Bernard Wealth Management Corp.
Royal Oak, MI |
BUY
|
- |
4+ 1.87% |
$62.5 - $64.9
|
218
$3.53K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 21, 2025
Q1 2025
|
Chelsea Counsel CO
|
SELL
|
- |
-15- 0.48% |
$234 - $243
|
3.11K
$50.3K
|
|
|
May 15, 2025
Q1 2025
|
Mai Capital Management
|
SELL
|
- |
-47- 1.92% |
$735 - $763
|
2.4K
$38.8K
|
|
|
May 06, 2025
Q1 2025
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-89- 0.17% |
$1.39K - $1.44K
|
51.1K
$827K
|
|
|
Apr 09, 2025
Q1 2025
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-150- 2.91% |
$2.34K - $2.43K
|
5K
$80.9K
|
|
|
Apr 30, 2025
Q1 2025
|
Seamount Financial Group Inc
Colorado Springs, CO |
SELL
|
- |
-200- 0.59% |
$3.13K - $3.25K
|
33.7K
$545K
|
|
|
Apr 24, 2025
Q1 2025
|
Tfc Financial Management
|
SELL
|
- |
-242- 49.09% |
$3.78K - $3.93K
|
251
$4.06K
|