Purchases and Sales Made in Q2 2022 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q2 2022. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 15, 2022
Q2 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
117KNew |
$1.91M - $2.36M
|
117K
$1.84M
|
|
Aug 11, 2022
Q2 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
46K+ 20.8% |
$753K - $927K
|
267K
$4.21M
|
|
Aug 15, 2022
Q2 2022
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
39.8KNew |
$651K - $802K
|
39.8K
$627K
|
|
Jul 27, 2022
Q2 2022
|
Csenge Advisory Group
|
BUY
|
- |
30.6K+ 23.97% |
$501K - $616K
|
158K
$2.49M
|
|
Aug 10, 2022
Q2 2022
|
Ubs Group Ag
|
BUY
|
- |
22.2K+ 32.6% |
$363K - $447K
|
90.2K
$1.42M
|
|
Jul 08, 2022
Q2 2022
|
Mcia Inc
|
BUY
|
- |
20.8KNew |
$341K - $420K
|
20.8K
$328K
|
|
Aug 12, 2022
Q2 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
16.7K+ 4.68% |
$273K - $336K
|
373K
$5.87M
|
|
Aug 09, 2022
Q2 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
12.9KNew |
$211K - $260K
|
12.9K
$203K
|
|
Aug 10, 2022
Q2 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
12.5K+ 106.16% |
$204K - $251K
|
24.2K
$381K
|
|
Aug 12, 2022
Q2 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
12K+ 97.38% |
$196K - $242K
|
24.3K
$383K
|
|
Aug 12, 2022
Q2 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
12KNew |
$196K - $242K
|
12K
$189K
|
|
Aug 03, 2022
Q2 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
9.04K+ 40.24% |
$148K - $182K
|
31.5K
$496K
|
|
Sep 16, 2022
Q2 2022
|
Private Trust CO Na
|
BUY
|
- |
7.95KNew |
$130K - $160K
|
7.95K
$125K
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.23K+ 2.39% |
$118K - $146K
|
310K
$4.88M
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
6.88K+ 843.63% |
$113K - $139K
|
7.7K
$121K
|
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
6.87KNew |
$112K - $138K
|
6.87K
$108K
|
|
Aug 11, 2022
Q2 2022
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
6.4K+ 13.35% |
$105K - $129K
|
54.4K
$856K
|
|
Aug 15, 2022
Q2 2022
|
Titleist Asset Management, Ltd.
San Antonio, TX |
BUY
|
- |
5.14K+ 21.72% |
$84.1K - $103K
|
28.8K
$453K
|
|
Aug 15, 2022
Q2 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
2.47K+ 19.45% |
$40.5K - $49.8K
|
15.2K
$239K
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.88KNew |
$30.7K - $37.8K
|
1.88K
$29.5K
|
|
Sep 06, 2022
Q2 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
1.58KNew |
$25.8K - $31.8K
|
1.58K
$24.8K
|
|
Jul 21, 2022
Q2 2022
|
Wedbush Securities Inc
|
BUY
|
- |
1.41K+ 5.26% |
$23K - $28.3K
|
28.1K
$443K
|
|
Aug 15, 2022
Q2 2022
|
Bangor Savings Bank
Bangor, ME |
BUY
|
- |
1.4KNew |
$22.9K - $28.2K
|
1.4K
$22.1K
|
|
Jul 13, 2022
Q2 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.32K+ 3.16% |
$21.7K - $26.7K
|
43.2K
$681K
|
|
Jul 13, 2022
Q2 2022
|
Acg Wealth
|
BUY
|
- |
1KNew |
$16.4K - $20.2K
|
1K
$15.8K
|
|
Aug 11, 2022
Q2 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
800New |
$13.1K - $16.1K
|
800
$12.6K
|
|
Aug 10, 2022
Q2 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
670New |
$11K - $13.5K
|
670
$10.6K
|
|
Aug 30, 2022
Q2 2022
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
590New |
$9.66K - $11.9K
|
590
$9.29K
|
|
Jul 22, 2022
Q2 2022
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
500+ 2.28% |
$8.19K - $10.1K
|
22.4K
$353K
|
|
Aug 17, 2022
Q2 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
413+ 3.55% |
$6.76K - $8.32K
|
12.1K
$190K
|
|
Aug 08, 2022
Q2 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
406+ 1.66% |
$6.65K - $8.18K
|
24.9K
$393K
|
|
Mar 20, 2023
Q2 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
360+ 4.83% |
$5.89K - $7.25K
|
7.82K
$123K
|
|
Jul 22, 2022
Q2 2022
|
Spire Wealth Management
|
BUY
|
- |
330+ 1.66% |
$5.4K - $6.65K
|
20.3K
$319K
|
|
Jul 06, 2022
Q2 2022
|
Sage Capital Advisors,Llc
|
BUY
|
- |
113+ 0.86% |
$1.85K - $2.28K
|
13.2K
$209K
|
|
Jul 13, 2022
Q2 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
49+ 0.28% |
$802 - $987
|
17.7K
$278K
|
|
Jul 13, 2022
Q2 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
20+ 1.91% |
$327 - $403
|
1.07K
$16.8K
|
|
Aug 03, 2022
Q2 2022
|
Tfc Financial Management
|
BUY
|
- |
8+ 2.0% |
$131 - $161
|
408
$6.43K
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jul 28, 2022
Q2 2022
|
Cwm, LLC
|
SELL
|
- |
-3Closed |
$49.1 - $60.4
|
0
$0
|
|
Aug 10, 2022
Q2 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-82- 0.43% |
$1.34K - $1.65K
|
19.2K
$302K
|
|
Aug 02, 2022
Q2 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-102- 1.15% |
$1.67K - $2.06K
|
8.76K
$138K
|
|
Aug 02, 2022
Q2 2022
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-362Closed |
$5.93K - $7.29K
|
0
$0
|
|
Aug 09, 2022
Q2 2022
|
Ceera Investments, LLC
Bellaire, TX |
SELL
|
- |
-390- 2.28% |
$6.38K - $7.86K
|
16.7K
$263K
|
|
Aug 15, 2022
Q2 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-418- 1.99% |
$6.84K - $8.42K
|
20.6K
$325K
|
|
Aug 04, 2022
Q2 2022
|
Addison Advisors LLC
|
SELL
|
- |
-432Closed |
$7.07K - $8.7K
|
0
$0
|
|
Jul 11, 2022
Q2 2022
|
Sound Income Strategies, LLC
|
SELL
|
- |
-474- 1.05% |
$7.76K - $9.55K
|
44.9K
$707K
|
|
Aug 08, 2022
Q2 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-500Closed |
$8.19K - $10.1K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-524- 3.91% |
$8.58K - $10.6K
|
12.9K
$203K
|
|
Aug 16, 2022
Q2 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-531- 1.28% |
$8.69K - $10.7K
|
40.8K
$643K
|
|
Aug 01, 2022
Q2 2022
|
Us Bancorp \De\
|
SELL
|
- |
-900- 5.59% |
$14.7K - $18.1K
|
15.2K
$240K
|