Purchases and Sales Made in Q3 2022 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q3 2022. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2022
Q3 2022
|
Connectus Wealth, LLC
Cincinnati, OH |
BUY
|
- |
214KNew |
$3.15M - $3.94M
|
214K
$3.37M
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
81.9K+ 24.26% |
$1.2M - $1.51M
|
420K
$6.61M
|
|
|
Nov 14, 2022
Q3 2022
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
78.9K+ 56.8% |
$1.16M - $1.45M
|
218K
$3.43M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
63.9K+ 17.13% |
$939K - $1.18M
|
437K
$6.88M
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
43.4KNew |
$638K - $798K
|
43.4K
$683K
|
|
|
Nov 14, 2022
Q3 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
43KNew |
$632K - $791K
|
43K
$677K
|
|
|
Oct 06, 2022
Q3 2022
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
33.6K+ 31.26% |
$494K - $619K
|
141K
$2.22M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
32.5K+ 12.6% |
$477K - $597K
|
290K
$4.57M
|
|
|
Nov 15, 2022
Q3 2022
|
Family Firm, Inc.
|
BUY
|
- |
28.8K+ 40.71% |
$424K - $530K
|
99.6K
$1.57M
|
|
|
Oct 04, 2022
Q3 2022
|
Csenge Advisory Group
|
BUY
|
- |
27.7K+ 17.51% |
$407K - $510K
|
186K
$2.93M
|
|
|
Oct 20, 2022
Q3 2022
|
Mcia Inc
|
BUY
|
- |
27K+ 129.69% |
$397K - $497K
|
47.8K
$753K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
26.4K+ 5.2% |
$387K - $485K
|
533K
$8.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
25.5KNew |
$375K - $469K
|
25.5K
$402K
|
|
|
Nov 07, 2022
Q3 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
13.8KNew |
$202K - $253K
|
13.8K
$217K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
11.8K+ 3.81% |
$173K - $217K
|
322K
$5.06M
|
|
|
Nov 14, 2022
Q3 2022
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
11.2KNew |
$165K - $206K
|
11.2K
$177K
|
|
|
Nov 09, 2022
Q3 2022
|
Jacobi Capital Management LLC
|
BUY
|
- |
10.7KNew |
$158K - $197K
|
10.7K
$169K
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
8.15K+ 33.71% |
$120K - $150K
|
32.3K
$509K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.64K+ 5.58% |
$112K - $141K
|
145K
$2.28M
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
7.46KNew |
$110K - $137K
|
7.46K
$117K
|
|
|
Oct 17, 2022
Q3 2022
|
Sage Capital Advisors,Llc
|
BUY
|
- |
6.12K+ 46.21% |
$90K - $113K
|
19.4K
$305K
|
|
|
Nov 14, 2022
Q3 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
5.93KNew |
$87.1K - $109K
|
5.93K
$93.4K
|
|
|
Nov 14, 2022
Q3 2022
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
5.27K+ 3.6% |
$77.5K - $97K
|
151K
$2.39M
|
|
|
Oct 18, 2022
Q3 2022
|
Allworth Financial LP
|
BUY
|
- |
2.82K+ 108.5% |
$41.5K - $51.9K
|
5.42K
$85.4K
|
|
|
Nov 14, 2022
Q3 2022
|
Df Dent & CO Inc
Baltimore, MD |
BUY
|
- |
1.69K+ 11.71% |
$24.8K - $31K
|
16.1K
$253K
|
|
|
Nov 09, 2022
Q3 2022
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
1.24K+ 2.28% |
$18.3K - $22.9K
|
55.6K
$876K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
1.04K+ 3.7% |
$15.3K - $19.2K
|
29.2K
$460K
|
|
|
Aug 14, 2024
Q3 2022
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
645+ 1.04% |
$9.48K - $11.9K
|
62.9K
$991K
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
530+ 2.13% |
$7.79K - $9.75K
|
25.5K
$401K
|
|
|
Oct 17, 2022
Q3 2022
|
Janiczek Wealth Management, LLC
|
BUY
|
- |
497New |
$7.31K - $9.14K
|
497
$7.83K
|
|
|
Nov 14, 2022
Q3 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
384+ 3.2% |
$5.64K - $7.07K
|
12.4K
$195K
|
|
|
Nov 15, 2022
Q3 2022
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
BUY
|
- |
330+ 0.85% |
$4.85K - $6.07K
|
39.1K
$617K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
326+ 5.56% |
$4.79K - $6K
|
6.19K
$97.5K
|
|
|
Nov 03, 2022
Q3 2022
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
250+ 1.11% |
$3.68K - $4.6K
|
22.7K
$357K
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
243+ 1.38% |
$3.57K - $4.47K
|
17.9K
$282K
|
|
|
Nov 03, 2022
Q3 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
226+ 1.1% |
$3.32K - $4.16K
|
20.8K
$328K
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
150New |
$2.21K - $2.76K
|
150
$2.36K
|
|
|
Nov 15, 2022
Q3 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
144+ 0.12% |
$2.12K - $2.65K
|
117K
$1.84M
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
100+ 0.78% |
$1.47K - $1.84K
|
13K
$205K
|
|
|
Nov 09, 2022
Q3 2022
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
70+ 11.86% |
$1.03K - $1.29K
|
660
$10.4K
|
|
|
Oct 11, 2022
Q3 2022
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
59New |
$867 - $1.09K
|
59
$929
|
|
|
Nov 14, 2022
Q3 2022
|
Covington Capital Management
|
BUY
|
- |
50+ 0.01% |
$735 - $920
|
356K
$5.61M
|
|
|
Oct 07, 2022
Q3 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
22+ 2.06% |
$323 - $405
|
1.09K
$17.2K
|
|
|
Oct 21, 2022
Q3 2022
|
Tfc Financial Management
|
BUY
|
- |
8+ 1.96% |
$118 - $147
|
416
$6.55K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 31, 2022
Q3 2022
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-30- 0.25% |
$441 - $552
|
12K
$189K
|
|
|
Nov 14, 2022
Q3 2022
|
Titleist Asset Management, Ltd.
San Antonio, TX |
SELL
|
- |
-189- 0.66% |
$2.78K - $3.48K
|
28.6K
$450K
|
|
|
Oct 11, 2022
Q3 2022
|
Davenport & CO LLC
|
SELL
|
- |
-300- 1.59% |
$4.41K - $5.52K
|
18.6K
$293K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-611- 0.29% |
$8.98K - $11.2K
|
213K
$3.35M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-781- 0.87% |
$11.5K - $14.4K
|
89.4K
$1.41M
|