Purchases and Sales Made in Q3 2022 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q3 2022. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 18, 2022
Q3 2022
|
Sound Income Strategies, LLC
|
SELL
|
- |
-808- 1.8% |
$11.9K - $14.9K
|
44.1K
$694K
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-962- 4.75% |
$14.1K - $17.7K
|
19.3K
$304K
|
|
|
Nov 14, 2022
Q3 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-1K- 5.23% |
$14.7K - $18.4K
|
18.2K
$286K
|
|
|
Nov 14, 2022
Q3 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-1.2K- 7.9% |
$17.6K - $22.1K
|
14K
$220K
|
|
|
Aug 13, 2024
Q3 2022
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-1.28KClosed |
$18.7K - $23.5K
|
0
$0
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.21K- 5.62% |
$32.5K - $40.7K
|
37.2K
$585K
|
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-3.2K- 14.25% |
$47K - $58.8K
|
19.2K
$303K
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
SELL
|
- |
-3.58K- 3.47% |
$52.7K - $65.9K
|
99.6K
$1.57M
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.35K- 13.8% |
$63.9K - $80K
|
27.1K
$428K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.42K- 3.35% |
$65K - $81.4K
|
127K
$2.01M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-4.79K- 0.72% |
$70.3K - $88K
|
657K
$10.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-5.9K- 44.32% |
$86.7K - $109K
|
7.41K
$117K
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-6.56K- 26.98% |
$96.4K - $121K
|
17.8K
$280K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-6.64K- 86.27% |
$97.7K - $122K
|
1.06K
$16.6K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-8.17K- 18.9% |
$120K - $150K
|
35.1K
$552K
|
|
|
Nov 15, 2022
Q3 2022
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-12.1K- 22.52% |
$177K - $222K
|
41.5K
$654K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-39.5K- 63.02% |
$580K - $726K
|
23.2K
$365K
|
|
|
Oct 14, 2022
Q3 2022
|
Golden Green, Inc.
|
SELL
|
- |
-95.5K- 45.0% |
$1.4M - $1.76M
|
117K
$1.84M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-189K- 70.81% |
$2.78M - $3.48M
|
78K
$1.23M
|