Purchases and Sales Made in Q3 2023 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q3 2023. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
1+ 5.88% |
$12.7 - $14
|
18
$284
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-92- 0.58% |
$1.17K - $1.28K
|
15.9K
$250K
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-97- 0.47% |
$1.24K - $1.35K
|
20.4K
$322K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-111- 31.9% |
$1.41K - $1.55K
|
237
$3.73K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-271- 0.24% |
$3.45K - $3.78K
|
113K
$1.77M
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-321- 2.81% |
$4.09K - $4.48K
|
11.1K
$175K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-800- 3.48% |
$10.2K - $11.2K
|
22.2K
$350K
|
|
|
Nov 13, 2023
Q3 2023
|
Mcia Inc
|
SELL
|
- |
-1.21K- 1.87% |
$15.5K - $16.9K
|
63.6K
$1M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.28K- 8.21% |
$16.2K - $17.8K
|
14.3K
$225K
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
SELL
|
- |
-1.6K- 36.13% |
$20.4K - $22.3K
|
2.83K
$44.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-1.97K- 15.87% |
$25.1K - $27.5K
|
10.5K
$165K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2K- 5.58% |
$25.4K - $27.8K
|
33.8K
$532K
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-3.59K- 3.48% |
$45.7K - $50K
|
99.6K
$1.57M
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-4.75K- 29.92% |
$60.5K - $66.3K
|
11.1K
$175K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-5.03K- 4.14% |
$64.1K - $70.2K
|
116K
$1.83M
|
|
|
Oct 19, 2023
Q3 2023
|
Family Firm, Inc.
|
SELL
|
- |
-5.08K- 3.6% |
$64.7K - $70.8K
|
136K
$2.14M
|
|
|
Nov 09, 2023
Q3 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
SELL
|
- |
-5.16K- 10.96% |
$65.7K - $71.9K
|
41.9K
$660K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-5.88K- 13.49% |
$74.8K - $82K
|
37.7K
$594K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-7K- 19.85% |
$89.2K - $97.7K
|
28.3K
$445K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-12.2K- 30.0% |
$156K - $171K
|
28.5K
$449K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-15.2K- 4.77% |
$193K - $212K
|
303K
$4.77M
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-19.7K- 30.32% |
$251K - $275K
|
45.3K
$713K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-74.2K- 28.79% |
$946K - $1.04M
|
184K
$2.89M
|
|
|
Nov 13, 2023
Q3 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-104K- 71.0% |
$1.32M - $1.44M
|
42.3K
$666K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-175K- 26.11% |
$2.24M - $2.45M
|
496K
$7.82M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-227K- 44.04% |
$2.89M - $3.16M
|
288K
$4.54M
|