Purchases and Sales Made in Q3 2024 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q3 2024. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
275K+ 1646.71% |
$3.95M - $4.59M
|
292K
$4.59M
|
|
Nov 12, 2024
Q3 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
229KNew |
$3.29M - $3.82M
|
229K
$3.61M
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
112K+ 461.2% |
$1.62M - $1.88M
|
137K
$2.15M
|
|
Nov 14, 2024
Q3 2024
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
87.1K+ 21.18% |
$1.25M - $1.45M
|
498K
$7.85M
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
69.7K+ 40.99% |
$1M - $1.16M
|
240K
$3.77M
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
64.6K+ 7.2% |
$928K - $1.08M
|
961K
$15.1M
|
|
Nov 14, 2024
Q3 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
62.7K+ 260.09% |
$902K - $1.05M
|
86.8K
$1.37M
|
|
Oct 07, 2024
Q3 2024
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
59.3KNew |
$853K - $989K
|
59.3K
$934K
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
57.2K+ 101.1% |
$822K - $955K
|
114K
$1.79M
|
|
Nov 12, 2024
Q3 2024
|
Everstar Asset Management, LLC
Mooresville, NC |
BUY
|
- |
57.1KNew |
$821K - $953K
|
57.1K
$899K
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
55.2K+ 238.3% |
$794K - $921K
|
78.3K
$1.23M
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
38.2K+ 95.7% |
$549K - $638K
|
78.1K
$1.23M
|
|
Nov 08, 2024
Q3 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
33.7K+ 151.72% |
$484K - $562K
|
55.9K
$880K
|
|
Nov 14, 2024
Q3 2024
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
33.4K+ 70.22% |
$480K - $557K
|
81K
$1.28M
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
32.4K+ 11.82% |
$466K - $540K
|
306K
$4.83M
|
|
Oct 22, 2024
Q3 2024
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
30.7K+ 34.28% |
$442K - $513K
|
120K
$1.9M
|
|
Nov 07, 2024
Q3 2024
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
26.4KNew |
$380K - $441K
|
26.4K
$416K
|
|
Oct 17, 2024
Q3 2024
|
Matisse Capital
|
BUY
|
- |
23.9KNew |
$344K - $399K
|
23.9K
$377K
|
|
Nov 15, 2024
Q3 2024
|
Mcia Inc
|
BUY
|
- |
22.2K+ 33.31% |
$320K - $371K
|
89K
$1.4M
|
|
Nov 07, 2024
Q3 2024
|
Calamos Advisors LLC
|
BUY
|
- |
19.1KNew |
$275K - $319K
|
19.1K
$301K
|
|
Nov 13, 2024
Q3 2024
|
Guyasuta Investment Advisors Inc
|
BUY
|
- |
15.7KNew |
$225K - $261K
|
15.7K
$246K
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
15.5K+ 10.73% |
$223K - $259K
|
160K
$2.52M
|
|
Nov 07, 2024
Q3 2024
|
Robinson Capital Management, LLC
|
BUY
|
- |
15.1KNew |
$217K - $252K
|
15.1K
$238K
|
|
Oct 23, 2024
Q3 2024
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
13.6K+ 24.28% |
$196K - $228K
|
69.8K
$1.1M
|
|
Nov 13, 2024
Q3 2024
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
12.1KNew |
$174K - $202K
|
12.1K
$191K
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
12.1K+ 7.83% |
$173K - $201K
|
166K
$2.62M
|
|
Nov 13, 2024
Q3 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
11.4K+ 30.21% |
$164K - $190K
|
49.1K
$774K
|
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
10.5KNew |
$151K - $176K
|
10.5K
$166K
|
|
Nov 12, 2024
Q3 2024
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
10.5KNew |
$151K - $175K
|
10.5K
$165K
|
|
Oct 24, 2024
Q3 2024
|
Arkadios Wealth Advisors
|
BUY
|
- |
10.3KNew |
$148K - $171K
|
10.3K
$162K
|
|
Nov 06, 2024
Q3 2024
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
9.83K+ 18.19% |
$141K - $164K
|
63.8K
$1.01M
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
7.54K+ 32.99% |
$108K - $126K
|
30.4K
$479K
|
|
Nov 07, 2024
Q3 2024
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
6.89K+ 15.15% |
$99.1K - $115K
|
52.4K
$825K
|
|
Oct 08, 2024
Q3 2024
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
6.85KNew |
$98.5K - $114K
|
6.85K
$108K
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6K+ 1.92% |
$86.3K - $100K
|
319K
$5.03M
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
5.44K+ 1.99% |
$78.2K - $90.8K
|
279K
$4.4M
|
|
Oct 11, 2024
Q3 2024
|
Thurston, Springer, Miller, Herd & Titak, Inc.
Indianapolis, IN |
BUY
|
- |
3.94KNew |
$56.7K - $65.8K
|
3.94K
$62.1K
|
|
Nov 14, 2024
Q3 2024
|
Jacobi Capital Management LLC
|
BUY
|
- |
3.54K+ 20.98% |
$50.9K - $59.1K
|
20.4K
$321K
|
|
Oct 08, 2024
Q3 2024
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
2.5K+ 9.84% |
$36K - $41.7K
|
27.9K
$439K
|
|
Nov 08, 2024
Q3 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
2.3KNew |
$33.1K - $38.4K
|
2.3K
$36.2K
|
|
Nov 12, 2024
Q3 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
1.61KNew |
$23.2K - $26.9K
|
1.61K
$25.4K
|
|
Nov 12, 2024
Q3 2024
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
1.55KNew |
$22.3K - $25.9K
|
1.55K
$24.4K
|
|
Oct 28, 2024
Q3 2024
|
Us Bancorp \De\
|
BUY
|
- |
1.5K+ 10.79% |
$21.6K - $25K
|
15.4K
$243K
|
|
Oct 08, 2024
Q3 2024
|
Sage Capital Advisors,Llc
|
BUY
|
- |
1.03K+ 3.92% |
$14.7K - $17.1K
|
27.2K
$428K
|
|
Nov 13, 2024
Q3 2024
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
964+ 1.09% |
$13.9K - $16.1K
|
89.5K
$1.41M
|
|
Nov 08, 2024
Q3 2024
|
Wedbush Securities Inc
|
BUY
|
- |
906+ 3.4% |
$13K - $15.1K
|
27.6K
$434K
|
|
Nov 07, 2024
Q3 2024
|
Prairie Wealth Advisors, Inc.
Omaha, NE |
BUY
|
- |
800+ 6.4% |
$11.5K - $13.4K
|
13.3K
$209K
|
|
Nov 13, 2024
Q3 2024
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
732+ 4.94% |
$10.5K - $12.2K
|
15.6K
$245K
|
|
Oct 17, 2024
Q3 2024
|
Family Firm, Inc.
|
BUY
|
- |
600+ 0.48% |
$8.63K - $10K
|
127K
$2M
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
272+ 1.39% |
$3.91K - $4.54K
|
19.8K
$312K
|