Purchases and Sales Made in Q4 2021 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q4 2021. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
99.1K+ 14.88% |
$2.11M - $2.25M
|
765K
$12.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
74.9K+ 22.1% |
$1.59M - $1.7M
|
414K
$6.51M
|
|
|
Jan 21, 2022
Q4 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
47.3K+ 471.99% |
$1.01M - $1.07M
|
57.3K
$903K
|
|
|
Feb 17, 2022
Q4 2021
|
Titleist Asset Management, Ltd.
San Antonio, TX |
BUY
|
- |
22.9KNew |
$488K - $520K
|
22.9K
$361K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
20.5K+ 55.26% |
$436K - $465K
|
57.6K
$907K
|
|
|
Feb 07, 2022
Q4 2021
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
19.4KNew |
$413K - $440K
|
19.4K
$305K
|
|
|
Aug 30, 2024
Q4 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
18K+ 42.44% |
$384K - $409K
|
60.6K
$954K
|
|
|
Feb 14, 2022
Q4 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
15.2KNew |
$324K - $345K
|
15.2K
$240K
|
|
|
Feb 14, 2022
Q4 2021
|
Df Dent & CO Inc
Baltimore, MD |
BUY
|
- |
13.3KNew |
$284K - $302K
|
13.3K
$210K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
12.9K+ 13.0% |
$274K - $292K
|
112K
$1.76M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
11.3K+ 5.44% |
$241K - $257K
|
219K
$3.46M
|
|
|
Feb 15, 2022
Q4 2021
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
11.1KNew |
$236K - $251K
|
11.1K
$174K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
8.23K+ 3.14% |
$175K - $187K
|
270K
$4.25M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
7.24K+ 51.67% |
$154K - $164K
|
21.3K
$335K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.13K+ 2.5% |
$152K - $162K
|
292K
$4.59M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4.87K+ 13.66% |
$104K - $111K
|
40.5K
$638K
|
|
|
Feb 02, 2022
Q4 2021
|
Family Firm, Inc.
|
BUY
|
- |
3.99K+ 5.98% |
$85K - $90.6K
|
70.8K
$1.11M
|
|
|
Jun 02, 2022
Q4 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
3.93K+ 37.38% |
$83.6K - $89.1K
|
14.4K
$227K
|
|
|
Jan 07, 2022
Q4 2021
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
2.4KNew |
$51K - $54.3K
|
2.4K
$37.7K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.39K+ 19.99% |
$50.9K - $54.3K
|
14.4K
$226K
|
|
|
Feb 23, 2022
Q4 2021
|
Cornerstone Advisory, LLC
|
BUY
|
- |
2KNew |
$42.6K - $45.4K
|
2K
$31.5K
|
|
|
Jan 21, 2022
Q4 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
1.73KNew |
$36.8K - $39.2K
|
1.73K
$27.2K
|
|
|
Feb 15, 2022
Q4 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
1.56K+ 1.4% |
$33.1K - $35.3K
|
113K
$1.77M
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.56K+ 9.98% |
$33.1K - $35.3K
|
17.1K
$270K
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.53K+ 5.06% |
$32.5K - $34.6K
|
31.6K
$498K
|
|
|
Feb 16, 2022
Q4 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
1.41K+ 3.42% |
$30K - $32K
|
42.6K
$671K
|
|
|
Feb 15, 2022
Q4 2021
|
Hm Payson & CO
Portland, ME |
BUY
|
- |
1.24KNew |
$26.3K - $28K
|
1.24K
$19.5K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.01K+ 13.56% |
$21.5K - $22.9K
|
8.47K
$133K
|
|
|
Feb 14, 2022
Q4 2021
|
Eaton Vance Management
Boston, MA |
BUY
|
- |
935New |
$19.9K - $21.2K
|
935
$14.7K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
800New |
$17K - $18.2K
|
800
$12.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
758New |
$16.1K - $17.2K
|
758
$11.9K
|
|
|
Feb 16, 2022
Q4 2021
|
Covington Capital Management
|
BUY
|
- |
750+ 0.21% |
$16K - $17K
|
356K
$5.6M
|
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
660New |
$14.1K - $15K
|
660
$10.4K
|
|
|
Jan 28, 2022
Q4 2021
|
Arrow Financial Corp
|
BUY
|
- |
574New |
$12.2K - $13K
|
574
$9.04K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
538+ 3.13% |
$11.5K - $12.2K
|
17.7K
$279K
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
500+ 3.71% |
$10.6K - $11.3K
|
14K
$220K
|
|
|
Feb 14, 2022
Q4 2021
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
327+ 1.2% |
$6.96K - $7.42K
|
27.6K
$435K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
294+ 1.01% |
$6.26K - $6.67K
|
29.3K
$462K
|
|
|
Feb 09, 2022
Q4 2021
|
Oxbow Advisors, LLC
Corpus Christi, TX |
BUY
|
- |
200+ 1.04% |
$4.26K - $4.54K
|
19.5K
$307K
|
|
|
Jan 13, 2022
Q4 2021
|
Sound Income Strategies, LLC
|
BUY
|
- |
134+ 0.28% |
$2.85K - $3.04K
|
48.6K
$766K
|
|
|
Jan 28, 2022
Q4 2021
|
Widmann Financial Services, Inc.
|
BUY
|
- |
104New |
$2.21K - $2.36K
|
104
$1.64K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
64+ 0.15% |
$1.36K - $1.45K
|
42.2K
$665K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
42+ 0.16% |
$894 - $953
|
26.8K
$422K
|
|
|
Feb 01, 2022
Q4 2021
|
Danda Trouve Investment Management, Inc.
|
BUY
|
- |
27+ 1.0% |
$575 - $613
|
2.72K
$42.9K
|
|
|
Jan 13, 2022
Q4 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
18+ 1.78% |
$383 - $408
|
1.03K
$16.2K
|
|
|
Feb 02, 2022
Q4 2021
|
Tfc Financial Management
|
BUY
|
- |
7+ 1.81% |
$149 - $159
|
393
$6.19K
|
|
|
Feb 14, 2022
Q4 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
6+ 1.71% |
$128 - $136
|
356
$5.61K
|
|
|
Feb 11, 2022
Q4 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
3+ 0.03% |
$63.9 - $68.1
|
9.33K
$147K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-171- 0.81% |
$3.64K - $3.88K
|
21K
$331K
|