Purchases and Sales Made in Q4 2023 in Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Securities Fund Inc (FFC) during Q4 2023. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
3.82K+ 9.59% |
$45.6K - $53.7K
|
43.7K
$688K
|
|
|
Feb 12, 2024
Q4 2023
|
Rpo LLC
Stamford, CT |
BUY
|
- |
3.5K+ 1.09% |
$41.8K - $49.2K
|
326K
$5.13M
|
|
|
Feb 14, 2024
Q4 2023
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
2.5KNew |
$29.8K - $35.2K
|
2.5K
$39.4K
|
|
|
Feb 05, 2024
Q4 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
1.94K+ 18.03% |
$23.2K - $27.3K
|
12.7K
$200K
|
|
|
Jan 09, 2024
Q4 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
1.8K+ 1.39% |
$21.4K - $25.2K
|
131K
$2.06M
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
1.38K+ 550.4% |
$16.4K - $19.3K
|
1.63K
$25.6K
|
|
|
Feb 09, 2024
Q4 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
1.07KNew |
$12.7K - $15K
|
1.07K
$16.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Lm Advisors LLC
San Diego, CA |
BUY
|
- |
900New |
$10.7K - $12.7K
|
900
$14.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
750+ 6.94% |
$8.95K - $10.5K
|
11.6K
$182K
|
|
|
Jan 10, 2024
Q4 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
725+ 4027.78% |
$8.65K - $10.2K
|
743
$11.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
680+ 6.12% |
$8.11K - $9.56K
|
11.8K
$186K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
520+ 3.04% |
$6.2K - $7.31K
|
17.6K
$278K
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
510+ 1.8% |
$6.08K - $7.17K
|
28.8K
$453K
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
BUY
|
- |
445+ 2.17% |
$5.31K - $6.26K
|
20.9K
$330K
|
|
|
Feb 06, 2024
Q4 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
403+ 2.5% |
$4.81K - $5.67K
|
16.5K
$260K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
366+ 10.95% |
$4.37K - $5.15K
|
3.71K
$58.4K
|
|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
354+ 3.38% |
$4.22K - $4.98K
|
10.8K
$170K
|
|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
282+ 1.8% |
$3.36K - $3.96K
|
15.9K
$251K
|
|
|
Jan 09, 2024
Q4 2023
|
Mcia Inc
|
BUY
|
- |
233+ 0.37% |
$2.78K - $3.28K
|
63.9K
$1.01M
|
|
|
Feb 13, 2024
Q4 2023
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
61New |
$728 - $858
|
61
$961
|
|
|
Feb 20, 2024
Q4 2023
|
Able Wealth Management LLC
Lakewood, NJ |
BUY
|
- |
11New |
$131 - $155
|
11
$173
|
|
|
Jan 19, 2024
Q4 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
11+ 0.78% |
$131 - $155
|
1.42K
$22.4K
|
|
|
Jan 25, 2024
Q4 2023
|
Tfc Financial Management
|
BUY
|
- |
8+ 1.78% |
$95.4 - $112
|
457
$7.2K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
SELL
|
- |
-109- 3.86% |
$1.3K - $1.53K
|
2.72K
$42.8K
|
|
|
Jan 10, 2024
Q4 2023
|
Soa Wealth Advisors, Llc.
|
SELL
|
- |
-338- 28.77% |
$4.03K - $4.75K
|
837
$13.2K
|
|
|
Jan 09, 2024
Q4 2023
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-341- 2.44% |
$4.07K - $4.79K
|
13.6K
$215K
|
|
|
Feb 14, 2024
Q4 2023
|
Df Dent & CO Inc
Baltimore, MD |
SELL
|
- |
-485- 3.44% |
$5.79K - $6.82K
|
13.6K
$214K
|
|
|
Jan 30, 2024
Q4 2023
|
Sfi Advisors, LLC
Montclair, NJ |
SELL
|
- |
-569- 5.14% |
$6.79K - $8K
|
10.5K
$165K
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-800- 14.72% |
$9.54K - $11.2K
|
4.64K
$73K
|
|
|
Feb 13, 2024
Q4 2023
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-800- 1.39% |
$9.54K - $11.2K
|
56.9K
$896K
|
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
SELL
|
- |
-850- 10.69% |
$10.1K - $12K
|
7.1K
$112K
|
|
|
Feb 07, 2024
Q4 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-942- 7.41% |
$11.2K - $13.2K
|
11.8K
$185K
|
|
|
Feb 14, 2024
Q4 2023
|
Hollencrest Capital Management
|
SELL
|
- |
-1.49K- 57.23% |
$17.7K - $20.9K
|
1.11K
$17.5K
|
|
|
Feb 05, 2024
Q4 2023
|
Family Firm, Inc.
|
SELL
|
- |
-1.68K- 1.24% |
$20K - $23.6K
|
134K
$2.11M
|
|
|
Aug 06, 2024
Q4 2023
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-2K- 8.0% |
$23.9K - $28.1K
|
23K
$362K
|
|
|
Jan 09, 2024
Q4 2023
|
Sage Capital Advisors,Llc
|
SELL
|
- |
-2.03K- 8.62% |
$24.3K - $28.6K
|
21.6K
$340K
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.7K- 15.13% |
$32.2K - $37.9K
|
15.1K
$239K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.11K- 10.52% |
$37.1K - $43.7K
|
26.4K
$416K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-4.62K- 3.97% |
$55.1K - $64.9K
|
112K
$1.76M
|
|
|
Feb 14, 2024
Q4 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-5.26K- 11.61% |
$62.8K - $74K
|
40K
$630K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-7.49K- 22.68% |
$89.3K - $105K
|
25.5K
$402K
|
|
|
Feb 14, 2024
Q4 2023
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
SELL
|
- |
-7.63K- 34.26% |
$91K - $107K
|
14.6K
$230K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-9.87K- 7.27% |
$118K - $139K
|
126K
$1.98M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-12.2K- 4.98% |
$145K - $171K
|
232K
$3.66M
|
|
|
Feb 08, 2024
Q4 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
SELL
|
- |
-13.2K- 31.59% |
$158K - $186K
|
28.7K
$451K
|
|
|
Jan 31, 2024
Q4 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-22.2K- 22.31% |
$265K - $312K
|
77.4K
$1.22M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-29.8K- 10.35% |
$356K - $419K
|
258K
$4.07M
|
|
|
Jan 26, 2024
Q4 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-31.1K- 73.48% |
$371K - $437K
|
11.2K
$177K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-32.6K- 10.75% |
$389K - $458K
|
270K
$4.26M
|