Purchases and Sales Made in Q1 2023 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
State Of Tennessee, Treasury Department
Nashville, TN |
BUY
|
- |
3.14M+ 996.73% |
$48.2M - $57.3M
|
3.46M
$61.5M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.21M+ 25.79% |
$33.9M - $40.3M
|
10.8M
$192M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.46M+ 2.88% |
$22.4M - $26.6M
|
52.3M
$931M
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.11M+ 168.75% |
$17M - $20.2M
|
1.77M
$31.4M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
665K+ 7.28% |
$10.2M - $12.1M
|
9.8M
$175M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
657K+ 11.95% |
$10.1M - $12M
|
6.16M
$110M
|
|
|
Jun 13, 2024
Q1 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
583K+ 264.27% |
$8.95M - $10.6M
|
804K
$14.3M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
554K+ 21.68% |
$8.5M - $10.1M
|
3.11M
$55.4M
|
|
|
May 08, 2023
Q1 2023
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
516K+ 100.7% |
$7.92M - $9.41M
|
1.03M
$18.3M
|
|
|
Apr 10, 2023
Q1 2023
|
Stonebridge Advisors LLC
Wilton, CT |
BUY
|
- |
427K+ 198.05% |
$6.56M - $7.79M
|
643K
$11.5M
|
|
|
Sep 05, 2024
Q1 2023
|
Stonebridge Advisors LLC
Wilton, CT |
BUY
|
- |
415K+ 181.61% |
$6.36M - $7.56M
|
643K
$11.5M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
292K+ 10.69% |
$4.48M - $5.32M
|
3.03M
$53.9M
|
|
|
May 08, 2023
Q1 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
218K+ 101.38% |
$3.34M - $3.97M
|
433K
$7.71M
|
|
|
Apr 17, 2023
Q1 2023
|
Gradient Investments LLC
|
BUY
|
- |
196K+ 38.88% |
$3.01M - $3.58M
|
701K
$12.5M
|
|
|
Apr 06, 2023
Q1 2023
|
Brendel Financial Advisors LLC
|
BUY
|
- |
170KNew |
$2.62M - $3.11M
|
170K
$3.04M
|
|
|
Apr 17, 2023
Q1 2023
|
Atticus Wealth Management, LLC
|
BUY
|
- |
157K+ 60.92% |
$2.41M - $2.86M
|
414K
$7.38M
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
138K+ 566.12% |
$2.11M - $2.51M
|
162K
$2.88M
|
|
|
May 12, 2023
Q1 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
129K+ 190.89% |
$1.97M - $2.34M
|
196K
$3.49M
|
|
|
Apr 25, 2023
Q1 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
126KNew |
$1.93M - $2.3M
|
126K
$2.24M
|
|
|
May 11, 2023
Q1 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
112K+ 103.87% |
$1.72M - $2.05M
|
220K
$3.93M
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
97.8K+ 7.46% |
$1.5M - $1.78M
|
1.41M
$25.1M
|
|
|
May 11, 2023
Q1 2023
|
Citigroup Inc
|
BUY
|
- |
92.8K+ 23.33% |
$1.42M - $1.69M
|
491K
$8.74M
|
|
|
May 12, 2023
Q1 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
91.4K+ 23.39% |
$1.4M - $1.67M
|
482K
$8.59M
|
|
|
May 09, 2023
Q1 2023
|
Barings LLC
|
BUY
|
- |
90K+ 28.51% |
$1.38M - $1.64M
|
406K
$7.22M
|
|
|
Nov 30, 2023
Q1 2023
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
89.8K+ 36.81% |
$1.38M - $1.64M
|
334K
$5.94M
|
|
|
Sep 06, 2023
Q1 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
86.1KNew |
$1.32M - $1.57M
|
86.1K
$1.53M
|
|
|
May 12, 2023
Q1 2023
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
83.4KNew |
$1.28M - $1.52M
|
83.4K
$1.49M
|
|
|
May 09, 2023
Q1 2023
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
80.9KNew |
$1.24M - $1.48M
|
80.9K
$1.44M
|
|
|
Apr 28, 2023
Q1 2023
|
Newman Dignan & Sheerar, Inc.
|
BUY
|
- |
80.3K+ 33.65% |
$1.23M - $1.46M
|
319K
$5.68M
|
|
|
Apr 28, 2023
Q1 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
70.6K+ 22.57% |
$1.08M - $1.29M
|
383K
$6.83M
|
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
66.1K+ 132.46% |
$1.01M - $1.2M
|
116K
$2.07M
|
|
|
Apr 24, 2023
Q1 2023
|
Berger Financial Group, Inc
Plymouth, MN |
BUY
|
- |
63.9K+ 4.45% |
$980K - $1.16M
|
1.5M
$26.7M
|
|
|
May 11, 2023
Q1 2023
|
Aspen Wealth Strategies, LLC
Arvada, CO |
BUY
|
- |
57.2KNew |
$877K - $1.04M
|
57.2K
$1.02M
|
|
|
May 09, 2023
Q1 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
56.8K+ 6.09% |
$872K - $1.04M
|
990K
$17.6M
|
|
|
May 03, 2023
Q1 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
55.9K+ 366.71% |
$858K - $1.02M
|
71.2K
$1.27M
|
|
|
May 10, 2023
Q1 2023
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
55.9K+ 5.1% |
$857K - $1.02M
|
1.15M
$20.5M
|
|
|
Apr 18, 2023
Q1 2023
|
Twelve Points Wealth Management LLC
|
BUY
|
- |
55.7K+ 42.79% |
$854K - $1.02M
|
186K
$3.31M
|
|
|
Apr 19, 2023
Q1 2023
|
Midwest Heritage Bank, Fsb
|
BUY
|
- |
55.6K+ 37.85% |
$854K - $1.01M
|
203K
$3.61M
|
|
|
May 10, 2023
Q1 2023
|
Cooper Financial Group
|
BUY
|
- |
54.5K+ 521.74% |
$836K - $993K
|
64.9K
$1.16M
|
|
|
May 17, 2023
Q1 2023
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
50.6K+ 12.67% |
$775K - $922K
|
450K
$8.01M
|
|
|
May 12, 2023
Q1 2023
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
BUY
|
- |
49.2KNew |
$754K - $896K
|
49.2K
$875K
|
|
|
May 04, 2023
Q1 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
48.7K+ 257.85% |
$747K - $888K
|
67.6K
$1.2M
|
|
|
May 11, 2023
Q1 2023
|
Icon Wealth Partners, LLC
|
BUY
|
- |
47.9K+ 42.17% |
$735K - $874K
|
162K
$2.88M
|
|
|
May 11, 2023
Q1 2023
|
Ironwood Investment Counsel, LLC
|
BUY
|
- |
45K+ 15.66% |
$690K - $820K
|
332K
$5.91M
|
|
|
May 10, 2023
Q1 2023
|
Trustmark National Bank Trust Department
Jackson, MS |
BUY
|
- |
43.3K+ 4.92% |
$664K - $789K
|
924K
$16.5M
|
|
|
Apr 17, 2023
Q1 2023
|
Lake Street Financial LLC
|
BUY
|
- |
42.6K+ 28.47% |
$654K - $777K
|
192K
$3.43M
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
41.5K+ 177.2% |
$637K - $757K
|
64.9K
$1.16M
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
41.1K+ 31.3% |
$630K - $749K
|
172K
$3.07M
|
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
39.7K+ 22.34% |
$609K - $724K
|
217K
$3.87M
|
|
|
May 11, 2023
Q1 2023
|
Oder Investment Management, LLC
Woodland Hills, CA |
BUY
|
- |
39.3KNew |
$603K - $716K
|
39.3K
$700K
|