Purchases and Sales Made in Q3 2022 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 01, 2022
Q3 2022
|
Triumph Capital Management
|
BUY
|
- |
10.7K+ 3.44% |
$178K - $196K
|
321K
$5.72M
|
|
|
Nov 09, 2022
Q3 2022
|
First Horizon Advisors, Inc.
|
BUY
|
- |
10.4K+ 414.35% |
$173K - $190K
|
12.9K
$229K
|
|
|
Oct 21, 2022
Q3 2022
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
10.1K+ 13.53% |
$169K - $186K
|
85.1K
$1.52M
|
|
|
Nov 14, 2022
Q3 2022
|
Waldron Private Wealth LLC
|
BUY
|
- |
10.1KNew |
$168K - $185K
|
10.1K
$180K
|
|
|
Nov 09, 2022
Q3 2022
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
8.78K+ 14.23% |
$146K - $161K
|
70.4K
$1.25M
|
|
|
Nov 14, 2022
Q3 2022
|
Family Legacy, Inc.
|
BUY
|
- |
8.72K+ 2.79% |
$145K - $160K
|
321K
$5.72M
|
|
|
Nov 15, 2022
Q3 2022
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
8.28K+ 7.43% |
$138K - $152K
|
120K
$2.13M
|
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
7.87K+ 3.51% |
$131K - $144K
|
232K
$4.13M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.73K+ 0.56% |
$129K - $142K
|
1.4M
$24.9M
|
|
|
Oct 27, 2022
Q3 2022
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
7.01K+ 28.13% |
$117K - $128K
|
31.9K
$568K
|
|
|
Nov 30, 2023
Q3 2022
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
5.42K+ 1.92% |
$90.2K - $99.2K
|
287K
$5.12M
|
|
|
Oct 27, 2022
Q3 2022
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
5.37K+ 1.5% |
$89.5K - $98.4K
|
363K
$6.47M
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
5.19K+ 2.57% |
$86.5K - $95.1K
|
207K
$3.69M
|
|
|
Nov 14, 2022
Q3 2022
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
5.07K+ 37.67% |
$84.4K - $92.8K
|
18.5K
$330K
|
|
|
Nov 02, 2022
Q3 2022
|
Valmark Advisers, Inc.
|
BUY
|
- |
5.04K+ 2.5% |
$84K - $92.4K
|
207K
$3.68M
|
|
|
Nov 14, 2022
Q3 2022
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
5K+ 13.54% |
$83.3K - $91.6K
|
41.9K
$747K
|
|
|
Oct 27, 2022
Q3 2022
|
Northwest Wealth Management, LLC
|
BUY
|
- |
4.57K+ 1.96% |
$76.2K - $83.7K
|
237K
$4.23M
|
|
|
Oct 26, 2022
Q3 2022
|
Atlas Private Wealth Management
|
BUY
|
- |
4.53K+ 2.26% |
$75.5K - $83K
|
205K
$3.65M
|
|
|
Oct 04, 2022
Q3 2022
|
Advisor Net Financial, Inc
|
BUY
|
- |
4.38K+ 9.1% |
$72.9K - $80.2K
|
52.5K
$935K
|
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
4.31K+ 4.74% |
$71.8K - $79K
|
95.3K
$1.7M
|
|
|
Nov 14, 2022
Q3 2022
|
Vista Investment Management
Pittsburgh, PA |
BUY
|
- |
4.28K+ 2.98% |
$71.3K - $78.4K
|
148K
$2.63M
|
|
|
Oct 18, 2022
Q3 2022
|
Security National Bank
|
BUY
|
- |
4.2K+ 23.62% |
$70K - $76.9K
|
22K
$391K
|
|
|
Nov 22, 2022
Q3 2022
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
3.98K+ 2.37% |
$66.3K - $72.9K
|
172K
$3.06M
|
|
|
Nov 10, 2022
Q3 2022
|
Kingsbury Capital Investment Advisors LLC
Evanston, IL |
BUY
|
- |
3.95K+ 1.42% |
$65.9K - $72.4K
|
282K
$5.03M
|
|
|
Nov 10, 2022
Q3 2022
|
Seaview Investment Managers LLC
|
BUY
|
- |
3.88K+ 21.17% |
$64.7K - $71.2K
|
22.2K
$396K
|
|
|
Nov 03, 2022
Q3 2022
|
Moser Wealth Advisors, LLC
|
BUY
|
- |
3.81K+ 4.34% |
$63.5K - $69.8K
|
91.6K
$1.63M
|
|
|
Oct 11, 2022
Q3 2022
|
Walker Asset Management, LLC
|
BUY
|
- |
3.47K+ 1.52% |
$57.9K - $63.6K
|
231K
$4.12M
|
|
|
Nov 07, 2022
Q3 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
3.45K+ 4.44% |
$57.5K - $63.2K
|
81.2K
$1.45M
|
|
|
Nov 07, 2022
Q3 2022
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
- |
3.23K+ 3.67% |
$53.8K - $59.1K
|
91.3K
$1.63M
|
|
|
Oct 31, 2022
Q3 2022
|
Raymond James Trust N.A.
|
BUY
|
- |
3.2K+ 5.94% |
$53.3K - $58.6K
|
57.1K
$1.02M
|
|
|
Nov 01, 2022
Q3 2022
|
Creative Financial Designs Inc
|
BUY
|
- |
3.13K+ 6.3% |
$52.1K - $57.3K
|
52.8K
$940K
|
|
|
Nov 14, 2022
Q3 2022
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
2.56K+ 30.69% |
$42.6K - $46.9K
|
10.9K
$194K
|
|
|
Oct 14, 2022
Q3 2022
|
Avantax Planning Partners, Inc.
|
BUY
|
- |
2.53K+ 5.69% |
$42.2K - $46.4K
|
47K
$838K
|
|
|
Nov 10, 2022
Q3 2022
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
2.5K+ 29.05% |
$41.6K - $45.7K
|
11.1K
$198K
|
|
|
Oct 20, 2022
Q3 2022
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
2.49K+ 11.56% |
$41.4K - $45.6K
|
24K
$428K
|
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
2.4K+ 0.79% |
$39.9K - $43.9K
|
307K
$5.47M
|
|
|
Nov 04, 2022
Q3 2022
|
Ti Trust, Inc
|
BUY
|
- |
2.17K+ 11.64% |
$36.2K - $39.8K
|
20.9K
$371K
|
|
|
Oct 31, 2022
Q3 2022
|
Antonetti Capital Management LLC
|
BUY
|
- |
2.08KNew |
$34.7K - $38.2K
|
2.08K
$37.1K
|
|
|
Oct 19, 2022
Q3 2022
|
L.M. Kohn & Company
|
BUY
|
- |
2.01K+ 9.22% |
$33.5K - $36.8K
|
23.8K
$424K
|
|
|
Oct 31, 2022
Q3 2022
|
Mba Advisors LLC
Hermitage, PA |
BUY
|
- |
1.62K+ 8.14% |
$26.9K - $29.6K
|
21.5K
$383K
|
|
|
Oct 14, 2022
Q3 2022
|
Edmonds Duncan Registered Investment Advisors, LLC
|
BUY
|
- |
1.6K+ 1.06% |
$26.6K - $29.2K
|
152K
$2.71M
|
|
|
Nov 23, 2022
Q3 2022
|
Fsb Premier Wealth Management, Inc.
|
BUY
|
- |
1.56K+ 6.11% |
$25.9K - $28.5K
|
27K
$481K
|
|
|
Nov 14, 2022
Q3 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
1.5K+ 5.47% |
$24.9K - $27.4K
|
28.8K
$513K
|
|
|
Nov 14, 2022
Q3 2022
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
1.39K+ 3.97% |
$23.2K - $25.5K
|
36.4K
$648K
|
|
|
Oct 31, 2022
Q3 2022
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
1.3K+ 0.88% |
$21.7K - $23.8K
|
150K
$2.67M
|
|
|
Oct 21, 2022
Q3 2022
|
Mine & Arao Wealth Creation & Management, Llc.
Campbell, CA |
BUY
|
- |
1.2KNew |
$20K - $22K
|
1.2K
$21.4K
|
|
|
Jan 19, 2024
Q3 2022
|
Cedrus LLC
Littleton, CO |
BUY
|
- |
1.1K+ 6.8% |
$18.3K - $20.2K
|
17.3K
$308K
|
|
|
Oct 26, 2022
Q3 2022
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
1.09K+ 1.42% |
$18.1K - $19.9K
|
77.4K
$1.38M
|
|
|
Oct 14, 2022
Q3 2022
|
Blue Zone Wealth Advisors, LLC
|
BUY
|
- |
1.02K+ 3.96% |
$16.9K - $18.6K
|
26.7K
$475K
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
905+ 1.04% |
$15.1K - $16.6K
|
88K
$1.57M
|