Purchases and Sales Made in Q3 2022 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2022
Q3 2022
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-23.9K- 54.66% |
$398K - $438K
|
19.8K
$353K
|
|
|
Oct 21, 2022
Q3 2022
|
True Wealth Advisors, LLC
|
SELL
|
- |
-29K- 28.04% |
$482K - $531K
|
74.3K
$1.32M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-29.4K- 1.13% |
$489K - $538K
|
2.56M
$45.6M
|
|
|
Nov 08, 2022
Q3 2022
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
SELL
|
- |
-31KClosed |
$517K - $569K
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-31.2K- 58.56% |
$520K - $571K
|
22.1K
$393K
|
|
|
Nov 10, 2022
Q3 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-32.9K- 28.96% |
$549K - $603K
|
80.8K
$1.44M
|
|
|
Nov 09, 2022
Q3 2022
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-33K- 3.28% |
$551K - $605K
|
973K
$17.3M
|
|
|
Nov 07, 2022
Q3 2022
|
Stockman Wealth Management, Inc.
|
SELL
|
- |
-33.9K- 15.81% |
$565K - $622K
|
181K
$3.22M
|
|
|
Nov 04, 2022
Q3 2022
|
Cypress Capital Group
|
SELL
|
- |
-34.6K- 13.12% |
$577K - $634K
|
229K
$4.08M
|
|
|
Oct 05, 2022
Q3 2022
|
First Hawaiian Bank
|
SELL
|
- |
-35.1K- 22.16% |
$584K - $642K
|
123K
$2.19M
|
|
|
Nov 04, 2022
Q3 2022
|
Western Wealth Management, LLC
|
SELL
|
- |
-35.7K- 4.57% |
$594K - $653K
|
744K
$13.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-38.6K- 36.59% |
$643K - $707K
|
66.9K
$1.19M
|
|
|
Jan 27, 2023
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-39.2K- 13.96% |
$653K - $718K
|
242K
$4.3M
|
|
|
Oct 20, 2022
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-39.2K- 13.96% |
$653K - $718K
|
242K
$4.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-41.2K- 73.63% |
$686K - $754K
|
14.7K
$262K
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-44.6K- 13.84% |
$743K - $817K
|
278K
$4.94M
|
|
|
Oct 13, 2022
Q3 2022
|
Umb Bank, N.A.
|
SELL
|
- |
-44.8K- 44.72% |
$747K - $821K
|
55.4K
$986K
|
|
|
Oct 18, 2022
Q3 2022
|
Newman Dignan & Sheerar, Inc.
|
SELL
|
- |
-49.1K- 16.8% |
$819K - $900K
|
243K
$4.34M
|
|
|
Nov 14, 2022
Q3 2022
|
Retirement Group, LLC
|
SELL
|
- |
-50.1K- 56.67% |
$835K - $918K
|
38.3K
$683K
|
|
|
Oct 20, 2022
Q3 2022
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-59.3K- 16.56% |
$987K - $1.09M
|
299K
$5.32M
|
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-64.6K- 6.73% |
$1.08M - $1.18M
|
895K
$15.9M
|
|
|
Nov 04, 2022
Q3 2022
|
Ssi Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-66.7K- 20.74% |
$1.11M - $1.22M
|
255K
$4.54M
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
SELL
|
- |
-90.1K- 4.45% |
$1.5M - $1.65M
|
1.93M
$34.4M
|
|
|
Oct 27, 2022
Q3 2022
|
Kmg Fiduciary Partners, LLC
|
SELL
|
- |
-96K- 81.3% |
$1.6M - $1.76M
|
22.1K
$393K
|
|
|
Oct 11, 2022
Q3 2022
|
Davenport & CO LLC
|
SELL
|
- |
-99K- 56.11% |
$1.65M - $1.81M
|
77.4K
$1.38M
|
|
|
Oct 27, 2022
Q3 2022
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-105K- 33.42% |
$1.75M - $1.92M
|
209K
$3.72M
|
|
|
Nov 14, 2022
Q3 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-110K- 27.95% |
$1.83M - $2.01M
|
283K
$5.04M
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-128K- 8.97% |
$2.13M - $2.34M
|
1.3M
$23.1M
|
|
|
Oct 27, 2022
Q3 2022
|
Aj Wealth Strategies, LLC
|
SELL
|
- |
-128K- 46.79% |
$2.13M - $2.34M
|
146K
$2.59M
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-161K- 6.36% |
$2.68M - $2.94M
|
2.37M
$42.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Lws Wealth Advisors, Inc.
|
SELL
|
- |
-166K- 88.88% |
$2.77M - $3.05M
|
20.8K
$371K
|
|
|
Oct 12, 2022
Q3 2022
|
Trinity Legacy Partners, LLC
|
SELL
|
- |
-169K- 13.32% |
$2.82M - $3.1M
|
1.1M
$19.6M
|
|
|
Oct 03, 2022
Q3 2022
|
Park National Corp
|
SELL
|
- |
-172K- 3.79% |
$2.86M - $3.15M
|
4.36M
$77.7M
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-244K- 21.47% |
$4.06M - $4.46M
|
891K
$15.9M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-298K- 4.31% |
$4.96M - $5.46M
|
6.62M
$118M
|
|
|
Nov 01, 2022
Q3 2022
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-352K- 23.74% |
$5.86M - $6.45M
|
1.13M
$20.1M
|
|
|
Oct 28, 2022
Q3 2022
|
Spinnaker Trust
|
SELL
|
- |
-357K- 94.87% |
$5.95M - $6.54M
|
19.3K
$344K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-527K- 15.19% |
$8.78M - $9.66M
|
2.94M
$52.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-544K- 15.08% |
$9.06M - $9.97M
|
3.06M
$54.6M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-700K- 5.64% |
$11.7M - $12.8M
|
11.7M
$209M
|
|
|
Nov 14, 2022
Q3 2022
|
Southern Wealth Management, LLP
Dallas, TX |
SELL
|
- |
-959K- 74.06% |
$16M - $17.6M
|
336K
$5.99M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-973K- 1.71% |
$16.2M - $17.8M
|
56M
$997M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.39M- 14.95% |
$23.2M - $25.6M
|
7.93M
$141M
|