Purchases and Sales Made in Q3 2022 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 07, 2022
Q3 2022
|
Ameliora Wealth Management Ltd.
Zurich, V8 |
BUY
|
- |
741New |
$12.3K - $13.6K
|
741
$13.2K
|
|
Oct 11, 2022
Q3 2022
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
718New |
$12K - $13.2K
|
718
$12.8K
|
|
Nov 09, 2022
Q3 2022
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
BUY
|
- |
695+ 2.9% |
$11.6K - $12.7K
|
24.6K
$439K
|
|
Nov 04, 2022
Q3 2022
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
677+ 4.93% |
$11.3K - $12.4K
|
14.4K
$257K
|
|
Oct 12, 2022
Q3 2022
|
Cornell Pochily Investment Advisors, Inc.
|
BUY
|
- |
648+ 0.76% |
$10.8K - $11.9K
|
86.3K
$1.54M
|
|
Dec 05, 2022
Q3 2022
|
Centaurus Financial, Inc.
|
BUY
|
- |
616+ 5.69% |
$10.3K - $11.3K
|
11.4K
$204K
|
|
Nov 15, 2022
Q3 2022
|
Ima Wealth, Inc.
Wichita, KS |
BUY
|
- |
554+ 0.28% |
$9.23K - $10.1K
|
198K
$3.53M
|
|
Oct 25, 2022
Q3 2022
|
New Square Capital LLC
|
BUY
|
- |
401New |
$6.68K - $7.35K
|
401
$7.14K
|
|
Nov 14, 2022
Q3 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
350+ 1.74% |
$5.83K - $6.41K
|
20.4K
$364K
|
|
Nov 02, 2022
Q3 2022
|
Stephens Inc
|
BUY
|
- |
294+ 0.52% |
$4.9K - $5.39K
|
56.6K
$1.01M
|
|
Oct 18, 2022
Q3 2022
|
Sound Income Strategies, LLC
|
BUY
|
- |
292+ 33.56% |
$4.86K - $5.35K
|
1.16K
$20.7K
|
|
Nov 14, 2022
Q3 2022
|
Almanack Investment Partners, Llc.
Wayne, PA |
BUY
|
- |
288New |
$4.8K - $5.28K
|
288
$5.13K
|
|
Nov 10, 2022
Q3 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
221+ 0.44% |
$3.68K - $4.05K
|
50.3K
$896K
|
|
Nov 15, 2022
Q3 2022
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
210+ 1.37% |
$3.5K - $3.85K
|
15.6K
$277K
|
|
Oct 27, 2022
Q3 2022
|
Albion Financial Group
|
BUY
|
- |
206New |
$3.43K - $3.77K
|
206
$3.67K
|
|
Oct 19, 2022
Q3 2022
|
Meridian Wealth Advisors, LLC
|
BUY
|
- |
202+ 1.36% |
$3.37K - $3.7K
|
15.1K
$268K
|
|
Nov 14, 2022
Q3 2022
|
Axiom Investment Management LLC
New York, NY |
BUY
|
- |
200New |
$3.33K - $3.66K
|
200
$3.56K
|
|
Oct 31, 2022
Q3 2022
|
Cadent Capital Advisors, LLC
|
BUY
|
- |
173+ 0.96% |
$2.88K - $3.17K
|
18.2K
$323K
|
|
Nov 14, 2022
Q3 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
163+ 0.19% |
$2.72K - $2.99K
|
86.3K
$1.54M
|
|
Oct 12, 2022
Q3 2022
|
City Holding CO
|
BUY
|
- |
127+ 0.07% |
$2.12K - $2.33K
|
182K
$3.23M
|
|
Oct 20, 2022
Q3 2022
|
Beam Wealth Advisors, Inc.
|
BUY
|
- |
116+ 0.84% |
$1.93K - $2.13K
|
13.9K
$248K
|
|
Nov 15, 2022
Q3 2022
|
Oxler Private Wealth LLC
New York, NY |
BUY
|
- |
101New |
$1.68K - $1.85K
|
101
$1.8K
|
|
Nov 03, 2022
Q3 2022
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
68New |
$1.13K - $1.25K
|
68
$1.21K
|
|
Nov 10, 2022
Q3 2022
|
Americana Partners, LLC
Houston, TX |
BUY
|
- |
58+ 0.05% |
$966 - $1.06K
|
113K
$2.02M
|
|
Oct 14, 2022
Q3 2022
|
Mc Elhenny Sheffield Capital Management, LLC
|
BUY
|
- |
55+ 0.41% |
$916 - $1.01K
|
13.6K
$242K
|
|
Oct 12, 2022
Q3 2022
|
Accel Wealth Management
|
BUY
|
- |
55+ 0.09% |
$916 - $1.01K
|
60.9K
$1.08M
|
|
Nov 14, 2022
Q3 2022
|
Frisch Financial Group, Inc.
Melville, NY |
BUY
|
- |
36+ 0.24% |
$600 - $660
|
15K
$268K
|
|
Oct 27, 2022
Q3 2022
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
27+ 0.09% |
$450 - $495
|
30.8K
$549K
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
26New |
$433 - $476
|
26
$463
|
|
Nov 08, 2022
Q3 2022
|
Sound View Wealth Advisors Group, LLC
|
BUY
|
- |
25+ 0.15% |
$417 - $458
|
16.6K
$296K
|
|
Oct 31, 2022
Q3 2022
|
Ibex Wealth Advisors
Lebanon, NJ |
BUY
|
- |
20+ 0.15% |
$333 - $366
|
13.1K
$234K
|
|
Oct 17, 2022
Q3 2022
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
17+ 0.11% |
$283 - $311
|
15.6K
$278K
|
|
Nov 14, 2022
Q3 2022
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
17+ 0.15% |
$283 - $311
|
11.7K
$209K
|
|
Nov 14, 2022
Q3 2022
|
Aft, Forsyth & Company, Inc.
|
BUY
|
- |
17+ 0.09% |
$283 - $311
|
19.5K
$347K
|
|
Oct 21, 2022
Q3 2022
|
Selective Wealth Management, Inc.
|
BUY
|
- |
14+ 1.38% |
$233 - $256
|
1.03K
$18.3K
|
|
Jul 17, 2024
Q3 2022
|
Kelly Financial Services LLC
Braintree, MA |
BUY
|
- |
1New |
$16.7 - $18.3
|
1
$17.8
|
|
Nov 01, 2022
Q3 2022
|
Assetmark, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 09, 2022
Q3 2022
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-4- 0.02% |
$66.6 - $73.3
|
19.1K
$340K
|
|
Oct 17, 2022
Q3 2022
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-5- 0.11% |
$83.3 - $91.6
|
4.75K
$84.6K
|
|
Oct 12, 2022
Q3 2022
|
Summit Financial Group, Inc.
|
SELL
|
- |
-31- 0.12% |
$516 - $568
|
25.2K
$449K
|
|
Oct 26, 2022
Q3 2022
|
Black Diamond Wealth Management Inc.
|
SELL
|
- |
-48- 0.27% |
$800 - $879
|
17.6K
$314K
|
|
May 15, 2024
Q3 2022
|
Global Financial Private Client, LLC
Sarasota, FL |
SELL
|
- |
-53Closed |
$883 - $971
|
0
$0
|
|
Nov 07, 2022
Q3 2022
|
Columbia Advisory Partners LLC
|
SELL
|
- |
-58- 0.39% |
$966 - $1.06K
|
15K
$267K
|
|
Oct 05, 2022
Q3 2022
|
Beacon Capital Management, LLC
|
SELL
|
- |
-82- 6.99% |
$1.37K - $1.5K
|
1.09K
$19.4K
|
|
Nov 01, 2022
Q3 2022
|
Sheets Smith Wealth Management
|
SELL
|
- |
-103- 0.87% |
$1.72K - $1.89K
|
11.7K
$208K
|
|
Oct 20, 2022
Q3 2022
|
Mbe Wealth Management, LLC
|
SELL
|
- |
-131- 0.91% |
$2.18K - $2.4K
|
14.2K
$253K
|
|
Oct 26, 2022
Q3 2022
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-156- 0.63% |
$2.6K - $2.86K
|
24.5K
$436K
|
|
Nov 09, 2022
Q3 2022
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-186- 11.33% |
$3.1K - $3.41K
|
1.46K
$25.9K
|
|
Dec 15, 2022
Q3 2022
|
Hofer & Associates. Inc
Thousand Oaks, CA |
SELL
|
- |
-198- 1.11% |
$3.3K - $3.63K
|
17.7K
$316K
|