Purchases and Sales Made in Q3 2022 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-4.99K- 15.37% |
$83.2K - $91.5K
|
27.5K
$490K
|
|
|
Oct 20, 2022
Q3 2022
|
Psi Advisors, LLC
|
SELL
|
- |
-5.01K- 5.52% |
$83.5K - $91.9K
|
85.9K
$1.53M
|
|
|
Oct 17, 2022
Q3 2022
|
Private Trust CO Na
|
SELL
|
- |
-5.17K- 4.97% |
$86.2K - $94.8K
|
98.9K
$1.76M
|
|
|
Nov 14, 2022
Q3 2022
|
Kovack Advisors, Inc.
|
SELL
|
- |
-5.31K- 4.17% |
$88.4K - $97.2K
|
122K
$2.17M
|
|
|
Nov 15, 2022
Q3 2022
|
Signature Securities Group Corporation
|
SELL
|
- |
-5.38K- 1.0% |
$89.6K - $98.6K
|
533K
$9.5M
|
|
|
Oct 21, 2022
Q3 2022
|
Midwest Heritage Bank, Fsb
|
SELL
|
- |
-5.58K- 3.71% |
$92.9K - $102K
|
145K
$2.58M
|
|
|
Nov 10, 2022
Q3 2022
|
Coastwise Capital Group, LLC
La Jolla, CA |
SELL
|
- |
-5.6K- 13.04% |
$93.3K - $103K
|
37.4K
$665K
|
|
|
Oct 14, 2022
Q3 2022
|
Toth Financial Advisory Corp
|
SELL
|
- |
-5.75K- 3.37% |
$95.7K - $105K
|
165K
$2.93M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-5.88K- 12.9% |
$97.9K - $108K
|
39.7K
$707K
|
|
|
Nov 07, 2022
Q3 2022
|
Private Portfolio Partners LLC
|
SELL
|
- |
-6.01K- 11.34% |
$100K - $110K
|
47K
$836K
|
|
|
Mar 14, 2023
Q3 2022
|
Private Portfolio Partners LLC
|
SELL
|
- |
-6.01K- 11.34% |
$100K - $110K
|
47K
$836K
|
|
|
Oct 24, 2022
Q3 2022
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-6.14K- 31.93% |
$102K - $112K
|
13.1K
$233K
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-6.17K- 6.46% |
$103K - $113K
|
89.3K
$1.59M
|
|
|
Oct 28, 2022
Q3 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-6.34K- 10.36% |
$106K - $116K
|
54.8K
$976K
|
|
|
Nov 14, 2022
Q3 2022
|
Wills Financial Group, Inc.
|
SELL
|
- |
-6.34K- 1.73% |
$106K - $116K
|
360K
$6.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-6.62K- 13.15% |
$110K - $121K
|
43.7K
$779K
|
|
|
Nov 08, 2022
Q3 2022
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-6.71K- 3.96% |
$112K - $123K
|
162K
$2.89M
|
|
|
Oct 12, 2022
Q3 2022
|
Key Client Fiduciary Advisors, LLC
|
SELL
|
- |
-6.96K- 23.19% |
$116K - $128K
|
23.1K
$411K
|
|
|
Oct 04, 2022
Q3 2022
|
Burns J W & CO Inc
|
SELL
|
- |
-7.48K- 17.57% |
$125K - $137K
|
35.1K
$625K
|
|
|
Feb 13, 2023
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-7.8K- 3.34% |
$130K - $143K
|
226K
$4.02M
|
|
|
Oct 21, 2022
Q3 2022
|
Lake Street Financial LLC
|
SELL
|
- |
-7.97K- 5.97% |
$133K - $146K
|
125K
$2.23M
|
|
|
Oct 27, 2022
Q3 2022
|
Us Bancorp \De\
|
SELL
|
- |
-8.05K- 7.13% |
$134K - $148K
|
105K
$1.87M
|
|
|
Nov 03, 2022
Q3 2022
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-8.65K- 22.37% |
$144K - $158K
|
30K
$534K
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-8.67K- 12.13% |
$144K - $159K
|
62.8K
$1.12M
|
|
|
Oct 24, 2022
Q3 2022
|
Members Advisory Group LLC
Williamsville, NY |
SELL
|
- |
-8.79K- 1.71% |
$146K - $161K
|
504K
$8.97M
|
|
|
Nov 03, 2022
Q3 2022
|
Lincoln National Corp
|
SELL
|
- |
-9.07K- 6.56% |
$151K - $166K
|
129K
$2.3M
|
|
|
Sep 11, 2024
Q3 2022
|
Summit Wealth Partners, LLC
Orlando, FL |
SELL
|
- |
-9.19K- 2.61% |
$153K - $168K
|
343K
$6.11M
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
SELL
|
- |
-9.36K- 0.93% |
$156K - $171K
|
994K
$17.7M
|
|
|
Nov 08, 2022
Q3 2022
|
Alpha Omega Group, Inc.
|
SELL
|
- |
-9.41K- 3.41% |
$157K - $172K
|
267K
$4.75M
|
|
|
Oct 31, 2022
Q3 2022
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-9.57K- 11.51% |
$159K - $175K
|
73.6K
$1.31M
|
|
|
Nov 07, 2022
Q3 2022
|
Essex LLC
|
SELL
|
- |
-9.73K- 3.86% |
$162K - $178K
|
243K
$4.32M
|
|
|
Nov 04, 2022
Q3 2022
|
Simplex Trading, LLC
|
SELL
|
- |
-9.9K- 99.81% |
$165K - $181K
|
19
$338
|
|
|
Oct 21, 2022
Q3 2022
|
Whittier Trust CO
|
SELL
|
- |
-10.2K- 58.7% |
$171K - $188K
|
7.2K
$128K
|
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-10.4K- 25.47% |
$173K - $190K
|
30.4K
$541K
|
|
|
Nov 14, 2022
Q3 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-10.8K- 5.47% |
$179K - $197K
|
186K
$3.31M
|
|
|
Oct 31, 2022
Q3 2022
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-11K- 41.91% |
$182K - $201K
|
15.2K
$270K
|
|
|
Nov 09, 2022
Q3 2022
|
Aspen Investment Management Inc
Grand Rapids, MI |
SELL
|
- |
-11K- 4.34% |
$183K - $201K
|
242K
$4.3M
|
|
|
Nov 10, 2022
Q3 2022
|
Concentrum Wealth Management
|
SELL
|
- |
-11K- 10.16% |
$183K - $201K
|
97.1K
$1.73M
|
|
|
Nov 14, 2022
Q3 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-12.1K- 11.5% |
$201K - $221K
|
92.9K
$1.65M
|
|
|
Nov 09, 2022
Q3 2022
|
Cwa Asset Management Group, LLC
|
SELL
|
- |
-12.2K- 11.01% |
$203K - $223K
|
98.2K
$1.75M
|
|
|
Nov 08, 2022
Q3 2022
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-12.4K- 13.36% |
$207K - $227K
|
80.4K
$1.43M
|
|
|
Nov 07, 2022
Q3 2022
|
Hcr Wealth Advisors
Los Angeles, CA |
SELL
|
- |
-12.5K- 1.44% |
$209K - $230K
|
855K
$15.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-12.8K- 2.79% |
$214K - $235K
|
447K
$7.96M
|
|
|
Nov 10, 2022
Q3 2022
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-15.9K- 26.23% |
$266K - $292K
|
44.8K
$799K
|
|
|
Nov 10, 2022
Q3 2022
|
Lansing Street Advisors
|
SELL
|
- |
-16.2K- 64.21% |
$269K - $296K
|
9.01K
$160K
|
|
|
Oct 26, 2022
Q3 2022
|
Spc Financial, Inc.
|
SELL
|
- |
-16.2K- 13.31% |
$270K - $297K
|
106K
$1.88M
|
|
|
Oct 27, 2022
Q3 2022
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-16.5K- 34.43% |
$274K - $302K
|
31.4K
$558K
|
|
|
Oct 20, 2022
Q3 2022
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-17.5K- 44.29% |
$291K - $320K
|
22K
$391K
|
|
|
Oct 12, 2022
Q3 2022
|
Milestone Advisory Partners
|
SELL
|
- |
-21.5K- 50.41% |
$358K - $394K
|
21.1K
$377K
|
|
|
Nov 01, 2022
Q3 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-23.1K- 12.56% |
$386K - $424K
|
161K
$2.87M
|