Purchases and Sales Made in Q4 2021 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 20, 2022
Q4 2021
|
Destiny Wealth Partners, LLC
|
BUY
|
- |
30.2K+ 17.85% |
$609K - $621K
|
200K
$3.55M
|
|
|
Feb 18, 2022
Q4 2021
|
Comerica Bank
|
BUY
|
- |
29.4K+ 6.61% |
$591K - $603K
|
473K
$8.41M
|
|
|
Jan 13, 2022
Q4 2021
|
Clarus Wealth Advisors
|
BUY
|
- |
28.9KNew |
$581K - $593K
|
28.9K
$513K
|
|
|
Jan 13, 2022
Q4 2021
|
Trinity Legacy Partners, LLC
|
BUY
|
- |
28.3K+ 2.36% |
$570K - $582K
|
1.23M
$21.8M
|
|
|
May 16, 2022
Q4 2021
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
BUY
|
- |
27.9KNew |
$561K - $573K
|
27.9K
$495K
|
|
|
Jan 24, 2022
Q4 2021
|
Northwest Wealth Management, LLC
|
BUY
|
- |
26.8K+ 11.07% |
$541K - $552K
|
269K
$4.79M
|
|
|
Feb 10, 2022
Q4 2021
|
Wealth Management Resources, Inc.
|
BUY
|
- |
26KNew |
$525K - $535K
|
26K
$463K
|
|
|
Feb 09, 2022
Q4 2021
|
Archer Investment Corp
|
BUY
|
- |
26K+ 5.16% |
$523K - $534K
|
530K
$9.42M
|
|
|
Apr 20, 2022
Q4 2021
|
Objective Capital Management, LLC
|
BUY
|
- |
25.9KNew |
$522K - $533K
|
25.9K
$460K
|
|
|
Feb 11, 2022
Q4 2021
|
Advisor Resource Council
|
BUY
|
- |
25.9KNew |
$521K - $532K
|
25.9K
$460K
|
|
|
Feb 14, 2022
Q4 2021
|
Vista Investment Management
Pittsburgh, PA |
BUY
|
- |
24.8K+ 20.91% |
$500K - $511K
|
144K
$2.55M
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
BUY
|
- |
24.5K+ 19.54% |
$493K - $503K
|
150K
$2.66M
|
|
|
Feb 14, 2022
Q4 2021
|
Wills Financial Group, Inc.
|
BUY
|
- |
24.4K+ 7.21% |
$492K - $503K
|
364K
$6.46M
|
|
|
Feb 11, 2022
Q4 2021
|
Psi Advisors, LLC
|
BUY
|
- |
23.9K+ 56.23% |
$482K - $492K
|
66.5K
$1.18M
|
|
|
Feb 15, 2022
Q4 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
23.3K+ 20.92% |
$468K - $478K
|
134K
$2.39M
|
|
|
Feb 02, 2022
Q4 2021
|
True Wealth Advisors, LLC
|
BUY
|
- |
23.2K+ 7.82% |
$467K - $477K
|
320K
$5.69M
|
|
|
Feb 15, 2022
Q4 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
22.9K+ 39.51% |
$462K - $472K
|
81K
$1.44M
|
|
|
Jan 25, 2022
Q4 2021
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
22.1KNew |
$445K - $454K
|
22.1K
$392K
|
|
|
Feb 02, 2022
Q4 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
22.1K+ 6.25% |
$444K - $454K
|
375K
$6.66M
|
|
|
Jan 26, 2022
Q4 2021
|
Transform Wealth, LLC
|
BUY
|
- |
21.7K+ 6.91% |
$437K - $446K
|
335K
$5.96M
|
|
|
Feb 10, 2022
Q4 2021
|
American Institute For Advanced Investment Management, LLP
|
BUY
|
- |
21.3K+ 11.6% |
$428K - $437K
|
204K
$3.63M
|
|
|
Feb 15, 2022
Q4 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
21K+ 97.05% |
$422K - $431K
|
42.6K
$757K
|
|
|
Dec 15, 2022
Q4 2021
|
Hofer & Associates. Inc
Thousand Oaks, CA |
BUY
|
- |
20.5KNew |
$413K - $421K
|
20.5K
$364K
|
|
|
Jan 19, 2022
Q4 2021
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
20.4K+ 21.65% |
$411K - $419K
|
115K
$2.04M
|
|
|
Jan 10, 2022
Q4 2021
|
Dixon Hubard Feinour & Brown Inc
|
BUY
|
- |
20.1KNew |
$405K - $413K
|
20.1K
$357K
|
|
|
Jan 19, 2022
Q4 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
20.1K+ 23.51% |
$405K - $413K
|
106K
$1.88M
|
|
|
Feb 14, 2022
Q4 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
19.6K+ 37.36% |
$394K - $402K
|
72K
$1.28M
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
19.1K+ 10.25% |
$385K - $393K
|
205K
$3.65M
|
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
18.5K+ 6.0% |
$373K - $381K
|
328K
$5.82M
|
|
|
Mar 10, 2022
Q4 2021
|
Gill Capital Partners, LLC
Denver, CO |
BUY
|
- |
18.3K+ 8.24% |
$368K - $375K
|
240K
$4.26M
|
|
|
Mar 01, 2022
Q4 2021
|
Key Client Fiduciary Advisors, LLC
|
BUY
|
- |
17.8KNew |
$359K - $367K
|
17.8K
$317K
|
|
|
Feb 11, 2022
Q4 2021
|
Triumph Capital Management
|
BUY
|
- |
17.7K+ 8.99% |
$356K - $363K
|
214K
$3.8M
|
|
|
Feb 11, 2022
Q4 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
17.4K+ 4.02% |
$351K - $358K
|
451K
$8.02M
|
|
|
Feb 16, 2022
Q4 2021
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
BUY
|
- |
17.1K+ 2.1% |
$344K - $352K
|
832K
$14.8M
|
|
|
Jan 18, 2022
Q4 2021
|
River Tree Advisors, LLC
Winter Park, FL |
BUY
|
- |
17.1K+ 5.93% |
$344K - $352K
|
305K
$5.43M
|
|
|
Feb 11, 2022
Q4 2021
|
Principle Wealth Partners LLC
|
BUY
|
- |
16.7K+ 43.18% |
$335K - $342K
|
55.2K
$981K
|
|
|
Feb 10, 2022
Q4 2021
|
Good Life Advisors, LLC
|
BUY
|
- |
16.6KNew |
$334K - $341K
|
16.6K
$294K
|
|
|
Jan 31, 2022
Q4 2021
|
Acorn Financial Advisory Services Inc
|
BUY
|
- |
15.6K+ 104.85% |
$314K - $320K
|
30.4K
$541K
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
15.2K+ 41.76% |
$307K - $313K
|
51.7K
$919K
|
|
|
Feb 14, 2022
Q4 2021
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
15.2K+ 26.28% |
$307K - $313K
|
73.2K
$1.3M
|
|
|
Jan 18, 2022
Q4 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
15.1K+ 8.16% |
$304K - $310K
|
200K
$3.55M
|
|
|
Feb 10, 2022
Q4 2021
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
14.9KNew |
$300K - $306K
|
14.9K
$264K
|
|
|
Feb 14, 2022
Q4 2021
|
Choice Wealth Advisors, LLC
Waterville, ME |
BUY
|
- |
14.9K+ 6.24% |
$300K - $306K
|
253K
$4.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Kerntke Otto Mc Glone Wealth Management Group
Appleton, WI |
BUY
|
- |
14.8KNew |
$298K - $304K
|
14.8K
$263K
|
|
|
Jan 14, 2022
Q4 2021
|
Autus Asset Management, LLC
|
BUY
|
- |
14.3K+ 12.36% |
$288K - $294K
|
130K
$2.31M
|
|
|
Feb 08, 2022
Q4 2021
|
Curtis Advisory Group, LLC
Santa Barbara, CA |
BUY
|
- |
14.2KNew |
$286K - $292K
|
14.2K
$252K
|
|
|
Feb 10, 2022
Q4 2021
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
13.5KNew |
$272K - $278K
|
13.5K
$240K
|
|
|
Feb 14, 2022
Q4 2021
|
Sfg Wealth Management, Llc.
|
BUY
|
- |
13.3KNew |
$268K - $274K
|
13.3K
$237K
|
|
|
Feb 04, 2022
Q4 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
BUY
|
- |
13K+ 13.68% |
$262K - $267K
|
108K
$1.92M
|
|
|
Nov 17, 2023
Q4 2021
|
National Wealth Management Group, LLC
Cincinnati, OH |
BUY
|
- |
12.5KNew |
$253K - $258K
|
12.5K
$223K
|