Purchases and Sales Made in Q4 2021 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 16, 2022
Q4 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-22.4K- 19.56% |
$450K - $460K
|
92K
$1.63M
|
|
|
Feb 09, 2022
Q4 2021
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-23K- 23.12% |
$463K - $473K
|
76.5K
$1.36M
|
|
|
Feb 14, 2022
Q4 2021
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-25.3KClosed |
$510K - $521K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Southern Wealth Management, LLP
Dallas, TX |
SELL
|
- |
-27.1K- 1.73% |
$545K - $557K
|
1.54M
$27.3M
|
|
|
Jan 27, 2022
Q4 2021
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-28.2K- 28.94% |
$568K - $580K
|
69.2K
$1.23M
|
|
|
Jan 31, 2022
Q4 2021
|
Mcdonald Partners LLC
|
SELL
|
- |
-29.7KClosed |
$598K - $611K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Magnus Financial Group LLC
New York, NY |
SELL
|
- |
-31.2K- 2.89% |
$629K - $642K
|
1.05M
$18.6M
|
|
|
Feb 10, 2022
Q4 2021
|
Csenge Advisory Group
|
SELL
|
- |
-32K- 3.4% |
$644K - $657K
|
910K
$16.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-34.2KClosed |
$689K - $703K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-35K- 7.04% |
$704K - $719K
|
462K
$8.2M
|
|
|
Jan 27, 2023
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-35K- 7.04% |
$704K - $719K
|
462K
$8.2M
|
|
|
Feb 10, 2022
Q4 2021
|
Davenport & CO LLC
|
SELL
|
- |
-39.1K- 16.01% |
$788K - $804K
|
205K
$3.64M
|
|
|
Jan 27, 2022
Q4 2021
|
Andesa Financial Management Inc.
|
SELL
|
- |
-39.6K- 47.85% |
$797K - $813K
|
43.1K
$766K
|
|
|
Jan 28, 2022
Q4 2021
|
Americana Partners, LLC
Houston, TX |
SELL
|
- |
-41.2K- 14.9% |
$831K - $848K
|
235K
$4.18M
|
|
|
Jan 12, 2022
Q4 2021
|
Kmg Fiduciary Partners, LLC
|
SELL
|
- |
-42.3K- 19.88% |
$852K - $869K
|
170K
$3.03M
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-45.2K- 7.57% |
$909K - $928K
|
552K
$9.8M
|
|
|
Feb 23, 2022
Q4 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-45.2K- 18.8% |
$911K - $930K
|
195K
$3.47M
|
|
|
Jan 25, 2022
Q4 2021
|
Price Capital Management, Inc.
Lafayette, LA |
SELL
|
- |
-50KClosed |
$1.01M - $1.03M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-50.4K- 12.34% |
$1.02M - $1.04M
|
358K
$6.37M
|
|
|
Jan 21, 2022
Q4 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-53.3KClosed |
$1.07M - $1.1M
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-53.6K- 43.31% |
$1.08M - $1.1M
|
70.2K
$1.25M
|
|
|
Feb 09, 2022
Q4 2021
|
Umb Bank, N.A.
|
SELL
|
- |
-65.2K- 15.42% |
$1.31M - $1.34M
|
358K
$6.35M
|
|
|
Feb 09, 2022
Q4 2021
|
Retirement Group, LLC
|
SELL
|
- |
-78.7K- 34.92% |
$1.59M - $1.62M
|
147K
$2.61M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-80.3K- 26.77% |
$1.62M - $1.65M
|
220K
$3.9M
|
|
|
Jan 24, 2022
Q4 2021
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-87.1KClosed |
$1.75M - $1.79M
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-90.9K- 15.12% |
$1.83M - $1.87M
|
510K
$9.06M
|
|
|
Feb 07, 2022
Q4 2021
|
Quantitative Advantage, LLC
Minnetonka, MN |
SELL
|
- |
-93KClosed |
$1.87M - $1.91M
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Karp Capital Management Corp
|
SELL
|
- |
-99.9K- 14.05% |
$2.01M - $2.05M
|
611K
$10.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-110K- 50.14% |
$2.21M - $2.26M
|
109K
$1.94M
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-128K- 59.55% |
$2.58M - $2.63M
|
87K
$1.54M
|
|
|
Feb 14, 2022
Q4 2021
|
Stringer Asset Management, LLC
Memphis, TN |
SELL
|
- |
-160K- 61.31% |
$3.23M - $3.29M
|
101K
$1.8M
|
|
|
Feb 04, 2022
Q4 2021
|
Synergy Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-168KClosed |
$3.39M - $3.46M
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Spc Financial, Inc.
|
SELL
|
- |
-184K- 16.3% |
$3.72M - $3.79M
|
947K
$16.8M
|
|
|
Jan 19, 2022
Q4 2021
|
Peak Financial Advisors LLC
|
SELL
|
- |
-446KClosed |
$8.97M - $9.16M
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-580K- 76.84% |
$11.7M - $11.9M
|
175K
$3.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-759KClosed |
$15.3M - $15.6M
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Grimes & Company, Inc.
|
SELL
|
- |
-5.96MClosed |
$120M - $123M
|
0
$0
|