Purchases and Sales Made in Q4 2021 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2022
Q4 2021
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
118K+ 157.64% |
$2.38M - $2.43M
|
193K
$3.43M
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
117K+ 17.8% |
$2.36M - $2.41M
|
775K
$13.8M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
110K+ 10.23% |
$2.22M - $2.27M
|
1.19M
$21.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Western Wealth Management, LLC
|
BUY
|
- |
100K+ 34.64% |
$2.02M - $2.06M
|
390K
$6.92M
|
|
|
Feb 11, 2022
Q4 2021
|
Mai Capital Management
|
BUY
|
- |
86.6K+ 135.45% |
$1.74M - $1.78M
|
151K
$2.67M
|
|
|
Jan 26, 2022
Q4 2021
|
Country Trust Bank
|
BUY
|
- |
77.5K+ 3.47% |
$1.56M - $1.59M
|
2.31M
$41.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
73K+ 10.77% |
$1.47M - $1.5M
|
751K
$13.3M
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
72.5K+ 44.41% |
$1.46M - $1.49M
|
236K
$4.19M
|
|
|
Apr 08, 2022
Q4 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
68.2K+ 73.09% |
$1.37M - $1.4M
|
162K
$2.87M
|
|
|
Feb 17, 2022
Q4 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
67.4K+ 30.64% |
$1.36M - $1.39M
|
287K
$5.1M
|
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
65.8K+ 60.79% |
$1.33M - $1.35M
|
174K
$3.09M
|
|
|
May 25, 2022
Q4 2021
|
Sutton Place Investors LLC
Katonah, NY |
BUY
|
- |
63.5KNew |
$1.28M - $1.3M
|
63.5K
$1.13M
|
|
|
Jan 28, 2022
Q4 2021
|
Octavia Wealth Advisors, LLC
|
BUY
|
- |
62.4K+ 17.89% |
$1.26M - $1.28M
|
411K
$7.3M
|
|
|
Feb 10, 2022
Q4 2021
|
Financial Partners Group, Inc
Overland Park, KS |
BUY
|
- |
61.6K+ 101.73% |
$1.24M - $1.27M
|
122K
$2.17M
|
|
|
Feb 15, 2022
Q4 2021
|
Colonial River Wealth Management, LLC
Midlothian, VA |
BUY
|
- |
57.4KNew |
$1.16M - $1.18M
|
57.4K
$1.02M
|
|
|
Mar 18, 2022
Q4 2021
|
Twelve Points Wealth Management LLC
|
BUY
|
- |
56.7KNew |
$1.14M - $1.17M
|
56.7K
$1.01M
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
54.1K+ 3.46% |
$1.09M - $1.11M
|
1.62M
$28.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
52.5K+ 1.95% |
$1.06M - $1.08M
|
2.75M
$48.8M
|
|
|
Jan 31, 2022
Q4 2021
|
Peterson Wealth Services
|
BUY
|
- |
51.3KNew |
$1.03M - $1.05M
|
51.3K
$911K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
51.2KNew |
$1.03M - $1.05M
|
51.2K
$910K
|
|
|
Feb 04, 2022
Q4 2021
|
Strateg Iq Financial Group, LLC
|
BUY
|
- |
50.9K+ 12.84% |
$1.03M - $1.05M
|
448K
$7.95M
|
|
|
Jan 19, 2024
Q4 2021
|
Cedrus LLC
Littleton, CO |
BUY
|
- |
50.9KNew |
$1.02M - $1.05M
|
50.9K
$903K
|
|
|
Feb 14, 2022
Q4 2021
|
First Trust Capital Management L.P.
Chicago, IL |
BUY
|
- |
50.1KNew |
$1.01M - $1.03M
|
50.1K
$890K
|
|
|
Feb 02, 2022
Q4 2021
|
Ignite Planners, LLC
|
BUY
|
- |
49.9KNew |
$1.01M - $1.03M
|
49.9K
$887K
|
|
|
Feb 11, 2022
Q4 2021
|
First Heartland Consultants, Inc.
|
BUY
|
- |
49.3K+ 8.76% |
$994K - $1.01M
|
613K
$10.9M
|
|
|
Feb 08, 2022
Q4 2021
|
Ascension Capital Advisors, Inc.
Houston, TX |
BUY
|
- |
48.8KNew |
$983K - $1M
|
48.8K
$867K
|
|
|
Jan 31, 2022
Q4 2021
|
Spinnaker Trust
|
BUY
|
- |
48.2K+ 4.67% |
$970K - $990K
|
1.08M
$19.2M
|
|
|
Feb 02, 2022
Q4 2021
|
Valmark Advisers, Inc.
|
BUY
|
- |
47K+ 36.55% |
$947K - $967K
|
176K
$3.12M
|
|
|
Jan 12, 2022
Q4 2021
|
Summit Financial Wealth Advisors, LLC
|
BUY
|
- |
46.3K+ 3.39% |
$932K - $952K
|
1.41M
$25.1M
|
|
|
Feb 02, 2022
Q4 2021
|
O Donnell Financial Services, LLC
|
BUY
|
- |
45.9K+ 91.64% |
$925K - $944K
|
96K
$1.71M
|
|
|
Feb 11, 2022
Q4 2021
|
Ssi Investment Management LLC
Los Angeles, CA |
BUY
|
- |
44.2K+ 9.36% |
$890K - $909K
|
516K
$9.17M
|
|
|
Jan 31, 2022
Q4 2021
|
Sfmg, LLC
|
BUY
|
- |
42.8K+ 283.79% |
$863K - $881K
|
57.9K
$1.03M
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
42.2K+ 88.33% |
$850K - $868K
|
90K
$1.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
40K+ 82.85% |
$806K - $823K
|
88.4K
$1.57M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
38.2K+ 88.18% |
$770K - $786K
|
81.6K
$1.45M
|
|
|
Apr 28, 2022
Q4 2021
|
Fsc Wealth Advisors, LLC
|
BUY
|
- |
37.4KNew |
$754K - $770K
|
37.4K
$665K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
36.4K+ 39.03% |
$733K - $748K
|
130K
$2.3M
|
|
|
Jan 20, 2022
Q4 2021
|
Kinloch Capital, LLC
Glen Allen, VA |
BUY
|
- |
36K+ 15.94% |
$726K - $741K
|
262K
$4.66M
|
|
|
Mar 11, 2022
Q4 2021
|
City Holding CO
|
BUY
|
- |
35.9K+ 23.95% |
$723K - $738K
|
186K
$3.3M
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
35.1K+ 172.91% |
$708K - $722K
|
55.5K
$985K
|
|
|
Feb 04, 2022
Q4 2021
|
Advisor Os, LLC
|
BUY
|
- |
35K+ 10.07% |
$706K - $720K
|
383K
$6.8M
|
|
|
Aug 11, 2022
Q4 2021
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
35KNew |
$705K - $720K
|
35K
$622K
|
|
|
Jan 12, 2022
Q4 2021
|
First Hawaiian Bank
|
BUY
|
- |
34.8K+ 17.97% |
$701K - $716K
|
229K
$4.06M
|
|
|
Feb 14, 2022
Q4 2021
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
34.5K+ 41.49% |
$695K - $709K
|
118K
$2.09M
|
|
|
Feb 15, 2022
Q4 2021
|
Cwa Asset Management Group, LLC
|
BUY
|
- |
33.2K+ 38.68% |
$669K - $683K
|
119K
$2.12M
|
|
|
Feb 14, 2022
Q4 2021
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
32K+ 153.19% |
$643K - $657K
|
52.8K
$938K
|
|
|
Feb 08, 2022
Q4 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
31.4K+ 3.45% |
$632K - $645K
|
939K
$16.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
31.4KNew |
$632K - $645K
|
31.4K
$557K
|
|
|
Feb 11, 2022
Q4 2021
|
Biltmore Family Office, LLC
|
BUY
|
- |
31.4K+ 54.89% |
$631K - $645K
|
88.5K
$1.57M
|
|
|
Feb 04, 2022
Q4 2021
|
Ironwood Investment Counsel, LLC
|
BUY
|
- |
31.1K+ 13.49% |
$626K - $639K
|
262K
$4.64M
|