Purchases and Sales Made in Q4 2021 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1.33K- 2.44% |
$26.9K - $27.4K
|
53.3K
$947K
|
|
|
Jan 27, 2022
Q4 2021
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-1.34K- 11.38% |
$26.9K - $27.5K
|
10.4K
$185K
|
|
|
Jan 24, 2022
Q4 2021
|
Lake Street Financial LLC
|
SELL
|
- |
-1.38K- 1.2% |
$27.7K - $28.3K
|
114K
$2.02M
|
|
|
Feb 08, 2022
Q4 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-1.4KClosed |
$28.2K - $28.8K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Concentrum Wealth Management
|
SELL
|
- |
-1.64K- 1.42% |
$33K - $33.7K
|
114K
$2.02M
|
|
|
Jan 20, 2022
Q4 2021
|
Cra Financial Services, LLC
|
SELL
|
- |
-2K- 6.17% |
$40.3K - $41.1K
|
30.4K
$541K
|
|
|
Feb 11, 2022
Q4 2021
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-2.25K- 3.6% |
$45.2K - $46.2K
|
60.1K
$1.07M
|
|
|
Jan 20, 2022
Q4 2021
|
Burns J W & CO Inc
|
SELL
|
- |
-2.4K- 4.5% |
$48.3K - $49.3K
|
51K
$906K
|
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-2.41KClosed |
$48.5K - $49.5K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-2.46K- 12.98% |
$49.5K - $50.5K
|
16.5K
$293K
|
|
|
Aug 13, 2024
Q4 2021
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-2.5K- 45.33% |
$50.4K - $51.4K
|
3.02K
$53.6K
|
|
|
Jan 31, 2022
Q4 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-2.56K- 3.19% |
$51.6K - $52.6K
|
77.6K
$1.38M
|
|
|
Feb 09, 2022
Q4 2021
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-2.71K- 5.22% |
$54.6K - $55.7K
|
49.2K
$874K
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-2.71KClosed |
$54.6K - $55.8K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-2.81K- 15.75% |
$56.6K - $57.8K
|
15K
$267K
|
|
|
Jan 28, 2022
Q4 2021
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-2.86K- 0.79% |
$57.6K - $58.8K
|
358K
$6.37M
|
|
|
Feb 14, 2022
Q4 2021
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-2.94K- 1.88% |
$59.1K - $60.3K
|
154K
$2.73M
|
|
|
Feb 07, 2022
Q4 2021
|
Atlas Private Wealth Management
|
SELL
|
- |
-3.28K- 1.57% |
$66.1K - $67.4K
|
205K
$3.65M
|
|
|
Jan 14, 2022
Q4 2021
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-3.55K- 20.41% |
$71.5K - $72.9K
|
13.8K
$246K
|
|
|
Feb 02, 2022
Q4 2021
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-3.78K- 3.33% |
$76.2K - $77.8K
|
110K
$1.95M
|
|
|
Feb 09, 2022
Q4 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-4.11K- 41.45% |
$82.7K - $84.4K
|
5.8K
$103K
|
|
|
Feb 08, 2022
Q4 2021
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-4.16K- 26.99% |
$83.7K - $85.4K
|
11.2K
$200K
|
|
|
Feb 11, 2022
Q4 2021
|
Elk River Wealth Management, LLC
|
SELL
|
- |
-4.18K- 15.09% |
$84.1K - $85.8K
|
23.5K
$417K
|
|
|
Feb 02, 2022
Q4 2021
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-4.46KClosed |
$89.8K - $91.7K
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Newman Dignan & Sheerar, Inc.
|
SELL
|
- |
-5K- 1.58% |
$101K - $103K
|
312K
$5.55M
|
|
|
Jan 19, 2022
Q4 2021
|
Cornell Pochily Investment Advisors, Inc.
|
SELL
|
- |
-5.6K- 5.74% |
$113K - $115K
|
92K
$1.64M
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-5.78K- 4.7% |
$116K - $119K
|
117K
$2.08M
|
|
|
Jan 19, 2022
Q4 2021
|
First Premier Bank
|
SELL
|
- |
-5.98KClosed |
$120K - $123K
|
0
$0
|
|
|
Jul 09, 2024
Q4 2021
|
Strategic Financial Partners, Ltd.
Bend, OR |
SELL
|
- |
-5.98K- 20.42% |
$120K - $123K
|
23.3K
$414K
|
|
|
Feb 14, 2022
Q4 2021
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-6.65K- 13.14% |
$134K - $137K
|
43.9K
$781K
|
|
|
Feb 10, 2022
Q4 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-6.83K- 6.0% |
$138K - $141K
|
107K
$1.9M
|
|
|
Feb 14, 2022
Q4 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-7.15K- 3.37% |
$144K - $147K
|
205K
$3.64M
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-8.13K- 2.0% |
$164K - $167K
|
399K
$7.09M
|
|
|
Feb 09, 2022
Q4 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-10KClosed |
$202K - $206K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-10.2K- 9.12% |
$206K - $211K
|
102K
$1.81M
|
|
|
Mar 11, 2022
Q4 2021
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-10.6K- 23.8% |
$214K - $218K
|
34K
$604K
|
|
|
Nov 14, 2024
Q4 2021
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-10.7KClosed |
$216K - $220K
|
0
$0
|
|
|
Jan 12, 2024
Q4 2021
|
Comprehensive Wealth Management, LLC
Lynnwood, WA |
SELL
|
- |
-10.8K- 2.19% |
$217K - $221K
|
479K
$8.52M
|
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-10.8K- 49.15% |
$217K - $221K
|
11.1K
$198K
|
|
|
Jan 20, 2022
Q4 2021
|
Reitz Capital Advisors LLC
|
SELL
|
- |
-11.8K- 4.56% |
$237K - $242K
|
246K
$4.38M
|
|
|
Feb 09, 2022
Q4 2021
|
Soltis Investment Advisors LLC
St. George, UT |
SELL
|
- |
-13K- 7.71% |
$261K - $267K
|
155K
$2.76M
|
|
|
Feb 04, 2022
Q4 2021
|
Hcr Wealth Advisors
Los Angeles, CA |
SELL
|
- |
-13.4K- 1.61% |
$270K - $276K
|
820K
$14.6M
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-13.5KClosed |
$272K - $278K
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
Essex LLC
|
SELL
|
- |
-14.3K- 5.97% |
$289K - $295K
|
226K
$4.02M
|
|
|
Feb 14, 2022
Q4 2021
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-14.4KClosed |
$291K - $297K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Foster Victor Wealth Advisors, LLC
|
SELL
|
- |
-14.7KClosed |
$296K - $303K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
American Financial Advisors, LLC
|
SELL
|
- |
-15.2K- 19.25% |
$306K - $313K
|
63.8K
$1.13M
|
|
|
Feb 14, 2022
Q4 2021
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-17.3K- 3.09% |
$348K - $355K
|
542K
$9.63M
|
|
|
Feb 14, 2022
Q4 2021
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-18.3K- 63.76% |
$368K - $376K
|
10.4K
$185K
|
|
|
Feb 11, 2022
Q4 2021
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-19.8K- 1.87% |
$399K - $407K
|
1.04M
$18.4M
|