Purchases and Sales Made in Q4 2022 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-86.7K- 3.31% |
$1.41M - $1.49M
|
2.54M
$45.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-91.7K- 79.66% |
$1.49M - $1.57M
|
23.4K
$417K
|
|
|
Feb 14, 2023
Q4 2022
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-92.2K- 9.48% |
$1.5M - $1.58M
|
881K
$15.7M
|
|
|
Jan 30, 2023
Q4 2022
|
Americana Partners, LLC
Houston, TX |
SELL
|
- |
-99.5K- 87.63% |
$1.62M - $1.71M
|
14K
$250K
|
|
|
Jan 19, 2023
Q4 2022
|
American Institute For Advanced Investment Management, LLP
|
SELL
|
- |
-113K- 89.21% |
$1.84M - $1.94M
|
13.7K
$243K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-113K- 18.58% |
$1.84M - $1.94M
|
496K
$8.83M
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-114K- 36.69% |
$1.86M - $1.96M
|
197K
$3.52M
|
|
|
Feb 07, 2023
Q4 2022
|
Stockman Wealth Management, Inc.
|
SELL
|
- |
-120K- 66.43% |
$1.96M - $2.06M
|
60.7K
$1.08M
|
|
|
Feb 02, 2023
Q4 2022
|
Magnus Financial Group LLC
New York, NY |
SELL
|
- |
-124K- 10.18% |
$2.02M - $2.13M
|
1.1M
$19.5M
|
|
|
Jan 09, 2023
Q4 2022
|
Trinity Legacy Partners, LLC
|
SELL
|
- |
-141K- 12.78% |
$2.29M - $2.41M
|
960K
$17.1M
|
|
|
Jan 18, 2023
Q4 2022
|
Country Trust Bank
|
SELL
|
- |
-162K- 7.21% |
$2.64M - $2.78M
|
2.09M
$37.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-189K- 58.95% |
$3.08M - $3.25M
|
132K
$2.35M
|
|
|
Feb 13, 2023
Q4 2022
|
Southern Wealth Management, LLP
Dallas, TX |
SELL
|
- |
-199K- 59.22% |
$3.24M - $3.42M
|
137K
$2.44M
|
|
|
Feb 13, 2023
Q4 2022
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-216K- 68.77% |
$3.51M - $3.7M
|
97.9K
$1.74M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-234K- 26.29% |
$3.82M - $4.02M
|
657K
$11.7M
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-243K- 12.56% |
$3.96M - $4.17M
|
1.69M
$30.1M
|
|
|
Jan 12, 2023
Q4 2022
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-261K- 86.1% |
$4.25M - $4.47M
|
42.1K
$749K
|
|
|
Feb 06, 2023
Q4 2022
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-268K- 34.34% |
$4.37M - $4.6M
|
513K
$9.13M
|
|
|
Feb 06, 2023
Q4 2022
|
Park National Corp
|
SELL
|
- |
-317K- 7.26% |
$5.16M - $5.44M
|
4.05M
$72.1M
|
|
|
Feb 01, 2023
Q4 2022
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-319K- 5.71% |
$5.19M - $5.47M
|
5.26M
$93.6M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-384K- 16.24% |
$6.26M - $6.59M
|
1.98M
$35.3M
|
|
|
Feb 13, 2023
Q4 2022
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-445K- 58.62% |
$7.25M - $7.64M
|
314K
$5.59M
|
|
|
Feb 14, 2023
Q4 2022
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-453K- 94.05% |
$7.37M - $7.77M
|
28.6K
$510K
|
|
|
Feb 02, 2023
Q4 2022
|
Western Wealth Management, LLC
|
SELL
|
- |
-486K- 65.3% |
$7.91M - $8.34M
|
258K
$4.6M
|
|
|
Feb 10, 2023
Q4 2022
|
Csenge Advisory Group
|
SELL
|
- |
-492K- 46.44% |
$8.02M - $8.45M
|
568K
$10.1M
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
SELL
|
- |
-506K- 50.95% |
$8.25M - $8.69M
|
488K
$8.69M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-509K- 16.62% |
$8.3M - $8.74M
|
2.56M
$45.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-576K- 58.73% |
$9.39M - $9.89M
|
405K
$7.21M
|
|
|
Jan 20, 2023
Q4 2022
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-659K- 23.68% |
$10.7M - $11.3M
|
2.12M
$37.8M
|
|
|
Mar 23, 2023
Q4 2022
|
Prostatis Group LLC
Hanover, MD |
SELL
|
- |
-835KClosed |
$13.6M - $14.3M
|
0
$0
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-837K- 10.56% |
$13.6M - $14.4M
|
7.1M
$126M
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-886K- 30.11% |
$14.4M - $15.2M
|
2.06M
$36.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.02M- 98.41% |
$16.6M - $17.5M
|
16.5K
$294K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.12M- 16.97% |
$18.3M - $19.3M
|
5.5M
$97.9M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-1.49M- 12.74% |
$24.3M - $25.6M
|
10.2M
$182M
|
|
|
Feb 15, 2023
Q4 2022
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-1.78M- 84.94% |
$29M - $30.5M
|
315K
$5.61M
|
|
|
Feb 14, 2023
Q4 2022
|
Flaharty Asset Management, LLC
|
SELL
|
- |
-1.86M- 96.95% |
$30.4M - $32M
|
58.7K
$1.05M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.76M- 15.51% |
$61.2M - $64.5M
|
20.5M
$365M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-5.13M- 9.17% |
$83.6M - $88.1M
|
50.8M
$905M
|