Purchases and Sales Made in Q4 2022 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 27, 2023
Q4 2022
|
Drive Wealth Management, LLC
Lehi, UT |
BUY
|
- |
62.4KNew |
$1.02M - $1.07M
|
62.4K
$1.11M
|
|
|
Jan 25, 2023
Q4 2022
|
Aj Wealth Strategies, LLC
|
BUY
|
- |
59.5K+ 40.86% |
$969K - $1.02M
|
205K
$3.65M
|
|
|
Jan 25, 2023
Q4 2022
|
Stephens Inc
|
BUY
|
- |
56.3K+ 99.45% |
$917K - $966K
|
113K
$2.01M
|
|
|
Feb 09, 2023
Q4 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
54K+ 29.77% |
$879K - $926K
|
235K
$4.19M
|
|
|
Feb 24, 2023
Q4 2022
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
54K+ 5.16% |
$879K - $926K
|
1.1M
$19.6M
|
|
|
Jan 27, 2023
Q4 2022
|
Clearwater Capital Advisors, LLC
|
BUY
|
- |
53.1K+ 4.69% |
$864K - $910K
|
1.18M
$21.1M
|
|
|
Jan 25, 2023
Q4 2022
|
Shufro Rose & CO LLC
|
BUY
|
- |
48.2KNew |
$785K - $827K
|
48.2K
$858K
|
|
|
Feb 13, 2023
Q4 2022
|
Barings LLC
|
BUY
|
- |
46.5K+ 17.27% |
$757K - $798K
|
316K
$5.62M
|
|
|
Jan 19, 2024
Q4 2022
|
Cedrus LLC
Littleton, CO |
BUY
|
- |
45.9K+ 265.72% |
$748K - $788K
|
63.2K
$1.13M
|
|
|
Jan 26, 2023
Q4 2022
|
Red Cedar Investment Management, LLC
|
BUY
|
- |
45.5K+ 7.0% |
$741K - $781K
|
696K
$12.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
45.2K+ 50.63% |
$736K - $776K
|
134K
$2.4M
|
|
|
Feb 27, 2023
Q4 2022
|
Cascade Investment Group, Inc.
Colorado Springs, CO |
BUY
|
- |
44.8KNew |
$730K - $769K
|
44.8K
$798K
|
|
|
Feb 10, 2023
Q4 2022
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
BUY
|
- |
44.2KNew |
$720K - $758K
|
44.2K
$787K
|
|
|
Feb 07, 2023
Q4 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
44.1K+ 4.97% |
$719K - $758K
|
933K
$16.6M
|
|
|
Feb 13, 2023
Q4 2022
|
Us Bancorp \De\
|
BUY
|
- |
44.1K+ 42.07% |
$719K - $758K
|
149K
$2.66M
|
|
|
Feb 13, 2023
Q4 2022
|
Owen La Rue, LLC
Elizabethtown, KY |
BUY
|
- |
44.1KNew |
$718K - $757K
|
44.1K
$785K
|
|
|
Jan 31, 2023
Q4 2022
|
Chatham Capital Group, Inc.
|
BUY
|
- |
41.5K+ 158.78% |
$676K - $712K
|
67.7K
$1.21M
|
|
|
Jan 12, 2023
Q4 2022
|
Strateg Iq Financial Group, LLC
|
BUY
|
- |
39.9K+ 6.94% |
$650K - $684K
|
615K
$11M
|
|
|
Feb 14, 2023
Q4 2022
|
Quantitative Advantage, LLC
Minnetonka, MN |
BUY
|
- |
39.6KNew |
$644K - $679K
|
39.6K
$705K
|
|
|
Jan 24, 2023
Q4 2022
|
Bouchey Financial Group LTD
|
BUY
|
- |
39.2K+ 5.38% |
$639K - $673K
|
768K
$13.7M
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
37.1K+ 17.85% |
$604K - $636K
|
245K
$4.36M
|
|
|
Feb 09, 2023
Q4 2022
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
36K+ 9.91% |
$586K - $618K
|
399K
$7.11M
|
|
|
Feb 13, 2023
Q4 2022
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
35.9KNew |
$585K - $616K
|
35.9K
$639K
|
|
|
Feb 15, 2023
Q4 2022
|
Retirement Group, LLC
|
BUY
|
- |
35.1K+ 91.63% |
$572K - $603K
|
73.4K
$1.31M
|
|
|
Feb 09, 2023
Q4 2022
|
True Capital Management
San Francisco, CA |
BUY
|
- |
30.3KNew |
$493K - $519K
|
30.3K
$539K
|
|
|
Feb 01, 2023
Q4 2022
|
Ironwood Investment Counsel, LLC
|
BUY
|
- |
29.9K+ 11.62% |
$487K - $513K
|
287K
$5.11M
|
|
|
Feb 15, 2023
Q4 2022
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
29.1KNew |
$474K - $499K
|
29.1K
$518K
|
|
|
Jan 10, 2023
Q4 2022
|
Gradient Investments LLC
|
BUY
|
- |
26.7K+ 5.58% |
$435K - $458K
|
504K
$8.98M
|
|
|
Jan 25, 2023
Q4 2022
|
Barry Investment Advisors, LLC
|
BUY
|
- |
25.4KNew |
$413K - $436K
|
25.4K
$452K
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
24.4K+ 13.27% |
$397K - $419K
|
208K
$3.71M
|
|
|
Jan 25, 2023
Q4 2022
|
Lake Street Financial LLC
|
BUY
|
- |
24.3K+ 19.4% |
$396K - $418K
|
150K
$2.67M
|
|
|
Jan 31, 2023
Q4 2022
|
Bell Bank
|
BUY
|
- |
19.6KNew |
$319K - $336K
|
19.6K
$348K
|
|
|
Feb 14, 2023
Q4 2022
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
19.5K+ 11.56% |
$317K - $334K
|
188K
$3.35M
|
|
|
Feb 06, 2023
Q4 2022
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
18.4K+ 58.81% |
$300K - $316K
|
49.8K
$887K
|
|
|
Feb 03, 2023
Q4 2022
|
Prw Wealth Management LLC
|
BUY
|
- |
18K+ 96.98% |
$293K - $309K
|
36.6K
$651K
|
|
|
Feb 13, 2023
Q4 2022
|
Insigneo Advisory Services, LLC
Miami, FL |
BUY
|
- |
17.3KNew |
$282K - $297K
|
17.3K
$308K
|
|
|
Feb 15, 2023
Q4 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
17K+ 16.0% |
$277K - $292K
|
123K
$2.2M
|
|
|
Feb 13, 2023
Q4 2022
|
Bank Ozk
|
BUY
|
- |
16.2KNew |
$264K - $278K
|
16.2K
$288K
|
|
|
Feb 10, 2023
Q4 2022
|
Svb Wealth LLC
Boston, MA |
BUY
|
- |
15.1K+ 28.21% |
$246K - $259K
|
68.7K
$1.22M
|
|
|
Mar 14, 2023
Q4 2022
|
Awm Capital, LLC
|
BUY
|
- |
15KNew |
$244K - $257K
|
15K
$267K
|
|
|
Jan 31, 2023
Q4 2022
|
Advisor Os, LLC
|
BUY
|
- |
14.9K+ 3.91% |
$243K - $256K
|
397K
$7.07M
|
|
|
Jan 12, 2023
Q4 2022
|
Transform Wealth, LLC
|
BUY
|
- |
14.6K+ 2.4% |
$238K - $251K
|
624K
$11.1M
|
|
|
Jan 24, 2023
Q4 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
14.6KNew |
$238K - $250K
|
14.6K
$260K
|
|
|
Feb 14, 2023
Q4 2022
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
13.8K+ 27.16% |
$225K - $237K
|
64.8K
$1.15M
|
|
|
Sep 11, 2023
Q4 2022
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
13.4KNew |
$218K - $230K
|
13.4K
$238K
|
|
|
Feb 09, 2023
Q4 2022
|
Running Point Capital Advisors, LLC
|
BUY
|
- |
13.1KNew |
$214K - $225K
|
13.1K
$234K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
12.8K+ 0.94% |
$208K - $220K
|
1.37M
$24.4M
|
|
|
Feb 13, 2023
Q4 2022
|
Kraematon Investment Advisors, Inc
|
BUY
|
- |
12K+ 55.5% |
$196K - $207K
|
33.7K
$601K
|
|
|
Feb 14, 2023
Q4 2022
|
First Manhattan CO
New York, NY |
BUY
|
- |
12KNew |
$195K - $206K
|
12K
$214K
|
|
|
Jan 17, 2023
Q4 2022
|
Hfg Advisors, Inc.
|
BUY
|
- |
11.7KNew |
$190K - $200K
|
11.7K
$208K
|