Purchases and Sales Made in Q4 2022 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 09, 2023
Q4 2022
|
Cwa Asset Management Group, LLC
|
SELL
|
- |
-15.4K- 15.67% |
$251K - $264K
|
82.8K
$1.48M
|
|
|
Feb 14, 2023
Q4 2022
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-17.3K- 47.55% |
$282K - $297K
|
19.1K
$340K
|
|
|
Feb 07, 2023
Q4 2022
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-17.4K- 56.4% |
$283K - $298K
|
13.4K
$239K
|
|
|
Feb 14, 2023
Q4 2022
|
Financial Partners Group, Inc
Overland Park, KS |
SELL
|
- |
-17.6K- 59.48% |
$287K - $302K
|
12K
$214K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-17.8K- 7.9% |
$291K - $306K
|
208K
$3.71M
|
|
|
Jan 13, 2023
Q4 2022
|
Allworth Financial LP
|
SELL
|
- |
-18.1K- 30.69% |
$294K - $310K
|
40.8K
$726K
|
|
|
Jan 24, 2023
Q4 2022
|
Toth Financial Advisory Corp
|
SELL
|
- |
-18.3K- 11.12% |
$298K - $314K
|
146K
$2.61M
|
|
|
Jan 26, 2023
Q4 2022
|
Comerica Bank
|
SELL
|
- |
-18.6K- 3.59% |
$303K - $319K
|
499K
$8.89M
|
|
|
Sep 11, 2024
Q4 2022
|
Summit Wealth Partners, LLC
Orlando, FL |
SELL
|
- |
-20.1K- 5.87% |
$328K - $346K
|
323K
$5.75M
|
|
|
Feb 14, 2023
Q4 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-20.3K- 99.27% |
$331K - $348K
|
150
$2.67K
|
|
|
Feb 09, 2023
Q4 2022
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-20.8K- 44.23% |
$339K - $357K
|
26.2K
$467K
|
|
|
Feb 06, 2023
Q4 2022
|
Aspen Investment Management Inc
Grand Rapids, MI |
SELL
|
- |
-21K- 8.69% |
$342K - $360K
|
221K
$3.93M
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-22.1K- 37.62% |
$359K - $378K
|
36.6K
$651K
|
|
|
Feb 14, 2023
Q4 2022
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-22.7K- 13.19% |
$370K - $389K
|
149K
$2.66M
|
|
|
Feb 14, 2023
Q4 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-22.9K- 5.3% |
$373K - $393K
|
410K
$7.29M
|
|
|
Jan 24, 2023
Q4 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-27.1K- 16.79% |
$441K - $464K
|
134K
$2.39M
|
|
|
Feb 01, 2023
Q4 2022
|
Creative Financial Designs Inc
|
SELL
|
- |
-27.8K- 52.62% |
$452K - $477K
|
25K
$445K
|
|
|
Feb 15, 2023
Q4 2022
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-28.2K- 14.22% |
$460K - $484K
|
170K
$3.03M
|
|
|
Feb 10, 2023
Q4 2022
|
Signature Securities Group Corporation
|
SELL
|
- |
-28.6K- 5.36% |
$466K - $491K
|
505K
$8.99M
|
|
|
Jan 26, 2023
Q4 2022
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-29K- 36.05% |
$472K - $498K
|
51.4K
$916K
|
|
|
Jan 23, 2023
Q4 2022
|
Chiron Capital Management, LLC
|
SELL
|
- |
-31.7K- 62.2% |
$516K - $544K
|
19.3K
$343K
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-32.2K- 2.39% |
$524K - $552K
|
1.32M
$23.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Family Legacy, Inc.
|
SELL
|
- |
-33.3K- 10.36% |
$542K - $571K
|
288K
$5.13M
|
|
|
Jan 13, 2023
Q4 2022
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-34.7K- 11.6% |
$564K - $595K
|
264K
$4.7M
|
|
|
Feb 14, 2023
Q4 2022
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-34.7K- 7.77% |
$565K - $596K
|
412K
$7.34M
|
|
|
Feb 07, 2023
Q4 2022
|
Summit Financial, LLC
Parsippany, NJ |
SELL
|
- |
-35.6K- 16.34% |
$580K - $611K
|
182K
$3.25M
|
|
|
Jan 16, 2024
Q4 2022
|
Etesian Wealth Advisors, Inc.
West Linn, OR |
SELL
|
- |
-36.2K- 19.36% |
$589K - $620K
|
151K
$2.68M
|
|
|
Feb 13, 2023
Q4 2022
|
Hcr Wealth Advisors
Los Angeles, CA |
SELL
|
- |
-36.7K- 4.29% |
$597K - $629K
|
819K
$14.6M
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-40.8K- 14.45% |
$665K - $701K
|
242K
$4.31M
|
|
|
Jan 17, 2023
Q4 2022
|
Qp Wealth Management, LLC
|
SELL
|
- |
-41.1K- 47.02% |
$670K - $706K
|
46.3K
$825K
|
|
|
Feb 01, 2023
Q4 2022
|
Walker Asset Management, LLC
|
SELL
|
- |
-42.5K- 18.34% |
$692K - $729K
|
189K
$3.37M
|
|
|
Nov 30, 2023
Q4 2022
|
Pfs Partners, LLC
Mine Hill, NJ |
SELL
|
- |
-43.3K- 15.06% |
$705K - $742K
|
244K
$4.34M
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-49.5K- 53.33% |
$807K - $850K
|
43.3K
$772K
|
|
|
Jan 25, 2023
Q4 2022
|
Bard Financial Services, Inc.
|
SELL
|
- |
-50K- 25.31% |
$815K - $858K
|
148K
$2.63M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-50.3K- 9.71% |
$819K - $863K
|
468K
$8.33M
|
|
|
Jan 17, 2023
Q4 2022
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-50.6K- 33.77% |
$824K - $868K
|
99.2K
$1.77M
|
|
|
Jan 17, 2023
Q4 2022
|
Twelve Points Wealth Management LLC
|
SELL
|
- |
-51.1K- 28.2% |
$833K - $877K
|
130K
$2.32M
|
|
|
Feb 14, 2023
Q4 2022
|
Cypress Capital Group
|
SELL
|
- |
-53K- 23.14% |
$864K - $910K
|
176K
$3.14M
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-54.1K- 26.13% |
$882K - $929K
|
153K
$2.73M
|
|
|
Jan 24, 2023
Q4 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-54.3K- 23.39% |
$884K - $931K
|
178K
$3.17M
|
|
|
Feb 07, 2023
Q4 2022
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-60.6K- 25.52% |
$986K - $1.04M
|
177K
$3.15M
|
|
|
Jan 24, 2023
Q4 2022
|
Shore Haven Wealth Partners, LLC
|
SELL
|
- |
-61.3K- 55.17% |
$999K - $1.05M
|
49.8K
$887K
|
|
|
Jan 11, 2023
Q4 2022
|
Arkadios Wealth Advisors
|
SELL
|
- |
-71K- 86.59% |
$1.16M - $1.22M
|
11K
$196K
|
|
|
Feb 14, 2023
Q4 2022
|
Wills Financial Group, Inc.
|
SELL
|
- |
-71.2K- 19.82% |
$1.16M - $1.22M
|
288K
$5.13M
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-71.9K- 28.02% |
$1.17M - $1.23M
|
185K
$3.29M
|
|
|
Jan 30, 2023
Q4 2022
|
Berger Financial Group, Inc
Plymouth, MN |
SELL
|
- |
-73.5K- 4.88% |
$1.2M - $1.26M
|
1.43M
$25.5M
|
|
|
Feb 07, 2023
Q4 2022
|
Lincoln National Corp
|
SELL
|
- |
-76.4K- 59.14% |
$1.24M - $1.31M
|
52.8K
$940K
|
|
|
Feb 09, 2023
Q4 2022
|
Citigroup Inc
|
SELL
|
- |
-82.8K- 17.22% |
$1.35M - $1.42M
|
398K
$7.09M
|
|
|
Feb 10, 2023
Q4 2022
|
Andesa Financial Management Inc.
|
SELL
|
- |
-83.5K- 48.46% |
$1.36M - $1.43M
|
88.8K
$1.58M
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-84.8K- 6.08% |
$1.38M - $1.46M
|
1.31M
$23.3M
|